Assign content_layer for page_headers and page_footers

Signed-off-by: Christoph Auer <cau@zurich.ibm.com>
This commit is contained in:
Christoph Auer 2025-02-03 15:06:19 +01:00
commit 6fa5bfd115
154 changed files with 9612 additions and 1503 deletions

View File

@ -8,7 +8,7 @@ runs:
using: 'composite'
steps:
- name: Install poetry
run: pipx install poetry==1.8.3
run: pipx install poetry==1.8.5
shell: bash
- uses: actions/setup-python@v5
with:

View File

@ -6,11 +6,11 @@ jobs:
runs-on: ubuntu-latest
strategy:
matrix:
python-version: ['3.9', '3.10', '3.11', '3.12']
python-version: ['3.9', '3.10', '3.11', '3.12', '3.13']
steps:
- uses: actions/checkout@v4
- name: Install tesseract
run: sudo apt-get update && sudo apt-get install -y tesseract-ocr tesseract-ocr-eng tesseract-ocr-fra tesseract-ocr-deu tesseract-ocr-spa libleptonica-dev libtesseract-dev pkg-config
run: sudo apt-get update && sudo apt-get install -y tesseract-ocr tesseract-ocr-eng tesseract-ocr-fra tesseract-ocr-deu tesseract-ocr-spa tesseract-ocr-script-latn libleptonica-dev libtesseract-dev pkg-config
- name: Set TESSDATA_PREFIX
run: |
echo "TESSDATA_PREFIX=$(dpkg -L tesseract-ocr-eng | grep tessdata$)" >> "$GITHUB_ENV"

View File

@ -14,7 +14,10 @@ jobs:
- uses: ./.github/actions/setup-poetry
- name: Build docs
run: poetry run mkdocs build --verbose --clean
- name: Make docs LLM ready
if: inputs.deploy
uses: demodrive-ai/llms-txt-action@ad720693843126e6a73910a667d0eba37c1dea4b
- name: Build and push docs
if: inputs.deploy
run: poetry run mkdocs gh-deploy --force
run: poetry run mkdocs gh-deploy --force --dirty

View File

@ -1,3 +1,49 @@
## [v2.17.0](https://github.com/DS4SD/docling/releases/tag/v2.17.0) - 2025-01-28
### Feature
* **CLI:** Expose code and formula models in the CLI ([#820](https://github.com/DS4SD/docling/issues/820)) ([`6882e6c`](https://github.com/DS4SD/docling/commit/6882e6c38df30e4d4a1b83e01b13900ca7ea001f))
* Add platform info to CLI version printout ([#816](https://github.com/DS4SD/docling/issues/816)) ([`95b293a`](https://github.com/DS4SD/docling/commit/95b293a72356f94c7076e3649be970c8a51121a3))
* **ocr:** Expose `rec_keys_path` in RapidOcrOptions to support custom dictionaries ([#786](https://github.com/DS4SD/docling/issues/786)) ([`5332755`](https://github.com/DS4SD/docling/commit/53327552e83ced079ae50d8067ba7a8ce80cd9ad))
* Introduce automatic language detection in TesseractOcrCliModel ([#800](https://github.com/DS4SD/docling/issues/800)) ([`3be2fb5`](https://github.com/DS4SD/docling/commit/3be2fb581fe5a2ebd5cec9c86bb22eb1dec6fd0f))
### Fix
* Fix single newline handling in MD backend ([#824](https://github.com/DS4SD/docling/issues/824)) ([`5aed9f8`](https://github.com/DS4SD/docling/commit/5aed9f8aeba1624ba1a721e2ed3ba4aceaa7a482))
* Use file extension if filetype fails with PDF ([#827](https://github.com/DS4SD/docling/issues/827)) ([`adf6353`](https://github.com/DS4SD/docling/commit/adf635348365f82daa64e3f879076a7baf71edc0))
* Parse html with omitted body tag ([#818](https://github.com/DS4SD/docling/issues/818)) ([`a112d7a`](https://github.com/DS4SD/docling/commit/a112d7a03512e8a00842a100416426254d6ecfc0))
### Documentation
* Document Docling JSON parsing ([#819](https://github.com/DS4SD/docling/issues/819)) ([`6875913`](https://github.com/DS4SD/docling/commit/6875913e34abacb8d71b5d31543adbf7b5bd5e92))
* Add SSL verification error mitigation ([#821](https://github.com/DS4SD/docling/issues/821)) ([`5139b48`](https://github.com/DS4SD/docling/commit/5139b48e4e62bb061d956c132958ec2e6d88e40a))
* **backend XML:** Do not delete temp file in notebook ([#817](https://github.com/DS4SD/docling/issues/817)) ([`4d41db3`](https://github.com/DS4SD/docling/commit/4d41db3f7abb86c8c65386bf94e7eb0bf22bb82b))
* Typo ([#814](https://github.com/DS4SD/docling/issues/814)) ([`8a4ec77`](https://github.com/DS4SD/docling/commit/8a4ec77576b8a9fd60d0047939665d00cf93b4dd))
* Added markdown headings to enable TOC in github pages ([#808](https://github.com/DS4SD/docling/issues/808)) ([`b885b2f`](https://github.com/DS4SD/docling/commit/b885b2fa3c2519c399ed4b9a3dd4c2f6f62235d1))
* Description of supported formats and backends ([#788](https://github.com/DS4SD/docling/issues/788)) ([`c2ae1cc`](https://github.com/DS4SD/docling/commit/c2ae1cc4cab0f9e693c7ca460fe8afa5b515ee94))
## [v2.16.0](https://github.com/DS4SD/docling/releases/tag/v2.16.0) - 2025-01-24
### Feature
* New document picture classifier ([#805](https://github.com/DS4SD/docling/issues/805)) ([`16a218d`](https://github.com/DS4SD/docling/commit/16a218d871c48fd9cc636b77f7b597dc40cbeeec))
* Add Docling JSON ingestion ([#783](https://github.com/DS4SD/docling/issues/783)) ([`88a0e66`](https://github.com/DS4SD/docling/commit/88a0e66adc19238f57a942b0504926cdaeacd8cc))
* Code and equation model for PDF and code blocks in markdown ([#752](https://github.com/DS4SD/docling/issues/752)) ([`3213b24`](https://github.com/DS4SD/docling/commit/3213b247ad6870ff984271f09f7720be68d9479b))
* Add "auto" language for TesseractOcr ([#759](https://github.com/DS4SD/docling/issues/759)) ([`8543c22`](https://github.com/DS4SD/docling/commit/8543c22687fee40459d393bf4adcfc059712de02))
### Fix
* Added extraction of byte-images in excel ([#804](https://github.com/DS4SD/docling/issues/804)) ([`a458e29`](https://github.com/DS4SD/docling/commit/a458e298ca64da2c6df29d953e95645525817bed))
* Update docling-parse-v2 backend version with new parsing fixes ([#769](https://github.com/DS4SD/docling/issues/769)) ([`670a08b`](https://github.com/DS4SD/docling/commit/670a08bdedda847ff3b6942bcaa1a2adef79afe2))
### Documentation
* Fix minor typos ([#801](https://github.com/DS4SD/docling/issues/801)) ([`c58f75d`](https://github.com/DS4SD/docling/commit/c58f75d0f75040e32820cc2915ec00755211c02f))
* Add Azure RAG example ([#675](https://github.com/DS4SD/docling/issues/675)) ([`9020a93`](https://github.com/DS4SD/docling/commit/9020a934be35b0798c972eb77a22fb62ce654ca5))
* Fix links between docs pages ([#697](https://github.com/DS4SD/docling/issues/697)) ([`c49b352`](https://github.com/DS4SD/docling/commit/c49b3526fb7b72e8007f785b1fcfdf58c2457756))
* Fix correct Accelerator pipeline options in docs/examples/custom_convert.py ([#733](https://github.com/DS4SD/docling/issues/733)) ([`7686083`](https://github.com/DS4SD/docling/commit/768608351d40376c3504546f52e967195536b3d5))
* Example to translate documents ([#739](https://github.com/DS4SD/docling/issues/739)) ([`f7e1cbf`](https://github.com/DS4SD/docling/commit/f7e1cbf629ae5f3e279296e72f656b7a453ab7a3))
## [v2.15.1](https://github.com/DS4SD/docling/releases/tag/v2.15.1) - 2025-01-10
### Fix

View File

@ -22,23 +22,25 @@
[![License MIT](https://img.shields.io/github/license/DS4SD/docling)](https://opensource.org/licenses/MIT)
[![PyPI Downloads](https://static.pepy.tech/badge/docling/month)](https://pepy.tech/projects/docling)
Docling parses documents and exports them to the desired format with ease and speed.
Docling simplifies document processing, parsing diverse formats — including advanced PDF understanding — and providing seamless integrations with the gen AI ecosystem.
## Features
* 🗂️ Reads popular document formats (PDF, DOCX, PPTX, XLSX, Images, HTML, AsciiDoc & Markdown) and exports to HTML, Markdown and JSON (with embedded and referenced images)
* 📑 Advanced PDF document understanding including page layout, reading order & table structures
* 🧩 Unified, expressive [DoclingDocument](https://ds4sd.github.io/docling/concepts/docling_document/) representation format
* 🤖 Plug-and-play [integrations](https://ds4sd.github.io/docling/integrations/) incl. LangChain, LlamaIndex, Crew AI & Haystack for agentic AI
* 🔍 OCR support for scanned PDFs
* 🗂️ Parsing of [multiple document formats][supported_formats] incl. PDF, DOCX, XLSX, HTML, images, and more
* 📑 Advanced PDF understanding incl. page layout, reading order, table structure, code, formulas, image classification, and more
* 🧬 Unified, expressive [DoclingDocument][docling_document] representation format
* ↪️ Various [export formats][supported_formats] and options, including Markdown, HTML, and lossless JSON
* 🔒 Local execution capabilities for sensitive data and air-gapped environments
* 🤖 Plug-and-play [integrations][integrations] incl. LangChain, LlamaIndex, Crew AI & Haystack for agentic AI
* 🔍 Extensive OCR support for scanned PDFs and images
* 💻 Simple and convenient CLI
Explore the [documentation](https://ds4sd.github.io/docling/) to discover plenty examples and unlock the full power of Docling!
### Coming soon
* ♾️ Equation & code extraction
* 📝 Metadata extraction, including title, authors, references & language
* 📝 Inclusion of Visual Language Models ([SmolDocling](https://huggingface.co/blog/smolervlm#smoldocling))
* 📝 Chart understanding (Barchart, Piechart, LinePlot, etc)
* 📝 Complex chemistry understanding (Molecular structures)
## Installation
@ -120,3 +122,7 @@ For individual model usage, please refer to the model licenses found in the orig
## IBM ❤️ Open Source AI
Docling has been brought to you by IBM.
[supported_formats]: https://ds4sd.github.io/docling/supported_formats/
[docling_document]: https://ds4sd.github.io/docling/concepts/docling_document/
[integrations]: https://ds4sd.github.io/docling/integrations/

View File

@ -27,7 +27,6 @@ class AbstractDocumentBackend(ABC):
def supports_pagination(cls) -> bool:
pass
@abstractmethod
def unload(self):
if isinstance(self.path_or_stream, BytesIO):
self.path_or_stream.close()

View File

@ -24,7 +24,6 @@ _log = logging.getLogger(__name__)
class AsciiDocBackend(DeclarativeDocumentBackend):
def __init__(self, in_doc: InputDocument, path_or_stream: Union[BytesIO, Path]):
super().__init__(in_doc, path_or_stream)

View File

@ -163,7 +163,7 @@ class DoclingParsePageBackend(PdfPageBackend):
l=0, r=0, t=0, b=0, coord_origin=CoordOrigin.BOTTOMLEFT
)
else:
padbox = cropbox.to_bottom_left_origin(page_size.height)
padbox = cropbox.to_bottom_left_origin(page_size.height).model_copy()
padbox.r = page_size.width - padbox.r
padbox.t = page_size.height - padbox.t

View File

@ -178,7 +178,7 @@ class DoclingParseV2PageBackend(PdfPageBackend):
l=0, r=0, t=0, b=0, coord_origin=CoordOrigin.BOTTOMLEFT
)
else:
padbox = cropbox.to_bottom_left_origin(page_size.height)
padbox = cropbox.to_bottom_left_origin(page_size.height).model_copy()
padbox.r = page_size.width - padbox.r
padbox.t = page_size.height - padbox.t

View File

@ -1,9 +1,9 @@
import logging
from io import BytesIO
from pathlib import Path
from typing import Set, Union
from typing import Optional, Set, Union
from bs4 import BeautifulSoup
from bs4 import BeautifulSoup, Tag
from docling_core.types.doc import (
DocItemLabel,
DoclingDocument,
@ -24,7 +24,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
def __init__(self, in_doc: "InputDocument", path_or_stream: Union[BytesIO, Path]):
super().__init__(in_doc, path_or_stream)
_log.debug("About to init HTML backend...")
self.soup = None
self.soup: Optional[Tag] = None
# HTML file:
self.path_or_stream = path_or_stream
# Initialise the parents for the hierarchy
@ -78,17 +78,18 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
if self.is_valid():
assert self.soup is not None
content = self.soup.body or self.soup
# Replace <br> tags with newline characters
for br in self.soup.body.find_all("br"):
for br in content.find_all("br"):
br.replace_with("\n")
doc = self.walk(self.soup.body, doc)
doc = self.walk(content, doc)
else:
raise RuntimeError(
f"Cannot convert doc with {self.document_hash} because the backend failed to init."
)
return doc
def walk(self, element, doc):
def walk(self, element: Tag, doc: DoclingDocument):
try:
# Iterate over elements in the body of the document
for idx, element in enumerate(element.children):
@ -105,7 +106,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
return doc
def analyse_element(self, element, idx, doc):
def analyse_element(self, element: Tag, idx: int, doc: DoclingDocument):
"""
if element.name!=None:
_log.debug("\t"*self.level, idx, "\t", f"{element.name} ({self.level})")
@ -135,7 +136,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
else:
self.walk(element, doc)
def get_direct_text(self, item):
def get_direct_text(self, item: Tag):
"""Get the direct text of the <li> element (ignoring nested lists)."""
text = item.find(string=True, recursive=False)
if isinstance(text, str):
@ -144,7 +145,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
return ""
# Function to recursively extract text from all child nodes
def extract_text_recursively(self, item):
def extract_text_recursively(self, item: Tag):
result = []
if isinstance(item, str):
@ -165,7 +166,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
return "".join(result) + " "
def handle_header(self, element, idx, doc):
def handle_header(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles header tags (h1, h2, etc.)."""
hlevel = int(element.name.replace("h", ""))
slevel = hlevel - 1
@ -207,7 +208,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
level=hlevel,
)
def handle_code(self, element, idx, doc):
def handle_code(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles monospace code snippets (pre)."""
if element.text is None:
return
@ -215,9 +216,9 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
label = DocItemLabel.CODE
if len(text) == 0:
return
doc.add_text(parent=self.parents[self.level], label=label, text=text)
doc.add_code(parent=self.parents[self.level], text=text)
def handle_paragraph(self, element, idx, doc):
def handle_paragraph(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles paragraph tags (p)."""
if element.text is None:
return
@ -227,7 +228,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
return
doc.add_text(parent=self.parents[self.level], label=label, text=text)
def handle_list(self, element, idx, doc):
def handle_list(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles list tags (ul, ol) and their list items."""
if element.name == "ul":
@ -249,7 +250,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
self.parents[self.level + 1] = None
self.level -= 1
def handle_listitem(self, element, idx, doc):
def handle_listitem(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles listitem tags (li)."""
nested_lists = element.find(["ul", "ol"])
@ -303,7 +304,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
else:
_log.warn("list-item has no text: ", element)
def handle_table(self, element, idx, doc):
def handle_table(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles table tags."""
nested_tables = element.find("table")
@ -376,7 +377,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
doc.add_table(data=data, parent=self.parents[self.level])
def get_list_text(self, list_element, level=0):
def get_list_text(self, list_element: Tag, level=0):
"""Recursively extract text from <ul> or <ol> with proper indentation."""
result = []
bullet_char = "*" # Default bullet character for unordered lists
@ -402,7 +403,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
return result
def extract_table_cell_text(self, cell):
def extract_table_cell_text(self, cell: Tag):
"""Extract text from a table cell, including lists with indents."""
contains_lists = cell.find(["ul", "ol"])
if contains_lists is None:
@ -413,7 +414,7 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
)
return cell.text
def handle_figure(self, element, idx, doc):
def handle_figure(self, element: Tag, idx: int, doc: DoclingDocument):
"""Handles image tags (img)."""
# Extract the image URI from the <img> tag
@ -436,6 +437,6 @@ class HTMLDocumentBackend(DeclarativeDocumentBackend):
caption=fig_caption,
)
def handle_image(self, element, idx, doc):
def handle_image(self, element: Tag, idx, doc: DoclingDocument):
"""Handles image tags (img)."""
doc.add_picture(parent=self.parents[self.level], caption=None)

View File

View File

@ -0,0 +1,58 @@
from io import BytesIO
from pathlib import Path
from typing import Union
from docling_core.types.doc import DoclingDocument
from typing_extensions import override
from docling.backend.abstract_backend import DeclarativeDocumentBackend
from docling.datamodel.base_models import InputFormat
from docling.datamodel.document import InputDocument
class DoclingJSONBackend(DeclarativeDocumentBackend):
@override
def __init__(
self, in_doc: InputDocument, path_or_stream: Union[BytesIO, Path]
) -> None:
super().__init__(in_doc, path_or_stream)
# given we need to store any actual conversion exception for raising it from
# convert(), this captures the successful result or the actual error in a
# mutually exclusive way:
self._doc_or_err = self._get_doc_or_err()
@override
def is_valid(self) -> bool:
return isinstance(self._doc_or_err, DoclingDocument)
@classmethod
@override
def supports_pagination(cls) -> bool:
return False
@classmethod
@override
def supported_formats(cls) -> set[InputFormat]:
return {InputFormat.JSON_DOCLING}
def _get_doc_or_err(self) -> Union[DoclingDocument, Exception]:
try:
json_data: Union[str, bytes]
if isinstance(self.path_or_stream, Path):
with open(self.path_or_stream, encoding="utf-8") as f:
json_data = f.read()
elif isinstance(self.path_or_stream, BytesIO):
json_data = self.path_or_stream.getvalue()
else:
raise RuntimeError(f"Unexpected: {type(self.path_or_stream)=}")
return DoclingDocument.model_validate_json(json_data=json_data)
except Exception as e:
return e
@override
def convert(self) -> DoclingDocument:
if isinstance(self._doc_or_err, DoclingDocument):
return self._doc_or_err
else:
raise self._doc_or_err

View File

@ -3,32 +3,40 @@ import re
import warnings
from io import BytesIO
from pathlib import Path
from typing import Set, Union
from typing import List, Optional, Set, Union
import marko
import marko.element
import marko.ext
import marko.ext.gfm
import marko.inline
from docling_core.types.doc import (
DocItem,
DocItemLabel,
DoclingDocument,
DocumentOrigin,
GroupLabel,
NodeItem,
TableCell,
TableData,
TextItem,
)
from marko import Markdown
from docling.backend.abstract_backend import DeclarativeDocumentBackend
from docling.backend.html_backend import HTMLDocumentBackend
from docling.datamodel.base_models import InputFormat
from docling.datamodel.document import InputDocument
_log = logging.getLogger(__name__)
_MARKER_BODY = "DOCLING_DOC_MD_HTML_EXPORT"
_START_MARKER = f"#_#_{_MARKER_BODY}_START_#_#"
_STOP_MARKER = f"#_#_{_MARKER_BODY}_STOP_#_#"
class MarkdownDocumentBackend(DeclarativeDocumentBackend):
def shorten_underscore_sequences(self, markdown_text, max_length=10):
def shorten_underscore_sequences(self, markdown_text: str, max_length: int = 10):
# This regex will match any sequence of underscores
pattern = r"_+"
@ -63,7 +71,8 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
self.in_table = False
self.md_table_buffer: list[str] = []
self.inline_text_buffer = ""
self.inline_texts: list[str] = []
self._html_blocks: int = 0
try:
if isinstance(self.path_or_stream, BytesIO):
@ -90,13 +99,13 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
) from e
return
def close_table(self, doc=None):
def close_table(self, doc: DoclingDocument):
if self.in_table:
_log.debug("=== TABLE START ===")
for md_table_row in self.md_table_buffer:
_log.debug(md_table_row)
_log.debug("=== TABLE END ===")
tcells = []
tcells: List[TableCell] = []
result_table = []
for n, md_table_row in enumerate(self.md_table_buffer):
data = []
@ -137,33 +146,42 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
self.in_table = False
self.md_table_buffer = [] # clean table markdown buffer
# Initialize Docling TableData
data = TableData(num_rows=num_rows, num_cols=num_cols, table_cells=tcells)
table_data = TableData(
num_rows=num_rows, num_cols=num_cols, table_cells=tcells
)
# Populate
for tcell in tcells:
data.table_cells.append(tcell)
table_data.table_cells.append(tcell)
if len(tcells) > 0:
doc.add_table(data=data)
doc.add_table(data=table_data)
return
def process_inline_text(self, parent_element, doc=None):
# self.inline_text_buffer += str(text_in)
txt = self.inline_text_buffer.strip()
def process_inline_text(
self, parent_element: Optional[NodeItem], doc: DoclingDocument
):
txt = " ".join(self.inline_texts)
if len(txt) > 0:
doc.add_text(
label=DocItemLabel.PARAGRAPH,
parent=parent_element,
text=txt,
)
self.inline_text_buffer = ""
self.inline_texts = []
def iterate_elements(self, element, depth=0, doc=None, parent_element=None):
def iterate_elements(
self,
element: marko.element.Element,
depth: int,
doc: DoclingDocument,
parent_element: Optional[NodeItem] = None,
):
# Iterates over all elements in the AST
# Check for different element types and process relevant details
if isinstance(element, marko.block.Heading):
if isinstance(element, marko.block.Heading) and len(element.children) > 0:
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(
f" - Heading level {element.level}, content: {element.children[0].children}"
f" - Heading level {element.level}, content: {element.children[0].children}" # type: ignore
)
if element.level == 1:
doc_label = DocItemLabel.TITLE
@ -172,10 +190,10 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
# Header could have arbitrary inclusion of bold, italic or emphasis,
# hence we need to traverse the tree to get full text of a header
strings = []
strings: List[str] = []
# Define a recursive function to traverse the tree
def traverse(node):
def traverse(node: marko.block.BlockElement):
# Check if the node has a "children" attribute
if hasattr(node, "children"):
# If "children" is a list, continue traversal
@ -194,24 +212,33 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
)
elif isinstance(element, marko.block.List):
has_non_empty_list_items = False
for child in element.children:
if isinstance(child, marko.block.ListItem) and len(child.children) > 0:
has_non_empty_list_items = True
break
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(f" - List {'ordered' if element.ordered else 'unordered'}")
list_label = GroupLabel.LIST
if element.ordered:
list_label = GroupLabel.ORDERED_LIST
parent_element = doc.add_group(
label=list_label, name=f"list", parent=parent_element
)
if has_non_empty_list_items:
label = GroupLabel.ORDERED_LIST if element.ordered else GroupLabel.LIST
parent_element = doc.add_group(
label=label, name=f"list", parent=parent_element
)
elif isinstance(element, marko.block.ListItem):
elif isinstance(element, marko.block.ListItem) and len(element.children) > 0:
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(" - List item")
snippet_text = str(element.children[0].children[0].children)
snippet_text = str(element.children[0].children[0].children) # type: ignore
is_numbered = False
if parent_element.label == GroupLabel.ORDERED_LIST:
if (
parent_element is not None
and isinstance(parent_element, DocItem)
and parent_element.label == GroupLabel.ORDERED_LIST
):
is_numbered = True
doc.add_list_item(
enumerated=is_numbered, parent=parent_element, text=snippet_text
@ -221,89 +248,91 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(f" - Image with alt: {element.title}, url: {element.dest}")
doc.add_picture(parent=parent_element, caption=element.title)
elif isinstance(element, marko.block.Paragraph):
fig_caption: Optional[TextItem] = None
if element.title is not None and element.title != "":
fig_caption = doc.add_text(
label=DocItemLabel.CAPTION, text=element.title
)
doc.add_picture(parent=parent_element, caption=fig_caption)
elif isinstance(element, marko.block.Paragraph) and len(element.children) > 0:
self.process_inline_text(parent_element, doc)
elif isinstance(element, marko.inline.RawText):
_log.debug(f" - Paragraph (raw text): {element.children}")
snippet_text = str(element.children).strip()
snippet_text = element.children.strip()
# Detect start of the table:
if "|" in snippet_text:
# most likely part of the markdown table
self.in_table = True
if len(self.md_table_buffer) > 0:
self.md_table_buffer[len(self.md_table_buffer) - 1] += str(
snippet_text
)
self.md_table_buffer[len(self.md_table_buffer) - 1] += snippet_text
else:
self.md_table_buffer.append(snippet_text)
else:
self.close_table(doc)
self.in_table = False
# most likely just inline text
self.inline_text_buffer += str(
element.children
) # do not strip an inline text, as it may contain important spaces
self.inline_texts.append(str(element.children))
elif isinstance(element, marko.inline.CodeSpan):
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(f" - Code Span: {element.children}")
snippet_text = str(element.children).strip()
doc.add_text(
label=DocItemLabel.CODE, parent=parent_element, text=snippet_text
)
doc.add_code(parent=parent_element, text=snippet_text)
elif isinstance(element, marko.block.CodeBlock):
elif (
isinstance(element, (marko.block.CodeBlock, marko.block.FencedCode))
and len(element.children) > 0
and isinstance((first_child := element.children[0]), marko.inline.RawText)
and len(snippet_text := (first_child.children.strip())) > 0
):
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(f" - Code Block: {element.children}")
snippet_text = str(element.children[0].children).strip()
doc.add_text(
label=DocItemLabel.CODE, parent=parent_element, text=snippet_text
)
elif isinstance(element, marko.block.FencedCode):
self.close_table(doc)
self.process_inline_text(parent_element, doc)
_log.debug(f" - Code Block: {element.children}")
snippet_text = str(element.children[0].children).strip()
doc.add_text(
label=DocItemLabel.CODE, parent=parent_element, text=snippet_text
)
doc.add_code(parent=parent_element, text=snippet_text)
elif isinstance(element, marko.inline.LineBreak):
self.process_inline_text(parent_element, doc)
if self.in_table:
_log.debug("Line break in a table")
self.md_table_buffer.append("")
elif isinstance(element, marko.block.HTMLBlock):
self._html_blocks += 1
self.process_inline_text(parent_element, doc)
self.close_table(doc)
_log.debug("HTML Block: {}".format(element))
if (
len(element.children) > 0
len(element.body) > 0
): # If Marko doesn't return any content for HTML block, skip it
snippet_text = str(element.children).strip()
doc.add_text(
label=DocItemLabel.CODE, parent=parent_element, text=snippet_text
)
html_block = element.body.strip()
# wrap in markers to enable post-processing in convert()
text_to_add = f"{_START_MARKER}{html_block}{_STOP_MARKER}"
doc.add_code(parent=parent_element, text=text_to_add)
else:
if not isinstance(element, str):
self.close_table(doc)
_log.debug("Some other element: {}".format(element))
processed_block_types = (
marko.block.ListItem,
marko.block.Heading,
marko.block.CodeBlock,
marko.block.FencedCode,
# marko.block.Paragraph,
marko.inline.RawText,
)
# Iterate through the element's children (if any)
if not isinstance(element, marko.block.ListItem):
if not isinstance(element, marko.block.Heading):
if not isinstance(element, marko.block.FencedCode):
# if not isinstance(element, marko.block.Paragraph):
if hasattr(element, "children"):
for child in element.children:
self.iterate_elements(child, depth + 1, doc, parent_element)
if hasattr(element, "children") and not isinstance(
element, processed_block_types
):
for child in element.children:
self.iterate_elements(child, depth + 1, doc, parent_element)
def is_valid(self) -> bool:
return self.valid
@ -339,6 +368,42 @@ class MarkdownDocumentBackend(DeclarativeDocumentBackend):
# Start iterating from the root of the AST
self.iterate_elements(parsed_ast, 0, doc, None)
self.process_inline_text(None, doc) # handle last hanging inline text
# if HTML blocks were detected, export to HTML and delegate to HTML backend
if self._html_blocks > 0:
# export to HTML
html_backend_cls = HTMLDocumentBackend
html_str = doc.export_to_html()
def _restore_original_html(txt, regex):
_txt, count = re.subn(regex, "", txt)
if count != self._html_blocks:
raise RuntimeError(
"An internal error has occurred during Markdown conversion."
)
return _txt
# restore original HTML by removing previouly added markers
for regex in [
rf"<pre>\s*<code>\s*{_START_MARKER}",
rf"{_STOP_MARKER}\s*</code>\s*</pre>",
]:
html_str = _restore_original_html(txt=html_str, regex=regex)
self._html_blocks = 0
# delegate to HTML backend
stream = BytesIO(bytes(html_str, encoding="utf-8"))
in_doc = InputDocument(
path_or_stream=stream,
format=InputFormat.HTML,
backend=html_backend_cls,
filename=self.file.name,
)
html_backend_obj = html_backend_cls(
in_doc=in_doc, path_or_stream=stream
)
doc = html_backend_obj.convert()
else:
raise RuntimeError(
f"Cannot convert md with {self.document_hash} because the backend failed to init."

View File

@ -26,6 +26,7 @@ _log = logging.getLogger(__name__)
from typing import Any, List
from PIL import Image as PILImage
from pydantic import BaseModel
@ -44,7 +45,6 @@ class ExcelTable(BaseModel):
class MsExcelDocumentBackend(DeclarativeDocumentBackend):
def __init__(self, in_doc: "InputDocument", path_or_stream: Union[BytesIO, Path]):
super().__init__(in_doc, path_or_stream)
@ -326,49 +326,61 @@ class MsExcelDocumentBackend(DeclarativeDocumentBackend):
self, doc: DoclingDocument, sheet: Worksheet
) -> DoclingDocument:
# FIXME: mypy does not agree with _images ...
# Iterate over byte images in the sheet
for idx, image in enumerate(sheet._images): # type: ignore
try:
pil_image = PILImage.open(image.ref)
doc.add_picture(
parent=self.parents[0],
image=ImageRef.from_pil(image=pil_image, dpi=72),
caption=None,
)
except:
_log.error("could not extract the image from excel sheets")
"""
# Iterate over images in the sheet
for idx, image in enumerate(sheet._images): # Access embedded images
for idx, chart in enumerate(sheet._charts): # type: ignore
try:
chart_path = f"chart_{idx + 1}.png"
_log.info(
f"Chart found, but dynamic rendering is required for: {chart_path}"
)
image_bytes = BytesIO(image.ref.blob)
pil_image = Image.open(image_bytes)
_log.info(f"Chart {idx + 1}:")
doc.add_picture(
parent=self.parents[0],
image=ImageRef.from_pil(image=pil_image, dpi=72),
caption=None,
)
"""
# Chart type
# _log.info(f"Type: {type(chart).__name__}")
print(f"Type: {type(chart).__name__}")
# FIXME: mypy does not agree with _charts ...
"""
for idx, chart in enumerate(sheet._charts): # Access embedded charts
chart_path = f"chart_{idx + 1}.png"
_log.info(
f"Chart found, but dynamic rendering is required for: {chart_path}"
)
# Extract series data
for series_idx, series in enumerate(chart.series):
#_log.info(f"Series {series_idx + 1}:")
print(f"Series {series_idx + 1} type: {type(series).__name__}")
#print(f"x-values: {series.xVal}")
#print(f"y-values: {series.yVal}")
_log.info(f"Chart {idx + 1}:")
print(f"xval type: {type(series.xVal).__name__}")
# Chart type
_log.info(f"Type: {type(chart).__name__}")
xvals = []
for _ in series.xVal.numLit.pt:
print(f"xval type: {type(_).__name__}")
if hasattr(_, 'v'):
xvals.append(_.v)
# Title
if chart.title:
_log.info(f"Title: {chart.title}")
else:
_log.info("No title")
print(f"x-values: {xvals}")
# Data series
for series in chart.series:
_log.info(" => series ...")
_log.info(f"Data Series: {series.title}")
_log.info(f"Values: {series.values}")
_log.info(f"Categories: {series.categories}")
yvals = []
for _ in series.yVal:
if hasattr(_, 'v'):
yvals.append(_.v)
# Position
# _log.info(f"Anchor Cell: {chart.anchor}")
print(f"y-values: {yvals}")
except Exception as exc:
print(exc)
continue
"""
return doc

View File

@ -98,21 +98,28 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
return doc
def generate_prov(self, shape, slide_ind, text=""):
left = shape.left
top = shape.top
width = shape.width
height = shape.height
def generate_prov(
self, shape, slide_ind, text="", slide_size=Size(width=1, height=1)
):
if shape.left:
left = shape.left
top = shape.top
width = shape.width
height = shape.height
else:
left = 0
top = 0
width = slide_size.width
height = slide_size.height
shape_bbox = [left, top, left + width, top + height]
shape_bbox = BoundingBox.from_tuple(shape_bbox, origin=CoordOrigin.BOTTOMLEFT)
# prov = [{"bbox": shape_bbox, "page": parent_slide, "span": [0, len(text)]}]
prov = ProvenanceItem(
page_no=slide_ind + 1, charspan=[0, len(text)], bbox=shape_bbox
)
return prov
def handle_text_elements(self, shape, parent_slide, slide_ind, doc):
def handle_text_elements(self, shape, parent_slide, slide_ind, doc, slide_size):
is_a_list = False
is_list_group_created = False
enum_list_item_value = 0
@ -121,7 +128,7 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
list_text = ""
list_label = GroupLabel.LIST
doc_label = DocItemLabel.LIST_ITEM
prov = self.generate_prov(shape, slide_ind, shape.text.strip())
prov = self.generate_prov(shape, slide_ind, shape.text.strip(), slide_size)
# Identify if shape contains lists
for paragraph in shape.text_frame.paragraphs:
@ -270,18 +277,17 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
)
return
def handle_pictures(self, shape, parent_slide, slide_ind, doc):
# Get the image bytes
image = shape.image
image_bytes = image.blob
im_dpi, _ = image.dpi
def handle_pictures(self, shape, parent_slide, slide_ind, doc, slide_size):
# Open it with PIL
try:
# Get the image bytes
image = shape.image
image_bytes = image.blob
im_dpi, _ = image.dpi
pil_image = Image.open(BytesIO(image_bytes))
# shape has picture
prov = self.generate_prov(shape, slide_ind, "")
prov = self.generate_prov(shape, slide_ind, "", slide_size)
doc.add_picture(
parent=parent_slide,
image=ImageRef.from_pil(image=pil_image, dpi=im_dpi),
@ -292,13 +298,13 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
_log.warning(f"Warning: image cannot be loaded by Pillow: {e}")
return
def handle_tables(self, shape, parent_slide, slide_ind, doc):
def handle_tables(self, shape, parent_slide, slide_ind, doc, slide_size):
# Handling tables, images, charts
if shape.has_table:
table = shape.table
table_xml = shape._element
prov = self.generate_prov(shape, slide_ind, "")
prov = self.generate_prov(shape, slide_ind, "", slide_size)
num_cols = 0
num_rows = len(table.rows)
@ -375,17 +381,19 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
name=f"slide-{slide_ind}", label=GroupLabel.CHAPTER, parent=parents[0]
)
size = Size(width=slide_width, height=slide_height)
parent_page = doc.add_page(page_no=slide_ind + 1, size=size)
slide_size = Size(width=slide_width, height=slide_height)
parent_page = doc.add_page(page_no=slide_ind + 1, size=slide_size)
def handle_shapes(shape, parent_slide, slide_ind, doc):
handle_groups(shape, parent_slide, slide_ind, doc)
def handle_shapes(shape, parent_slide, slide_ind, doc, slide_size):
handle_groups(shape, parent_slide, slide_ind, doc, slide_size)
if shape.has_table:
# Handle Tables
self.handle_tables(shape, parent_slide, slide_ind, doc)
self.handle_tables(shape, parent_slide, slide_ind, doc, slide_size)
if shape.shape_type == MSO_SHAPE_TYPE.PICTURE:
# Handle Pictures
self.handle_pictures(shape, parent_slide, slide_ind, doc)
self.handle_pictures(
shape, parent_slide, slide_ind, doc, slide_size
)
# If shape doesn't have any text, move on to the next shape
if not hasattr(shape, "text"):
return
@ -397,16 +405,20 @@ class MsPowerpointDocumentBackend(DeclarativeDocumentBackend, PaginatedDocumentB
_log.warning("Warning: shape has text but not text_frame")
return
# Handle other text elements, including lists (bullet lists, numbered lists)
self.handle_text_elements(shape, parent_slide, slide_ind, doc)
self.handle_text_elements(
shape, parent_slide, slide_ind, doc, slide_size
)
return
def handle_groups(shape, parent_slide, slide_ind, doc):
def handle_groups(shape, parent_slide, slide_ind, doc, slide_size):
if shape.shape_type == MSO_SHAPE_TYPE.GROUP:
for groupedshape in shape.shapes:
handle_shapes(groupedshape, parent_slide, slide_ind, doc)
handle_shapes(
groupedshape, parent_slide, slide_ind, doc, slide_size
)
# Loop through each shape in the slide
for shape in slide.shapes:
handle_shapes(shape, parent_slide, slide_ind, doc)
handle_shapes(shape, parent_slide, slide_ind, doc, slide_size)
return doc

View File

@ -2,21 +2,28 @@ import logging
import re
from io import BytesIO
from pathlib import Path
from typing import Set, Union
from typing import Any, Optional, Union
import docx
from docling_core.types.doc import (
DocItemLabel,
DoclingDocument,
DocumentOrigin,
GroupLabel,
ImageRef,
NodeItem,
TableCell,
TableData,
)
from docx import Document
from docx.document import Document as DocxDocument
from docx.oxml.table import CT_Tc
from docx.oxml.xmlchemy import BaseOxmlElement
from docx.table import Table, _Cell
from docx.text.paragraph import Paragraph
from lxml import etree
from lxml.etree import XPath
from PIL import Image, UnidentifiedImageError
from typing_extensions import override
from docling.backend.abstract_backend import DeclarativeDocumentBackend
from docling.datamodel.base_models import InputFormat
@ -26,8 +33,10 @@ _log = logging.getLogger(__name__)
class MsWordDocumentBackend(DeclarativeDocumentBackend):
def __init__(self, in_doc: "InputDocument", path_or_stream: Union[BytesIO, Path]):
@override
def __init__(
self, in_doc: "InputDocument", path_or_stream: Union[BytesIO, Path]
) -> None:
super().__init__(in_doc, path_or_stream)
self.XML_KEY = (
"{http://schemas.openxmlformats.org/wordprocessingml/2006/main}val"
@ -37,19 +46,19 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
}
# self.initialise(path_or_stream)
# Word file:
self.path_or_stream = path_or_stream
self.valid = False
self.path_or_stream: Union[BytesIO, Path] = path_or_stream
self.valid: bool = False
# Initialise the parents for the hierarchy
self.max_levels = 10
self.level_at_new_list = None
self.parents = {} # type: ignore
self.max_levels: int = 10
self.level_at_new_list: Optional[int] = None
self.parents: dict[int, Optional[NodeItem]] = {}
for i in range(-1, self.max_levels):
self.parents[i] = None
self.level = 0
self.listIter = 0
self.history = {
self.history: dict[str, Any] = {
"names": [None],
"levels": [None],
"numids": [None],
@ -59,9 +68,9 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
self.docx_obj = None
try:
if isinstance(self.path_or_stream, BytesIO):
self.docx_obj = docx.Document(self.path_or_stream)
self.docx_obj = Document(self.path_or_stream)
elif isinstance(self.path_or_stream, Path):
self.docx_obj = docx.Document(str(self.path_or_stream))
self.docx_obj = Document(str(self.path_or_stream))
self.valid = True
except Exception as e:
@ -69,13 +78,16 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
f"MsPowerpointDocumentBackend could not load document with hash {self.document_hash}"
) from e
@override
def is_valid(self) -> bool:
return self.valid
@classmethod
@override
def supports_pagination(cls) -> bool:
return False
@override
def unload(self):
if isinstance(self.path_or_stream, BytesIO):
self.path_or_stream.close()
@ -83,11 +95,17 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
self.path_or_stream = None
@classmethod
def supported_formats(cls) -> Set[InputFormat]:
@override
def supported_formats(cls) -> set[InputFormat]:
return {InputFormat.DOCX}
@override
def convert(self) -> DoclingDocument:
# Parses the DOCX into a structured document model.
"""Parses the DOCX into a structured document model.
Returns:
The parsed document.
"""
origin = DocumentOrigin(
filename=self.file.name or "file",
@ -105,23 +123,29 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
f"Cannot convert doc with {self.document_hash} because the backend failed to init."
)
def update_history(self, name, level, numid, ilevel):
def update_history(
self,
name: str,
level: Optional[int],
numid: Optional[int],
ilevel: Optional[int],
):
self.history["names"].append(name)
self.history["levels"].append(level)
self.history["numids"].append(numid)
self.history["indents"].append(ilevel)
def prev_name(self):
def prev_name(self) -> Optional[str]:
return self.history["names"][-1]
def prev_level(self):
def prev_level(self) -> Optional[int]:
return self.history["levels"][-1]
def prev_numid(self):
def prev_numid(self) -> Optional[int]:
return self.history["numids"][-1]
def prev_indent(self):
def prev_indent(self) -> Optional[int]:
return self.history["indents"][-1]
def get_level(self) -> int:
@ -131,13 +155,19 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
return k
return 0
def walk_linear(self, body, docx_obj, doc) -> DoclingDocument:
def walk_linear(
self,
body: BaseOxmlElement,
docx_obj: DocxDocument,
doc: DoclingDocument,
) -> DoclingDocument:
for element in body:
tag_name = etree.QName(element).localname
# Check for Inline Images (blip elements)
namespaces = {
"a": "http://schemas.openxmlformats.org/drawingml/2006/main",
"r": "http://schemas.openxmlformats.org/officeDocument/2006/relationships",
"w": "http://schemas.openxmlformats.org/wordprocessingml/2006/main",
}
xpath_expr = XPath(".//a:blip", namespaces=namespaces)
drawing_blip = xpath_expr(element)
@ -150,7 +180,15 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
_log.debug("could not parse a table, broken docx table")
elif drawing_blip:
self.handle_pictures(element, docx_obj, drawing_blip, doc)
self.handle_pictures(docx_obj, drawing_blip, doc)
# Check for the sdt containers, like table of contents
elif tag_name in ["sdt"]:
sdt_content = element.find(".//w:sdtContent", namespaces=namespaces)
if sdt_content is not None:
# Iterate paragraphs, runs, or text inside <w:sdtContent>.
paragraphs = sdt_content.findall(".//w:p", namespaces=namespaces)
for p in paragraphs:
self.handle_text_elements(p, docx_obj, doc)
# Check for Text
elif tag_name in ["p"]:
# "tcPr", "sectPr"
@ -159,7 +197,7 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
_log.debug(f"Ignoring element in DOCX with tag: {tag_name}")
return doc
def str_to_int(self, s, default=0):
def str_to_int(self, s: Optional[str], default: Optional[int] = 0) -> Optional[int]:
if s is None:
return None
try:
@ -167,7 +205,7 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
except ValueError:
return default
def split_text_and_number(self, input_string):
def split_text_and_number(self, input_string: str) -> list[str]:
match = re.match(r"(\D+)(\d+)$|^(\d+)(\D+)", input_string)
if match:
parts = list(filter(None, match.groups()))
@ -175,7 +213,9 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
else:
return [input_string]
def get_numId_and_ilvl(self, paragraph):
def get_numId_and_ilvl(
self, paragraph: Paragraph
) -> tuple[Optional[int], Optional[int]]:
# Access the XML element of the paragraph
numPr = paragraph._element.find(
".//w:numPr", namespaces=paragraph._element.nsmap
@ -188,13 +228,11 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
numId = numId_elem.get(self.XML_KEY) if numId_elem is not None else None
ilvl = ilvl_elem.get(self.XML_KEY) if ilvl_elem is not None else None
return self.str_to_int(numId, default=None), self.str_to_int(
ilvl, default=None
)
return self.str_to_int(numId, None), self.str_to_int(ilvl, None)
return None, None # If the paragraph is not part of a list
def get_label_and_level(self, paragraph):
def get_label_and_level(self, paragraph: Paragraph) -> tuple[str, Optional[int]]:
if paragraph.style is None:
return "Normal", None
label = paragraph.style.style_id
@ -210,20 +248,25 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
if "Heading" in label and len(parts) == 2:
parts.sort()
label_str = ""
label_level = 0
label_str: str = ""
label_level: Optional[int] = 0
if parts[0] == "Heading":
label_str = parts[0]
label_level = self.str_to_int(parts[1], default=None)
label_level = self.str_to_int(parts[1], None)
if parts[1] == "Heading":
label_str = parts[1]
label_level = self.str_to_int(parts[0], default=None)
label_level = self.str_to_int(parts[0], None)
return label_str, label_level
else:
return label, None
def handle_text_elements(self, element, docx_obj, doc):
paragraph = docx.text.paragraph.Paragraph(element, docx_obj)
def handle_text_elements(
self,
element: BaseOxmlElement,
docx_obj: DocxDocument,
doc: DoclingDocument,
) -> None:
paragraph = Paragraph(element, docx_obj)
if paragraph.text is None:
return
@ -241,13 +284,13 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
numid = None
# Handle lists
if numid is not None and ilevel is not None:
if (
numid is not None
and ilevel is not None
and p_style_id not in ["Title", "Heading"]
):
self.add_listitem(
element,
docx_obj,
doc,
p_style_id,
p_level,
numid,
ilevel,
text,
@ -255,20 +298,30 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
)
self.update_history(p_style_id, p_level, numid, ilevel)
return
elif numid is None and self.prev_numid() is not None: # Close list
for key, val in self.parents.items():
if key >= self.level_at_new_list:
elif (
numid is None
and self.prev_numid() is not None
and p_style_id not in ["Title", "Heading"]
): # Close list
if self.level_at_new_list:
for key in range(len(self.parents)):
if key >= self.level_at_new_list:
self.parents[key] = None
self.level = self.level_at_new_list - 1
self.level_at_new_list = None
else:
for key in range(len(self.parents)):
self.parents[key] = None
self.level = self.level_at_new_list - 1
self.level_at_new_list = None
self.level = 0
if p_style_id in ["Title"]:
for key, val in self.parents.items():
for key in range(len(self.parents)):
self.parents[key] = None
self.parents[0] = doc.add_text(
parent=None, label=DocItemLabel.TITLE, text=text
)
elif "Heading" in p_style_id:
self.add_header(element, docx_obj, doc, p_style_id, p_level, text)
self.add_header(doc, p_level, text)
elif p_style_id in [
"Paragraph",
@ -296,7 +349,9 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
self.update_history(p_style_id, p_level, numid, ilevel)
return
def add_header(self, element, docx_obj, doc, curr_name, curr_level, text: str):
def add_header(
self, doc: DoclingDocument, curr_level: Optional[int], text: str
) -> None:
level = self.get_level()
if isinstance(curr_level, int):
if curr_level > level:
@ -309,7 +364,7 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
)
elif curr_level < level:
# remove the tail
for key, val in self.parents.items():
for key in range(len(self.parents)):
if key >= curr_level:
self.parents[key] = None
@ -328,22 +383,18 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
def add_listitem(
self,
element,
docx_obj,
doc,
p_style_id,
p_level,
numid,
ilevel,
doc: DoclingDocument,
numid: int,
ilevel: int,
text: str,
is_numbered=False,
):
# is_numbered = is_numbered
is_numbered: bool = False,
) -> None:
enum_marker = ""
level = self.get_level()
prev_indent = self.prev_indent()
if self.prev_numid() is None: # Open new list
self.level_at_new_list = level # type: ignore
self.level_at_new_list = level
self.parents[level] = doc.add_group(
label=GroupLabel.LIST, name="list", parent=self.parents[level - 1]
@ -362,10 +413,13 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
)
elif (
self.prev_numid() == numid and self.prev_indent() < ilevel
self.prev_numid() == numid
and self.level_at_new_list is not None
and prev_indent is not None
and prev_indent < ilevel
): # Open indented list
for i in range(
self.level_at_new_list + self.prev_indent() + 1,
self.level_at_new_list + prev_indent + 1,
self.level_at_new_list + ilevel + 1,
):
# Determine if this is an unordered list or an ordered list.
@ -394,7 +448,12 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
text=text,
)
elif self.prev_numid() == numid and ilevel < self.prev_indent(): # Close list
elif (
self.prev_numid() == numid
and self.level_at_new_list is not None
and prev_indent is not None
and ilevel < prev_indent
): # Close list
for k, v in self.parents.items():
if k > self.level_at_new_list + ilevel:
self.parents[k] = None
@ -412,7 +471,7 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
)
self.listIter = 0
elif self.prev_numid() == numid or self.prev_indent() == ilevel:
elif self.prev_numid() == numid or prev_indent == ilevel:
# TODO: Set marker and enumerated arguments if this is an enumeration element.
self.listIter += 1
if is_numbered:
@ -426,31 +485,16 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
)
return
def handle_tables(self, element, docx_obj, doc):
# Function to check if a cell has a colspan (gridSpan)
def get_colspan(cell):
grid_span = cell._element.xpath("@w:gridSpan")
if grid_span:
return int(grid_span[0]) # Return the number of columns spanned
return 1 # Default is 1 (no colspan)
# Function to check if a cell has a rowspan (vMerge)
def get_rowspan(cell):
v_merge = cell._element.xpath("@w:vMerge")
if v_merge:
return v_merge[
0
] # 'restart' indicates the beginning of a rowspan, others are continuation
return 1
table = docx.table.Table(element, docx_obj)
def handle_tables(
self,
element: BaseOxmlElement,
docx_obj: DocxDocument,
doc: DoclingDocument,
) -> None:
table: Table = Table(element, docx_obj)
num_rows = len(table.rows)
num_cols = 0
for row in table.rows:
# Calculate the max number of columns
num_cols = max(num_cols, sum(get_colspan(cell) for cell in row.cells))
num_cols = len(table.columns)
_log.debug(f"Table grid with {num_rows} rows and {num_cols} columns")
if num_rows == 1 and num_cols == 1:
cell_element = table.rows[0].cells[0]
@ -459,59 +503,56 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
self.walk_linear(cell_element._element, docx_obj, doc)
return
# Initialize the table grid
table_grid = [[None for _ in range(num_cols)] for _ in range(num_rows)]
data = TableData(num_rows=num_rows, num_cols=num_cols, table_cells=[])
data = TableData(num_rows=num_rows, num_cols=num_cols)
cell_set: set[CT_Tc] = set()
for row_idx, row in enumerate(table.rows):
_log.debug(f"Row index {row_idx} with {len(row.cells)} populated cells")
col_idx = 0
for c, cell in enumerate(row.cells):
row_span = get_rowspan(cell)
col_span = get_colspan(cell)
while col_idx < num_cols:
cell: _Cell = row.cells[col_idx]
_log.debug(
f" col {col_idx} grid_span {cell.grid_span} grid_cols_before {row.grid_cols_before}"
)
if cell is None or cell._tc in cell_set:
_log.debug(f" skipped since repeated content")
col_idx += cell.grid_span
continue
else:
cell_set.add(cell._tc)
cell_text = cell.text
# In case cell doesn't return text via docx library:
if len(cell_text) == 0:
cell_xml = cell._element
spanned_idx = row_idx
spanned_tc: Optional[CT_Tc] = cell._tc
while spanned_tc == cell._tc:
spanned_idx += 1
spanned_tc = (
table.rows[spanned_idx].cells[col_idx]._tc
if spanned_idx < num_rows
else None
)
_log.debug(f" spanned before row {spanned_idx}")
texts = [""]
for elem in cell_xml.iter():
if elem.tag.endswith("t"): # <w:t> tags that contain text
if elem.text:
texts.append(elem.text)
# Join the collected text
cell_text = " ".join(texts).strip()
# Find the next available column in the grid
while table_grid[row_idx][col_idx] is not None:
col_idx += 1
# Fill the grid with the cell value, considering rowspan and colspan
for i in range(row_span if row_span == "restart" else 1):
for j in range(col_span):
table_grid[row_idx + i][col_idx + j] = ""
cell = TableCell(
text=cell_text,
row_span=row_span,
col_span=col_span,
start_row_offset_idx=row_idx,
end_row_offset_idx=row_idx + row_span,
table_cell = TableCell(
text=cell.text,
row_span=spanned_idx - row_idx,
col_span=cell.grid_span,
start_row_offset_idx=row.grid_cols_before + row_idx,
end_row_offset_idx=row.grid_cols_before + spanned_idx,
start_col_offset_idx=col_idx,
end_col_offset_idx=col_idx + col_span,
end_col_offset_idx=col_idx + cell.grid_span,
col_header=False,
row_header=False,
)
data.table_cells.append(cell)
data.table_cells.append(table_cell)
col_idx += cell.grid_span
level = self.get_level()
doc.add_table(data=data, parent=self.parents[level - 1])
return
def handle_pictures(self, element, docx_obj, drawing_blip, doc):
def get_docx_image(element, drawing_blip):
def handle_pictures(
self, docx_obj: DocxDocument, drawing_blip: Any, doc: DoclingDocument
) -> None:
def get_docx_image(drawing_blip):
rId = drawing_blip[0].get(
"{http://schemas.openxmlformats.org/officeDocument/2006/relationships}embed"
)
@ -521,11 +562,11 @@ class MsWordDocumentBackend(DeclarativeDocumentBackend):
image_data = image_part.blob # Get the binary image data
return image_data
image_data = get_docx_image(element, drawing_blip)
image_bytes = BytesIO(image_data)
level = self.get_level()
# Open the BytesIO object with PIL to create an Image
try:
image_data = get_docx_image(drawing_blip)
image_bytes = BytesIO(image_data)
pil_image = Image.open(image_bytes)
doc.add_picture(
parent=self.parents[level - 1],

View File

@ -12,7 +12,6 @@ from docling.datamodel.document import InputDocument
class PdfPageBackend(ABC):
@abstractmethod
def get_text_in_rect(self, bbox: BoundingBox) -> str:
pass
@ -45,7 +44,6 @@ class PdfPageBackend(ABC):
class PdfDocumentBackend(PaginatedDocumentBackend):
def __init__(self, in_doc: InputDocument, path_or_stream: Union[BytesIO, Path]):
super().__init__(in_doc, path_or_stream)

View File

@ -210,7 +210,7 @@ class PyPdfiumPageBackend(PdfPageBackend):
l=0, r=0, t=0, b=0, coord_origin=CoordOrigin.BOTTOMLEFT
)
else:
padbox = cropbox.to_bottom_left_origin(page_size.height)
padbox = cropbox.to_bottom_left_origin(page_size.height).model_copy()
padbox.r = page_size.width - padbox.r
padbox.t = page_size.height - padbox.t

View File

@ -389,7 +389,7 @@ class PatentUsptoIce(PatentUspto):
if name == self.Element.TITLE.value:
if text:
self.parents[self.level + 1] = self.doc.add_title(
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
text=text,
)
self.level += 1
@ -406,7 +406,7 @@ class PatentUsptoIce(PatentUspto):
abstract_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
@ -434,7 +434,7 @@ class PatentUsptoIce(PatentUspto):
claims_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
for text in self.claims:
self.doc.add_text(
@ -452,7 +452,7 @@ class PatentUsptoIce(PatentUspto):
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text=text,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.text = ""
@ -460,7 +460,7 @@ class PatentUsptoIce(PatentUspto):
self.parents[self.level + 1] = self.doc.add_heading(
text=text,
level=self.level,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.level += 1
self.text = ""
@ -470,7 +470,7 @@ class PatentUsptoIce(PatentUspto):
empty_table = TableData(num_rows=0, num_cols=0, table_cells=[])
self.doc.add_table(
data=empty_table,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
def _apply_style(self, text: str, style_tag: str) -> str:
@ -721,7 +721,7 @@ class PatentUsptoGrantV2(PatentUspto):
if self.Element.TITLE.value in self.property and text.strip():
title = text.strip()
self.parents[self.level + 1] = self.doc.add_title(
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
text=title,
)
self.level += 1
@ -749,7 +749,7 @@ class PatentUsptoGrantV2(PatentUspto):
self.parents[self.level + 1] = self.doc.add_heading(
text=text.strip(),
level=self.level,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.level += 1
@ -769,7 +769,7 @@ class PatentUsptoGrantV2(PatentUspto):
claims_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
for text in self.claims:
self.doc.add_text(
@ -787,7 +787,7 @@ class PatentUsptoGrantV2(PatentUspto):
abstract_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
self.doc.add_text(
label=DocItemLabel.PARAGRAPH, text=abstract, parent=abstract_item
@ -799,7 +799,7 @@ class PatentUsptoGrantV2(PatentUspto):
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text=paragraph,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
elif self.Element.CLAIM.value in self.property:
# we may need a space after a paragraph in claim text
@ -811,7 +811,7 @@ class PatentUsptoGrantV2(PatentUspto):
empty_table = TableData(num_rows=0, num_cols=0, table_cells=[])
self.doc.add_table(
data=empty_table,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
def _apply_style(self, text: str, style_tag: str) -> str:
@ -938,7 +938,7 @@ class PatentUsptoGrantAps(PatentUspto):
self.parents[self.level + 1] = self.doc.add_heading(
heading.value,
level=self.level,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.level += 1
@ -959,7 +959,7 @@ class PatentUsptoGrantAps(PatentUspto):
if field == self.Field.TITLE.value:
self.parents[self.level + 1] = self.doc.add_title(
parent=self.parents[self.level], text=value # type: ignore[arg-type]
parent=self.parents[self.level], text=value
)
self.level += 1
@ -971,14 +971,14 @@ class PatentUsptoGrantAps(PatentUspto):
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text=value,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
elif field == self.Field.NUMBER.value and section == self.Section.CLAIMS.value:
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text="",
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
elif (
@ -996,7 +996,7 @@ class PatentUsptoGrantAps(PatentUspto):
last_claim = self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text="",
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
last_claim.text += f" {value}" if last_claim.text else value
@ -1012,7 +1012,7 @@ class PatentUsptoGrantAps(PatentUspto):
self.parents[self.level + 1] = self.doc.add_heading(
value,
level=self.level,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.level += 1
@ -1029,7 +1029,7 @@ class PatentUsptoGrantAps(PatentUspto):
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text=value,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
def parse(self, patent_content: str) -> Optional[DoclingDocument]:
@ -1283,7 +1283,7 @@ class PatentUsptoAppV1(PatentUspto):
title = text.strip()
if title:
self.parents[self.level + 1] = self.doc.add_text(
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
label=DocItemLabel.TITLE,
text=title,
)
@ -1301,7 +1301,7 @@ class PatentUsptoAppV1(PatentUspto):
abstract_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
@ -1331,7 +1331,7 @@ class PatentUsptoAppV1(PatentUspto):
claims_item = self.doc.add_heading(
heading_text,
level=heading_level,
parent=self.parents[heading_level], # type: ignore[arg-type]
parent=self.parents[heading_level],
)
for text in self.claims:
self.doc.add_text(
@ -1350,14 +1350,14 @@ class PatentUsptoAppV1(PatentUspto):
self.parents[self.level + 1] = self.doc.add_heading(
text=text,
level=self.level,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.level += 1
else:
self.doc.add_text(
label=DocItemLabel.PARAGRAPH,
text=text,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
self.text = ""
@ -1366,7 +1366,7 @@ class PatentUsptoAppV1(PatentUspto):
empty_table = TableData(num_rows=0, num_cols=0, table_cells=[])
self.doc.add_table(
data=empty_table,
parent=self.parents[self.level], # type: ignore[arg-type]
parent=self.parents[self.level],
)
def _apply_style(self, text: str, style_tag: str) -> str:

View File

@ -1,18 +1,18 @@
import importlib
import json
import logging
import platform
import re
import sys
import tempfile
import time
import warnings
from enum import Enum
from pathlib import Path
from typing import Annotated, Dict, Iterable, List, Optional, Type
import typer
from docling_core.types.doc import ImageRefMode
from docling_core.utils.file import resolve_source_to_path
from pydantic import TypeAdapter, ValidationError
from pydantic import TypeAdapter
from docling.backend.docling_parse_backend import DoclingParseDocumentBackend
from docling.backend.docling_parse_v2_backend import DoclingParseV2DocumentBackend
@ -65,10 +65,15 @@ def version_callback(value: bool):
docling_core_version = importlib.metadata.version("docling-core")
docling_ibm_models_version = importlib.metadata.version("docling-ibm-models")
docling_parse_version = importlib.metadata.version("docling-parse")
platform_str = platform.platform()
py_impl_version = sys.implementation.cache_tag
py_lang_version = platform.python_version()
print(f"Docling version: {docling_version}")
print(f"Docling Core version: {docling_core_version}")
print(f"Docling IBM Models version: {docling_ibm_models_version}")
print(f"Docling Parse version: {docling_parse_version}")
print(f"Python: {py_impl_version} ({py_lang_version})")
print(f"Platform: {platform_str}")
raise typer.Exit()
@ -206,6 +211,14 @@ def convert(
TableFormerMode,
typer.Option(..., help="The mode to use in the table structure model."),
] = TableFormerMode.FAST,
enrich_code: Annotated[
bool,
typer.Option(..., help="Enable the code enrichment model in the pipeline."),
] = False,
enrich_formula: Annotated[
bool,
typer.Option(..., help="Enable the formula enrichment model in the pipeline."),
] = False,
artifacts_path: Annotated[
Optional[Path],
typer.Option(..., help="If provided, the location of the model artifacts."),
@ -360,6 +373,8 @@ def convert(
do_ocr=ocr,
ocr_options=ocr_options,
do_table_structure=True,
do_code_enrichment=enrich_code,
do_formula_enrichment=enrich_formula,
document_timeout=document_timeout,
)
pipeline_options.table_structure_options.do_cell_matching = (

View File

@ -4,6 +4,7 @@ from typing import TYPE_CHECKING, Dict, List, Optional, Union
from docling_core.types.doc import (
BoundingBox,
DocItemLabel,
NodeItem,
PictureDataType,
Size,
TableCell,
@ -40,6 +41,7 @@ class InputFormat(str, Enum):
MD = "md"
XLSX = "xlsx"
XML_USPTO = "xml_uspto"
JSON_DOCLING = "json_docling"
class OutputFormat(str, Enum):
@ -61,6 +63,7 @@ FormatToExtensions: Dict[InputFormat, List[str]] = {
InputFormat.ASCIIDOC: ["adoc", "asciidoc", "asc"],
InputFormat.XLSX: ["xlsx"],
InputFormat.XML_USPTO: ["xml", "txt"],
InputFormat.JSON_DOCLING: ["json"],
}
FormatToMimeType: Dict[InputFormat, List[str]] = {
@ -89,6 +92,7 @@ FormatToMimeType: Dict[InputFormat, List[str]] = {
"application/vnd.openxmlformats-officedocument.spreadsheetml.sheet"
],
InputFormat.XML_USPTO: ["application/xml", "text/plain"],
InputFormat.JSON_DOCLING: ["application/json"],
}
MimeTypeToFormat: dict[str, list[InputFormat]] = {
@ -201,6 +205,13 @@ class AssembledUnit(BaseModel):
headers: List[PageElement] = []
class ItemAndImageEnrichmentElement(BaseModel):
model_config = ConfigDict(arbitrary_types_allowed=True)
item: NodeItem
image: Image
class Page(BaseModel):
model_config = ConfigDict(arbitrary_types_allowed=True)
@ -219,12 +230,28 @@ class Page(BaseModel):
{}
) # Cache of images in different scales. By default it is cleared during assembling.
def get_image(self, scale: float = 1.0) -> Optional[Image]:
def get_image(
self, scale: float = 1.0, cropbox: Optional[BoundingBox] = None
) -> Optional[Image]:
if self._backend is None:
return self._image_cache.get(scale, None)
if not scale in self._image_cache:
self._image_cache[scale] = self._backend.get_page_image(scale=scale)
return self._image_cache[scale]
if cropbox is None:
self._image_cache[scale] = self._backend.get_page_image(scale=scale)
else:
return self._backend.get_page_image(scale=scale, cropbox=cropbox)
if cropbox is None:
return self._image_cache[scale]
else:
page_im = self._image_cache[scale]
assert self.size is not None
return page_im.crop(
cropbox.to_top_left_origin(page_height=self.size.height)
.scaled(scale=scale)
.as_tuple()
)
@property
def image(self) -> Optional[Image]:

View File

@ -157,6 +157,8 @@ class InputDocument(BaseModel):
self.page_count = self._backend.page_count()
if not self.page_count <= self.limits.max_num_pages:
self.valid = False
elif self.page_count < self.limits.page_range[0]:
self.valid = False
except (FileNotFoundError, OSError) as e:
self.valid = False
@ -350,6 +352,10 @@ class _DocumentConversionInput(BaseModel):
mime = FormatToMimeType[InputFormat.HTML][0]
elif ext in FormatToExtensions[InputFormat.MD]:
mime = FormatToMimeType[InputFormat.MD][0]
elif ext in FormatToExtensions[InputFormat.JSON_DOCLING]:
mime = FormatToMimeType[InputFormat.JSON_DOCLING][0]
elif ext in FormatToExtensions[InputFormat.PDF]:
mime = FormatToMimeType[InputFormat.PDF][0]
return mime
@staticmethod

View File

@ -1,17 +1,11 @@
import logging
import os
import warnings
from enum import Enum
from pathlib import Path
from typing import Annotated, Any, Dict, List, Literal, Optional, Tuple, Type, Union
from typing import Any, List, Literal, Optional, Union
from pydantic import BaseModel, ConfigDict, Field, field_validator, model_validator
from pydantic_settings import (
BaseSettings,
PydanticBaseSettingsSource,
SettingsConfigDict,
)
from typing_extensions import deprecated
from pydantic import BaseModel, ConfigDict, Field, model_validator
from pydantic_settings import BaseSettings, SettingsConfigDict
_log = logging.getLogger(__name__)
@ -125,6 +119,7 @@ class RapidOcrOptions(OcrOptions):
det_model_path: Optional[str] = None # same default as rapidocr
cls_model_path: Optional[str] = None # same default as rapidocr
rec_model_path: Optional[str] = None # same default as rapidocr
rec_keys_path: Optional[str] = None # same default as rapidocr
model_config = ConfigDict(
extra="forbid",
@ -225,6 +220,9 @@ class PdfPipelineOptions(PipelineOptions):
artifacts_path: Optional[Union[Path, str]] = None
do_table_structure: bool = True # True: perform table structure extraction
do_ocr: bool = True # True: perform OCR, replace programmatic PDF text
do_code_enrichment: bool = False # True: perform code OCR
do_formula_enrichment: bool = False # True: perform formula OCR, return Latex code
do_picture_classification: bool = False # True: classify pictures in documents
table_structure_options: TableStructureOptions = TableStructureOptions()
ocr_options: Union[

View File

@ -1,13 +1,28 @@
import sys
from pathlib import Path
from typing import Annotated, Tuple
from pydantic import BaseModel
from pydantic import BaseModel, PlainValidator
from pydantic_settings import BaseSettings, SettingsConfigDict
def _validate_page_range(v: Tuple[int, int]) -> Tuple[int, int]:
if v[0] < 1 or v[1] < v[0]:
raise ValueError(
"Invalid page range: start must be ≥ 1 and end must be ≥ start."
)
return v
PageRange = Annotated[Tuple[int, int], PlainValidator(_validate_page_range)]
DEFAULT_PAGE_RANGE: PageRange = (1, sys.maxsize)
class DocumentLimits(BaseModel):
max_num_pages: int = sys.maxsize
max_file_size: int = sys.maxsize
page_range: PageRange = DEFAULT_PAGE_RANGE
class BatchConcurrencySettings(BaseModel):

View File

@ -1,9 +1,10 @@
import logging
import math
import sys
import time
from functools import partial
from pathlib import Path
from typing import Dict, Iterable, Iterator, List, Optional, Type, Union
from typing import Dict, Iterable, Iterator, List, Optional, Tuple, Type, Union
from pydantic import BaseModel, ConfigDict, model_validator, validate_call
@ -11,6 +12,7 @@ from docling.backend.abstract_backend import AbstractDocumentBackend
from docling.backend.asciidoc_backend import AsciiDocBackend
from docling.backend.docling_parse_v2_backend import DoclingParseV2DocumentBackend
from docling.backend.html_backend import HTMLDocumentBackend
from docling.backend.json.docling_json_backend import DoclingJSONBackend
from docling.backend.md_backend import MarkdownDocumentBackend
from docling.backend.msexcel_backend import MsExcelDocumentBackend
from docling.backend.mspowerpoint_backend import MsPowerpointDocumentBackend
@ -30,7 +32,12 @@ from docling.datamodel.document import (
_DocumentConversionInput,
)
from docling.datamodel.pipeline_options import PipelineOptions
from docling.datamodel.settings import DocumentLimits, settings
from docling.datamodel.settings import (
DEFAULT_PAGE_RANGE,
DocumentLimits,
PageRange,
settings,
)
from docling.exceptions import ConversionError
from docling.pipeline.base_pipeline import BasePipeline
from docling.pipeline.simple_pipeline import SimplePipeline
@ -136,6 +143,9 @@ def _get_default_option(format: InputFormat) -> FormatOption:
InputFormat.PDF: FormatOption(
pipeline_cls=StandardPdfPipeline, backend=DoclingParseV2DocumentBackend
),
InputFormat.JSON_DOCLING: FormatOption(
pipeline_cls=SimplePipeline, backend=DoclingJSONBackend
),
}
if (options := format_to_default_options.get(format)) is not None:
return options
@ -180,6 +190,7 @@ class DocumentConverter:
raises_on_error: bool = True,
max_num_pages: int = sys.maxsize,
max_file_size: int = sys.maxsize,
page_range: PageRange = DEFAULT_PAGE_RANGE,
) -> ConversionResult:
all_res = self.convert_all(
source=[source],
@ -187,6 +198,7 @@ class DocumentConverter:
max_num_pages=max_num_pages,
max_file_size=max_file_size,
headers=headers,
page_range=page_range,
)
return next(all_res)
@ -198,10 +210,12 @@ class DocumentConverter:
raises_on_error: bool = True, # True: raises on first conversion error; False: does not raise on conv error
max_num_pages: int = sys.maxsize,
max_file_size: int = sys.maxsize,
page_range: PageRange = DEFAULT_PAGE_RANGE,
) -> Iterator[ConversionResult]:
limits = DocumentLimits(
max_num_pages=max_num_pages,
max_file_size=max_file_size,
page_range=page_range,
)
conv_input = _DocumentConversionInput(
path_or_stream_iterator=source, limits=limits, headers=headers

View File

@ -1,9 +1,10 @@
from abc import ABC, abstractmethod
from typing import Any, Iterable
from typing import Any, Generic, Iterable, Optional
from docling_core.types.doc import DoclingDocument, NodeItem
from docling_core.types.doc import BoundingBox, DoclingDocument, NodeItem, TextItem
from typing_extensions import TypeVar
from docling.datamodel.base_models import Page
from docling.datamodel.base_models import ItemAndImageEnrichmentElement, Page
from docling.datamodel.document import ConversionResult
@ -15,14 +16,69 @@ class BasePageModel(ABC):
pass
class BaseEnrichmentModel(ABC):
EnrichElementT = TypeVar("EnrichElementT", default=NodeItem)
class GenericEnrichmentModel(ABC, Generic[EnrichElementT]):
@abstractmethod
def is_processable(self, doc: DoclingDocument, element: NodeItem) -> bool:
pass
@abstractmethod
def __call__(
self, doc: DoclingDocument, element_batch: Iterable[NodeItem]
) -> Iterable[Any]:
def prepare_element(
self, conv_res: ConversionResult, element: NodeItem
) -> Optional[EnrichElementT]:
pass
@abstractmethod
def __call__(
self, doc: DoclingDocument, element_batch: Iterable[EnrichElementT]
) -> Iterable[NodeItem]:
pass
class BaseEnrichmentModel(GenericEnrichmentModel[NodeItem]):
def prepare_element(
self, conv_res: ConversionResult, element: NodeItem
) -> Optional[NodeItem]:
if self.is_processable(doc=conv_res.document, element=element):
return element
return None
class BaseItemAndImageEnrichmentModel(
GenericEnrichmentModel[ItemAndImageEnrichmentElement]
):
images_scale: float
expansion_factor: float = 0.0
def prepare_element(
self, conv_res: ConversionResult, element: NodeItem
) -> Optional[ItemAndImageEnrichmentElement]:
if not self.is_processable(doc=conv_res.document, element=element):
return None
assert isinstance(element, TextItem)
element_prov = element.prov[0]
bbox = element_prov.bbox
width = bbox.r - bbox.l
height = bbox.t - bbox.b
# TODO: move to a utility in the BoundingBox class
expanded_bbox = BoundingBox(
l=bbox.l - width * self.expansion_factor,
t=bbox.t + height * self.expansion_factor,
r=bbox.r + width * self.expansion_factor,
b=bbox.b - height * self.expansion_factor,
coord_origin=bbox.coord_origin,
)
page_ix = element_prov.page_no - 1
cropped_image = conv_res.pages[page_ix].get_image(
scale=self.images_scale, cropbox=expanded_bbox
)
return ItemAndImageEnrichmentElement(item=element, image=cropped_image)

View File

@ -0,0 +1,245 @@
import re
from pathlib import Path
from typing import Iterable, List, Literal, Optional, Tuple, Union
from docling_core.types.doc import (
CodeItem,
DocItemLabel,
DoclingDocument,
NodeItem,
TextItem,
)
from docling_core.types.doc.labels import CodeLanguageLabel
from PIL import Image
from pydantic import BaseModel
from docling.datamodel.base_models import ItemAndImageEnrichmentElement
from docling.datamodel.pipeline_options import AcceleratorOptions
from docling.models.base_model import BaseItemAndImageEnrichmentModel
from docling.utils.accelerator_utils import decide_device
class CodeFormulaModelOptions(BaseModel):
"""
Configuration options for the CodeFormulaModel.
Attributes
----------
kind : str
Type of the model. Fixed value "code_formula".
do_code_enrichment : bool
True if code enrichment is enabled, False otherwise.
do_formula_enrichment : bool
True if formula enrichment is enabled, False otherwise.
"""
kind: Literal["code_formula"] = "code_formula"
do_code_enrichment: bool = True
do_formula_enrichment: bool = True
class CodeFormulaModel(BaseItemAndImageEnrichmentModel):
"""
Model for processing and enriching documents with code and formula predictions.
Attributes
----------
enabled : bool
True if the model is enabled, False otherwise.
options : CodeFormulaModelOptions
Configuration options for the CodeFormulaModel.
code_formula_model : CodeFormulaPredictor
The predictor model for code and formula processing.
Methods
-------
__init__(self, enabled, artifacts_path, accelerator_options, code_formula_options)
Initializes the CodeFormulaModel with the given configuration options.
is_processable(self, doc, element)
Determines if a given element in a document can be processed by the model.
__call__(self, doc, element_batch)
Processes the given batch of elements and enriches them with predictions.
"""
images_scale = 1.66 # = 120 dpi, aligned with training data resolution
expansion_factor = 0.03
def __init__(
self,
enabled: bool,
artifacts_path: Optional[Union[Path, str]],
options: CodeFormulaModelOptions,
accelerator_options: AcceleratorOptions,
):
"""
Initializes the CodeFormulaModel with the given configuration.
Parameters
----------
enabled : bool
True if the model is enabled, False otherwise.
artifacts_path : Path
Path to the directory containing the model artifacts.
options : CodeFormulaModelOptions
Configuration options for the model.
accelerator_options : AcceleratorOptions
Options specifying the device and number of threads for acceleration.
"""
self.enabled = enabled
self.options = options
if self.enabled:
device = decide_device(accelerator_options.device)
from docling_ibm_models.code_formula_model.code_formula_predictor import (
CodeFormulaPredictor,
)
if artifacts_path is None:
artifacts_path = self.download_models_hf()
else:
artifacts_path = Path(artifacts_path)
self.code_formula_model = CodeFormulaPredictor(
artifacts_path=artifacts_path,
device=device,
num_threads=accelerator_options.num_threads,
)
@staticmethod
def download_models_hf(
local_dir: Optional[Path] = None, force: bool = False
) -> Path:
from huggingface_hub import snapshot_download
from huggingface_hub.utils import disable_progress_bars
disable_progress_bars()
download_path = snapshot_download(
repo_id="ds4sd/CodeFormula",
force_download=force,
local_dir=local_dir,
revision="v1.0.0",
)
return Path(download_path)
def is_processable(self, doc: DoclingDocument, element: NodeItem) -> bool:
"""
Determines if a given element in a document can be processed by the model.
Parameters
----------
doc : DoclingDocument
The document being processed.
element : NodeItem
The element within the document to check.
Returns
-------
bool
True if the element can be processed, False otherwise.
"""
return self.enabled and (
(isinstance(element, CodeItem) and self.options.do_code_enrichment)
or (
isinstance(element, TextItem)
and element.label == DocItemLabel.FORMULA
and self.options.do_formula_enrichment
)
)
def _extract_code_language(self, input_string: str) -> Tuple[str, Optional[str]]:
"""Extracts a programming language from the beginning of a string.
This function checks if the input string starts with a pattern of the form
``<_some_language_>``. If it does, it extracts the language string and returns
a tuple of (remainder, language). Otherwise, it returns the original string
and `None`.
Args:
input_string (str): The input string, which may start with ``<_language_>``.
Returns:
Tuple[str, Optional[str]]:
A tuple where:
- The first element is either:
- The remainder of the string (everything after ``<_language_>``),
if a match is found; or
- The original string, if no match is found.
- The second element is the extracted language if a match is found;
otherwise, `None`.
"""
pattern = r"^<_([^>]+)_>\s*(.*)"
match = re.match(pattern, input_string, flags=re.DOTALL)
if match:
language = str(match.group(1)) # the captured programming language
remainder = str(match.group(2)) # everything after the <_language_>
return remainder, language
else:
return input_string, None
def _get_code_language_enum(self, value: Optional[str]) -> CodeLanguageLabel:
"""
Converts a string to a corresponding `CodeLanguageLabel` enum member.
If the provided string does not match any value in `CodeLanguageLabel`,
it defaults to `CodeLanguageLabel.UNKNOWN`.
Args:
value (Optional[str]): The string representation of the code language or None.
Returns:
CodeLanguageLabel: The corresponding enum member if the value is valid,
otherwise `CodeLanguageLabel.UNKNOWN`.
"""
if not isinstance(value, str):
return CodeLanguageLabel.UNKNOWN
try:
return CodeLanguageLabel(value)
except ValueError:
return CodeLanguageLabel.UNKNOWN
def __call__(
self,
doc: DoclingDocument,
element_batch: Iterable[ItemAndImageEnrichmentElement],
) -> Iterable[NodeItem]:
"""
Processes the given batch of elements and enriches them with predictions.
Parameters
----------
doc : DoclingDocument
The document being processed.
element_batch : Iterable[ItemAndImageEnrichmentElement]
A batch of elements to be processed.
Returns
-------
Iterable[Any]
An iterable of enriched elements.
"""
if not self.enabled:
for element in element_batch:
yield element.item
return
labels: List[str] = []
images: List[Image.Image] = []
elements: List[TextItem] = []
for el in element_batch:
assert isinstance(el.item, TextItem)
elements.append(el.item)
labels.append(el.item.label)
images.append(el.image)
outputs = self.code_formula_model.predict(images, labels)
for item, output in zip(elements, outputs):
if isinstance(item, CodeItem):
output, code_language = self._extract_code_language(output)
item.code_language = self._get_code_language_enum(code_language)
item.text = output
yield item

View File

@ -0,0 +1,187 @@
from pathlib import Path
from typing import Iterable, List, Literal, Optional, Tuple, Union
from docling_core.types.doc import (
DoclingDocument,
NodeItem,
PictureClassificationClass,
PictureClassificationData,
PictureItem,
)
from PIL import Image
from pydantic import BaseModel
from docling.datamodel.pipeline_options import AcceleratorOptions
from docling.models.base_model import BaseEnrichmentModel
from docling.utils.accelerator_utils import decide_device
class DocumentPictureClassifierOptions(BaseModel):
"""
Options for configuring the DocumentPictureClassifier.
Attributes
----------
kind : Literal["document_picture_classifier"]
Identifier for the type of classifier.
"""
kind: Literal["document_picture_classifier"] = "document_picture_classifier"
class DocumentPictureClassifier(BaseEnrichmentModel):
"""
A model for classifying pictures in documents.
This class enriches document pictures with predicted classifications
based on a predefined set of classes.
Attributes
----------
enabled : bool
Whether the classifier is enabled for use.
options : DocumentPictureClassifierOptions
Configuration options for the classifier.
document_picture_classifier : DocumentPictureClassifierPredictor
The underlying prediction model, loaded if the classifier is enabled.
Methods
-------
__init__(enabled, artifacts_path, options, accelerator_options)
Initializes the classifier with specified configurations.
is_processable(doc, element)
Checks if the given element can be processed by the classifier.
__call__(doc, element_batch)
Processes a batch of elements and adds classification annotations.
"""
images_scale = 2
def __init__(
self,
enabled: bool,
artifacts_path: Optional[Union[Path, str]],
options: DocumentPictureClassifierOptions,
accelerator_options: AcceleratorOptions,
):
"""
Initializes the DocumentPictureClassifier.
Parameters
----------
enabled : bool
Indicates whether the classifier is enabled.
artifacts_path : Optional[Union[Path, str]],
Path to the directory containing model artifacts.
options : DocumentPictureClassifierOptions
Configuration options for the classifier.
accelerator_options : AcceleratorOptions
Options for configuring the device and parallelism.
"""
self.enabled = enabled
self.options = options
if self.enabled:
device = decide_device(accelerator_options.device)
from docling_ibm_models.document_figure_classifier_model.document_figure_classifier_predictor import (
DocumentFigureClassifierPredictor,
)
if artifacts_path is None:
artifacts_path = self.download_models_hf()
else:
artifacts_path = Path(artifacts_path)
self.document_picture_classifier = DocumentFigureClassifierPredictor(
artifacts_path=artifacts_path,
device=device,
num_threads=accelerator_options.num_threads,
)
@staticmethod
def download_models_hf(
local_dir: Optional[Path] = None, force: bool = False
) -> Path:
from huggingface_hub import snapshot_download
from huggingface_hub.utils import disable_progress_bars
disable_progress_bars()
download_path = snapshot_download(
repo_id="ds4sd/DocumentFigureClassifier",
force_download=force,
local_dir=local_dir,
revision="v1.0.0",
)
return Path(download_path)
def is_processable(self, doc: DoclingDocument, element: NodeItem) -> bool:
"""
Determines if the given element can be processed by the classifier.
Parameters
----------
doc : DoclingDocument
The document containing the element.
element : NodeItem
The element to be checked.
Returns
-------
bool
True if the element is a PictureItem and processing is enabled; False otherwise.
"""
return self.enabled and isinstance(element, PictureItem)
def __call__(
self,
doc: DoclingDocument,
element_batch: Iterable[NodeItem],
) -> Iterable[NodeItem]:
"""
Processes a batch of elements and enriches them with classification predictions.
Parameters
----------
doc : DoclingDocument
The document containing the elements to be processed.
element_batch : Iterable[NodeItem]
A batch of pictures to classify.
Returns
-------
Iterable[NodeItem]
An iterable of NodeItem objects after processing. The field
'data.classification' is added containing the classification for each picture.
"""
if not self.enabled:
for element in element_batch:
yield element
return
images: List[Image.Image] = []
elements: List[PictureItem] = []
for el in element_batch:
assert isinstance(el, PictureItem)
elements.append(el)
img = el.get_image(doc)
assert img is not None
images.append(img)
outputs = self.document_picture_classifier.predict(images)
for element, output in zip(elements, outputs):
element.annotations.append(
PictureClassificationData(
provenance="DocumentPictureClassifier",
predicted_classes=[
PictureClassificationClass(
class_name=pred[0],
confidence=pred[1],
)
for pred in output
],
)
)
yield element

View File

@ -1,28 +1,21 @@
import copy
import logging
import random
import time
from pathlib import Path
from typing import Iterable, List
from typing import Iterable
from docling_core.types.doc import CoordOrigin, DocItemLabel
from docling_core.types.doc import DocItemLabel
from docling_ibm_models.layoutmodel.layout_predictor import LayoutPredictor
from PIL import Image, ImageDraw, ImageFont
from PIL import Image
from docling.datamodel.base_models import (
BoundingBox,
Cell,
Cluster,
LayoutPrediction,
Page,
)
from docling.datamodel.base_models import BoundingBox, Cluster, LayoutPrediction, Page
from docling.datamodel.document import ConversionResult
from docling.datamodel.pipeline_options import AcceleratorDevice, AcceleratorOptions
from docling.datamodel.pipeline_options import AcceleratorOptions
from docling.datamodel.settings import settings
from docling.models.base_model import BasePageModel
from docling.utils.accelerator_utils import decide_device
from docling.utils.layout_postprocessor import LayoutPostprocessor
from docling.utils.profiling import TimeRecorder
from docling.utils.visualization import draw_clusters
_log = logging.getLogger(__name__)
@ -40,7 +33,7 @@ class LayoutModel(BasePageModel):
DocItemLabel.PAGE_FOOTER,
DocItemLabel.CODE,
DocItemLabel.LIST_ITEM,
# "Formula",
DocItemLabel.FORMULA,
]
PAGE_HEADER_LABELS = [DocItemLabel.PAGE_HEADER, DocItemLabel.PAGE_FOOTER]
@ -82,78 +75,9 @@ class LayoutModel(BasePageModel):
left_image = copy.deepcopy(page.image)
right_image = copy.deepcopy(page.image)
# Function to draw clusters on an image
def draw_clusters(image, clusters):
draw = ImageDraw.Draw(image, "RGBA")
# Create a smaller font for the labels
try:
font = ImageFont.truetype("arial.ttf", 12)
except OSError:
# Fallback to default font if arial is not available
font = ImageFont.load_default()
for c_tl in clusters:
all_clusters = [c_tl, *c_tl.children]
for c in all_clusters:
# Draw cells first (underneath)
cell_color = (0, 0, 0, 40) # Transparent black for cells
for tc in c.cells:
cx0, cy0, cx1, cy1 = tc.bbox.as_tuple()
cx0 *= scale_x
cx1 *= scale_x
cy0 *= scale_x
cy1 *= scale_y
draw.rectangle(
[(cx0, cy0), (cx1, cy1)],
outline=None,
fill=cell_color,
)
# Draw cluster rectangle
x0, y0, x1, y1 = c.bbox.as_tuple()
x0 *= scale_x
x1 *= scale_x
y0 *= scale_x
y1 *= scale_y
cluster_fill_color = (*list(DocItemLabel.get_color(c.label)), 70)
cluster_outline_color = (
*list(DocItemLabel.get_color(c.label)),
255,
)
draw.rectangle(
[(x0, y0), (x1, y1)],
outline=cluster_outline_color,
fill=cluster_fill_color,
)
# Add label name and confidence
label_text = f"{c.label.name} ({c.confidence:.2f})"
# Create semi-transparent background for text
text_bbox = draw.textbbox((x0, y0), label_text, font=font)
text_bg_padding = 2
draw.rectangle(
[
(
text_bbox[0] - text_bg_padding,
text_bbox[1] - text_bg_padding,
),
(
text_bbox[2] + text_bg_padding,
text_bbox[3] + text_bg_padding,
),
],
fill=(255, 255, 255, 180), # Semi-transparent white
)
# Draw text
draw.text(
(x0, y0),
label_text,
fill=(0, 0, 0, 255), # Solid black
font=font,
)
# Draw clusters on both images
draw_clusters(left_image, left_clusters)
draw_clusters(right_image, right_clusters)
draw_clusters(left_image, left_clusters, scale_x, scale_y)
draw_clusters(right_image, right_clusters, scale_x, scale_y)
# Combine the images side by side
combined_width = left_image.width * 2
combined_height = left_image.height

View File

@ -22,7 +22,7 @@ _log = logging.getLogger(__name__)
class PageAssembleOptions(BaseModel):
keep_images: bool = False
pass
class PageAssembleModel(BasePageModel):
@ -135,31 +135,6 @@ class PageAssembleModel(BasePageModel):
)
elements.append(fig)
body.append(fig)
elif cluster.label == LayoutModel.FORMULA_LABEL:
equation = None
if page.predictions.equations_prediction:
equation = page.predictions.equations_prediction.equation_map.get(
cluster.id, None
)
if (
not equation
): # fallback: add empty formula, if it isn't present
text = self.sanitize_text(
[
cell.text.replace("\x02", "-").strip()
for cell in cluster.cells
if len(cell.text.strip()) > 0
]
)
equation = TextElement(
label=cluster.label,
id=cluster.id,
cluster=cluster,
page_no=page.page_no,
text=text,
)
elements.append(equation)
body.append(equation)
elif cluster.label in LayoutModel.CONTAINER_LABELS:
container_el = ContainerElement(
label=cluster.label,
@ -174,11 +149,4 @@ class PageAssembleModel(BasePageModel):
elements=elements, headers=headers, body=body
)
# Remove page images (can be disabled)
if not self.options.keep_images:
page._image_cache = {}
# Unload backend
page._backend.unload()
yield page

View File

@ -59,6 +59,7 @@ class RapidOcrModel(BaseOcrModel):
det_model_path=self.options.det_model_path,
cls_model_path=self.options.cls_model_path,
rec_model_path=self.options.rec_model_path,
rec_keys_path=self.options.rec_keys_path,
)
def __call__(

View File

@ -209,12 +209,16 @@ class TableStructureModel(BasePageModel):
tc.bbox = tc.bbox.scaled(1 / self.scale)
table_cells.append(tc)
assert "predict_details" in table_out
# Retrieving cols/rows, after post processing:
num_rows = table_out["predict_details"]["num_rows"]
num_cols = table_out["predict_details"]["num_cols"]
otsl_seq = table_out["predict_details"]["prediction"][
"rs_seq"
]
num_rows = table_out["predict_details"].get("num_rows", 0)
num_cols = table_out["predict_details"].get("num_cols", 0)
otsl_seq = (
table_out["predict_details"]
.get("prediction", {})
.get("rs_seq", [])
)
tbl = Table(
otsl_seq=otsl_seq,

View File

@ -4,7 +4,7 @@ import logging
import os
import tempfile
from subprocess import DEVNULL, PIPE, Popen
from typing import Iterable, Optional, Tuple
from typing import Iterable, List, Optional, Tuple
import pandas as pd
from docling_core.types.doc import BoundingBox, CoordOrigin
@ -14,13 +14,13 @@ from docling.datamodel.document import ConversionResult
from docling.datamodel.pipeline_options import TesseractCliOcrOptions
from docling.datamodel.settings import settings
from docling.models.base_ocr_model import BaseOcrModel
from docling.utils.ocr_utils import map_tesseract_script
from docling.utils.profiling import TimeRecorder
_log = logging.getLogger(__name__)
class TesseractOcrCliModel(BaseOcrModel):
def __init__(self, enabled: bool, options: TesseractCliOcrOptions):
super().__init__(enabled=enabled, options=options)
self.options: TesseractCliOcrOptions
@ -29,10 +29,13 @@ class TesseractOcrCliModel(BaseOcrModel):
self._name: Optional[str] = None
self._version: Optional[str] = None
self._tesseract_languages: Optional[List[str]] = None
self._script_prefix: Optional[str] = None
if self.enabled:
try:
self._get_name_and_version()
self._set_languages_and_prefix()
except Exception as exc:
raise RuntimeError(
@ -74,12 +77,20 @@ class TesseractOcrCliModel(BaseOcrModel):
return name, version
def _run_tesseract(self, ifilename: str):
r"""
Run tesseract CLI
"""
cmd = [self.options.tesseract_cmd]
if self.options.lang is not None and len(self.options.lang) > 0:
if "auto" in self.options.lang:
lang = self._detect_language(ifilename)
if lang is not None:
cmd.append("-l")
cmd.append(lang)
elif self.options.lang is not None and len(self.options.lang) > 0:
cmd.append("-l")
cmd.append("+".join(self.options.lang))
if self.options.path is not None:
cmd.append("--tessdata-dir")
cmd.append(self.options.path)
@ -107,6 +118,63 @@ class TesseractOcrCliModel(BaseOcrModel):
return df_filtered
def _detect_language(self, ifilename: str):
r"""
Run tesseract in PSM 0 mode to detect the language
"""
assert self._tesseract_languages is not None
cmd = [self.options.tesseract_cmd]
cmd.extend(["--psm", "0", "-l", "osd", ifilename, "stdout"])
_log.info("command: {}".format(" ".join(cmd)))
proc = Popen(cmd, stdout=PIPE, stderr=DEVNULL)
output, _ = proc.communicate()
decoded_data = output.decode("utf-8")
df = pd.read_csv(
io.StringIO(decoded_data), sep=":", header=None, names=["key", "value"]
)
scripts = df.loc[df["key"] == "Script"].value.tolist()
if len(scripts) == 0:
_log.warning("Tesseract cannot detect the script of the page")
return None
script = map_tesseract_script(scripts[0].strip())
lang = f"{self._script_prefix}{script}"
# Check if the detected language has been installed
if lang not in self._tesseract_languages:
msg = f"Tesseract detected the script '{script}' and language '{lang}'."
msg += " However this language is not installed in your system and will be ignored."
_log.warning(msg)
return None
_log.debug(
f"Using tesseract model for the detected script '{script}' and language '{lang}'"
)
return lang
def _set_languages_and_prefix(self):
r"""
Read and set the languages installed in tesseract and decide the script prefix
"""
# Get all languages
cmd = [self.options.tesseract_cmd]
cmd.append("--list-langs")
_log.info("command: {}".format(" ".join(cmd)))
proc = Popen(cmd, stdout=PIPE, stderr=DEVNULL)
output, _ = proc.communicate()
decoded_data = output.decode("utf-8")
df = pd.read_csv(io.StringIO(decoded_data), header=None)
self._tesseract_languages = df[0].tolist()[1:]
# Decide the script prefix
if any([l.startswith("script/") for l in self._tesseract_languages]):
script_prefix = "script/"
else:
script_prefix = ""
self._script_prefix = script_prefix
def __call__(
self, conv_res: ConversionResult, page_batch: Iterable[Page]
) -> Iterable[Page]:
@ -121,7 +189,6 @@ class TesseractOcrCliModel(BaseOcrModel):
yield page
else:
with TimeRecorder(conv_res, "ocr"):
ocr_rects = self.get_ocr_rects(page)
all_ocr_cells = []

View File

@ -8,6 +8,7 @@ from docling.datamodel.document import ConversionResult
from docling.datamodel.pipeline_options import TesseractOcrOptions
from docling.datamodel.settings import settings
from docling.models.base_ocr_model import BaseOcrModel
from docling.utils.ocr_utils import map_tesseract_script
from docling.utils.profiling import TimeRecorder
_log = logging.getLogger(__name__)
@ -20,6 +21,7 @@ class TesseractOcrModel(BaseOcrModel):
self.scale = 3 # multiplier for 72 dpi == 216 dpi.
self.reader = None
self.osd_reader = None
if self.enabled:
install_errmsg = (
@ -47,27 +49,38 @@ class TesseractOcrModel(BaseOcrModel):
except:
raise ImportError(install_errmsg)
_, tesserocr_languages = tesserocr.get_languages()
if not tesserocr_languages:
_, self._tesserocr_languages = tesserocr.get_languages()
if not self._tesserocr_languages:
raise ImportError(missing_langs_errmsg)
# Initialize the tesseractAPI
_log.debug("Initializing TesserOCR: %s", tesseract_version)
lang = "+".join(self.options.lang)
self.script_readers: dict[str, tesserocr.PyTessBaseAPI] = {}
if any([l.startswith("script/") for l in self._tesserocr_languages]):
self.script_prefix = "script/"
else:
self.script_prefix = ""
tesserocr_kwargs = {
"psm": tesserocr.PSM.AUTO,
"init": True,
"oem": tesserocr.OEM.DEFAULT,
}
if self.options.path is not None:
self.reader = tesserocr.PyTessBaseAPI(
path=self.options.path,
lang=lang,
psm=tesserocr.PSM.AUTO,
init=True,
oem=tesserocr.OEM.DEFAULT,
tesserocr_kwargs["path"] = self.options.path
if lang == "auto":
self.reader = tesserocr.PyTessBaseAPI(**tesserocr_kwargs)
self.osd_reader = tesserocr.PyTessBaseAPI(
**{"lang": "osd", "psm": tesserocr.PSM.OSD_ONLY} | tesserocr_kwargs
)
else:
self.reader = tesserocr.PyTessBaseAPI(
lang=lang,
psm=tesserocr.PSM.AUTO,
init=True,
oem=tesserocr.OEM.DEFAULT,
**{"lang": lang} | tesserocr_kwargs,
)
self.reader_RIL = tesserocr.RIL
@ -75,11 +88,12 @@ class TesseractOcrModel(BaseOcrModel):
if self.reader is not None:
# Finalize the tesseractAPI
self.reader.End()
for script in self.script_readers:
self.script_readers[script].End()
def __call__(
self, conv_res: ConversionResult, page_batch: Iterable[Page]
) -> Iterable[Page]:
if not self.enabled:
yield from page_batch
return
@ -90,8 +104,8 @@ class TesseractOcrModel(BaseOcrModel):
yield page
else:
with TimeRecorder(conv_res, "ocr"):
assert self.reader is not None
assert self._tesserocr_languages is not None
ocr_rects = self.get_ocr_rects(page)
@ -104,22 +118,56 @@ class TesseractOcrModel(BaseOcrModel):
scale=self.scale, cropbox=ocr_rect
)
# Retrieve text snippets with their bounding boxes
self.reader.SetImage(high_res_image)
boxes = self.reader.GetComponentImages(
local_reader = self.reader
if "auto" in self.options.lang:
assert self.osd_reader is not None
self.osd_reader.SetImage(high_res_image)
osd = self.osd_reader.DetectOrientationScript()
# No text, probably
if osd is None:
continue
script = osd["script_name"]
script = map_tesseract_script(script)
lang = f"{self.script_prefix}{script}"
# Check if the detected languge is present in the system
if lang not in self._tesserocr_languages:
msg = f"Tesseract detected the script '{script}' and language '{lang}'."
msg += " However this language is not installed in your system and will be ignored."
_log.warning(msg)
else:
if script not in self.script_readers:
import tesserocr
self.script_readers[script] = (
tesserocr.PyTessBaseAPI(
path=self.reader.GetDatapath(),
lang=lang,
psm=tesserocr.PSM.AUTO,
init=True,
oem=tesserocr.OEM.DEFAULT,
)
)
local_reader = self.script_readers[script]
local_reader.SetImage(high_res_image)
boxes = local_reader.GetComponentImages(
self.reader_RIL.TEXTLINE, True
)
cells = []
for ix, (im, box, _, _) in enumerate(boxes):
# Set the area of interest. Tesseract uses Bottom-Left for the origin
self.reader.SetRectangle(
local_reader.SetRectangle(
box["x"], box["y"], box["w"], box["h"]
)
# Extract text within the bounding box
text = self.reader.GetUTF8Text().strip()
confidence = self.reader.MeanTextConf()
text = local_reader.GetUTF8Text().strip()
confidence = local_reader.MeanTextConf()
left = box["x"] / self.scale
bottom = box["y"] / self.scale
right = (box["x"] + box["w"]) / self.scale

View File

@ -3,7 +3,7 @@ import logging
import time
import traceback
from abc import ABC, abstractmethod
from typing import Callable, Iterable, List
from typing import Any, Callable, Iterable, List
from docling_core.types.doc import DoclingDocument, NodeItem
@ -18,7 +18,7 @@ from docling.datamodel.base_models import (
from docling.datamodel.document import ConversionResult, InputDocument
from docling.datamodel.pipeline_options import PipelineOptions
from docling.datamodel.settings import settings
from docling.models.base_model import BaseEnrichmentModel
from docling.models.base_model import GenericEnrichmentModel
from docling.utils.profiling import ProfilingScope, TimeRecorder
from docling.utils.utils import chunkify
@ -28,8 +28,9 @@ _log = logging.getLogger(__name__)
class BasePipeline(ABC):
def __init__(self, pipeline_options: PipelineOptions):
self.pipeline_options = pipeline_options
self.keep_images = False
self.build_pipe: List[Callable] = []
self.enrichment_pipe: List[BaseEnrichmentModel] = []
self.enrichment_pipe: List[GenericEnrichmentModel[Any]] = []
def execute(self, in_doc: InputDocument, raises_on_error: bool) -> ConversionResult:
conv_res = ConversionResult(input=in_doc)
@ -40,7 +41,7 @@ class BasePipeline(ABC):
conv_res, "pipeline_total", scope=ProfilingScope.DOCUMENT
):
# These steps are building and assembling the structure of the
# output DoclingDocument
# output DoclingDocument.
conv_res = self._build_document(conv_res)
conv_res = self._assemble_document(conv_res)
# From this stage, all operations should rely only on conv_res.output
@ -50,6 +51,8 @@ class BasePipeline(ABC):
conv_res.status = ConversionStatus.FAILURE
if raises_on_error:
raise e
finally:
self._unload(conv_res)
return conv_res
@ -62,21 +65,22 @@ class BasePipeline(ABC):
def _enrich_document(self, conv_res: ConversionResult) -> ConversionResult:
def _filter_elements(
doc: DoclingDocument, model: BaseEnrichmentModel
def _prepare_elements(
conv_res: ConversionResult, model: GenericEnrichmentModel[Any]
) -> Iterable[NodeItem]:
for element, _level in doc.iterate_items():
if model.is_processable(doc=doc, element=element):
yield element
for doc_element, _level in conv_res.document.iterate_items():
prepared_element = model.prepare_element(
conv_res=conv_res, element=doc_element
)
if prepared_element is not None:
yield prepared_element
with TimeRecorder(conv_res, "doc_enrich", scope=ProfilingScope.DOCUMENT):
for model in self.enrichment_pipe:
for element_batch in chunkify(
_filter_elements(conv_res.document, model),
_prepare_elements(conv_res, model),
settings.perf.elements_batch_size,
):
# TODO: currently we assume the element itself is modified, because
# we don't have an interface to save the element back to the document
for element in model(
doc=conv_res.document, element_batch=element_batch
): # Must exhaust!
@ -88,6 +92,9 @@ class BasePipeline(ABC):
def _determine_status(self, conv_res: ConversionResult) -> ConversionStatus:
pass
def _unload(self, conv_res: ConversionResult):
pass
@classmethod
@abstractmethod
def get_default_options(cls) -> PipelineOptions:
@ -107,6 +114,10 @@ class BasePipeline(ABC):
class PaginatedPipeline(BasePipeline): # TODO this is a bad name.
def __init__(self, pipeline_options: PipelineOptions):
super().__init__(pipeline_options)
self.keep_backend = False
def _apply_on_pages(
self, conv_res: ConversionResult, page_batch: Iterable[Page]
) -> Iterable[Page]:
@ -130,7 +141,9 @@ class PaginatedPipeline(BasePipeline): # TODO this is a bad name.
with TimeRecorder(conv_res, "doc_build", scope=ProfilingScope.DOCUMENT):
for i in range(0, conv_res.input.page_count):
conv_res.pages.append(Page(page_no=i))
start_page, end_page = conv_res.input.limits.page_range
if (start_page - 1) <= i <= (end_page - 1):
conv_res.pages.append(Page(page_no=i))
try:
# Iterate batches of pages (page_batch_size) in the doc
@ -148,7 +161,14 @@ class PaginatedPipeline(BasePipeline): # TODO this is a bad name.
pipeline_pages = self._apply_on_pages(conv_res, init_pages)
for p in pipeline_pages: # Must exhaust!
pass
# Cleanup cached images
if not self.keep_images:
p._image_cache = {}
# Cleanup page backends
if not self.keep_backend and p._backend is not None:
p._backend.unload()
end_batch_time = time.monotonic()
total_elapsed_time += end_batch_time - start_batch_time
@ -177,10 +197,15 @@ class PaginatedPipeline(BasePipeline): # TODO this is a bad name.
)
raise e
finally:
# Always unload the PDF backend, even in case of failure
if conv_res.input._backend:
conv_res.input._backend.unload()
return conv_res
def _unload(self, conv_res: ConversionResult) -> ConversionResult:
for page in conv_res.pages:
if page._backend is not None:
page._backend.unload()
if conv_res.input._backend:
conv_res.input._backend.unload()
return conv_res

View File

@ -18,6 +18,11 @@ from docling.datamodel.pipeline_options import (
TesseractOcrOptions,
)
from docling.models.base_ocr_model import BaseOcrModel
from docling.models.code_formula_model import CodeFormulaModel, CodeFormulaModelOptions
from docling.models.document_picture_classifier import (
DocumentPictureClassifier,
DocumentPictureClassifierOptions,
)
from docling.models.ds_glm_model import GlmModel, GlmOptions
from docling.models.easyocr_model import EasyOcrModel
from docling.models.layout_model import LayoutModel
@ -50,7 +55,7 @@ class StandardPdfPipeline(PaginatedPipeline):
else:
self.artifacts_path = Path(pipeline_options.artifacts_path)
keep_images = (
self.keep_images = (
self.pipeline_options.generate_page_images
or self.pipeline_options.generate_picture_images
or self.pipeline_options.generate_table_images
@ -87,13 +92,37 @@ class StandardPdfPipeline(PaginatedPipeline):
accelerator_options=pipeline_options.accelerator_options,
),
# Page assemble
PageAssembleModel(options=PageAssembleOptions(keep_images=keep_images)),
PageAssembleModel(options=PageAssembleOptions()),
]
self.enrichment_pipe = [
# Other models working on `NodeItem` elements in the DoclingDocument
# Code Formula Enrichment Model
CodeFormulaModel(
enabled=pipeline_options.do_code_enrichment
or pipeline_options.do_formula_enrichment,
artifacts_path=pipeline_options.artifacts_path,
options=CodeFormulaModelOptions(
do_code_enrichment=pipeline_options.do_code_enrichment,
do_formula_enrichment=pipeline_options.do_formula_enrichment,
),
accelerator_options=pipeline_options.accelerator_options,
),
# Document Picture Classifier
DocumentPictureClassifier(
enabled=pipeline_options.do_picture_classification,
artifacts_path=pipeline_options.artifacts_path,
options=DocumentPictureClassifierOptions(),
accelerator_options=pipeline_options.accelerator_options,
),
]
if (
self.pipeline_options.do_formula_enrichment
or self.pipeline_options.do_code_enrichment
):
self.keep_backend = True
@staticmethod
def download_models_hf(
local_dir: Optional[Path] = None, force: bool = False

View File

@ -15,6 +15,7 @@ from docling_core.types.doc import (
TableCell,
TableData,
)
from docling_core.types.doc.document import ContentLayer
def resolve_item(paths, obj):
@ -270,7 +271,6 @@ def to_docling_document(doc_glm, update_name_label=False) -> DoclingDocument:
container_el = doc.add_group(label=group_label)
_add_child_elements(container_el, doc, obj, pelem)
elif "text" in obj:
text = obj["text"][span_i:span_j]
@ -304,6 +304,14 @@ def to_docling_document(doc_glm, update_name_label=False) -> DoclingDocument:
current_list = None
doc.add_heading(text=text, prov=prov)
elif label == DocItemLabel.CODE:
current_list = None
doc.add_code(text=text, prov=prov)
elif label == DocItemLabel.FORMULA:
current_list = None
doc.add_text(label=DocItemLabel.FORMULA, text="", orig=text, prov=prov)
elif label in [DocItemLabel.PAGE_HEADER, DocItemLabel.PAGE_FOOTER]:
current_list = None
@ -311,7 +319,7 @@ def to_docling_document(doc_glm, update_name_label=False) -> DoclingDocument:
label=DocItemLabel(name_label),
text=text,
prov=prov,
parent=doc.furniture,
content_layer=ContentLayer.FURNITURE,
)
else:
current_list = None

View File

@ -0,0 +1,9 @@
def map_tesseract_script(script: str) -> str:
r""" """
if script == "Katakana" or script == "Hiragana":
script = "Japanese"
elif script == "Han":
script = "HanS"
elif script == "Korean":
script = "Hangul"
return script

View File

@ -0,0 +1,80 @@
from docling_core.types.doc import DocItemLabel
from PIL import Image, ImageDraw, ImageFont
from PIL.ImageFont import FreeTypeFont
from docling.datamodel.base_models import Cluster
def draw_clusters(
image: Image.Image, clusters: list[Cluster], scale_x: float, scale_y: float
) -> None:
"""
Draw clusters on an image
"""
draw = ImageDraw.Draw(image, "RGBA")
# Create a smaller font for the labels
font: ImageFont.ImageFont | FreeTypeFont
try:
font = ImageFont.truetype("arial.ttf", 12)
except OSError:
# Fallback to default font if arial is not available
font = ImageFont.load_default()
for c_tl in clusters:
all_clusters = [c_tl, *c_tl.children]
for c in all_clusters:
# Draw cells first (underneath)
cell_color = (0, 0, 0, 40) # Transparent black for cells
for tc in c.cells:
cx0, cy0, cx1, cy1 = tc.bbox.as_tuple()
cx0 *= scale_x
cx1 *= scale_x
cy0 *= scale_x
cy1 *= scale_y
draw.rectangle(
[(cx0, cy0), (cx1, cy1)],
outline=None,
fill=cell_color,
)
# Draw cluster rectangle
x0, y0, x1, y1 = c.bbox.as_tuple()
x0 *= scale_x
x1 *= scale_x
y0 *= scale_x
y1 *= scale_y
cluster_fill_color = (*list(DocItemLabel.get_color(c.label)), 70)
cluster_outline_color = (
*list(DocItemLabel.get_color(c.label)),
255,
)
draw.rectangle(
[(x0, y0), (x1, y1)],
outline=cluster_outline_color,
fill=cluster_fill_color,
)
# Add label name and confidence
label_text = f"{c.label.name} ({c.confidence:.2f})"
# Create semi-transparent background for text
text_bbox = draw.textbbox((x0, y0), label_text, font=font)
text_bg_padding = 2
draw.rectangle(
[
(
text_bbox[0] - text_bg_padding,
text_bbox[1] - text_bg_padding,
),
(
text_bbox[2] + text_bg_padding,
text_bbox[3] + text_bg_padding,
),
],
fill=(255, 255, 255, 180), # Semi-transparent white
)
# Draw text
draw.text(
(x0, y0),
label_text,
fill=(0, 0, 0, 255), # Solid black
font=font,
)

View File

@ -54,12 +54,12 @@ tokens), &
chunks with same headings & captions) — users can opt out of this step via param
`merge_peers` (by default `True`)
👉 Example: see [here](../../examples/hybrid_chunking).
👉 Example: see [here](../examples/hybrid_chunking.ipynb).
## Hierarchical Chunker
The `HierarchicalChunker` implementation uses the document structure information from
the [`DoclingDocument`](../docling_document) to create one chunk for each individual
the [`DoclingDocument`](./docling_document.md) to create one chunk for each individual
detected document element, by default only merging together list items (can be opted out
via param `merge_list_items`). It also takes care of attaching all relevant document
metadata, including headers and captions.

File diff suppressed because it is too large Load Diff

View File

@ -5,7 +5,11 @@ from pathlib import Path
from docling.backend.pypdfium2_backend import PyPdfiumDocumentBackend
from docling.datamodel.base_models import InputFormat
from docling.datamodel.pipeline_options import PdfPipelineOptions
from docling.datamodel.pipeline_options import (
AcceleratorDevice,
AcceleratorOptions,
PdfPipelineOptions,
)
from docling.document_converter import DocumentConverter, PdfFormatOption
from docling.models.ocr_mac_model import OcrMacOptions
from docling.models.tesseract_ocr_cli_model import TesseractCliOcrOptions
@ -76,7 +80,7 @@ def main():
pipeline_options.table_structure_options.do_cell_matching = True
pipeline_options.ocr_options.lang = ["es"]
pipeline_options.accelerator_options = AcceleratorOptions(
num_threads=4, device=Device.AUTO
num_threads=4, device=AcceleratorDevice.AUTO
)
doc_converter = DocumentConverter(

View File

@ -0,0 +1,88 @@
import logging
from pathlib import Path
from typing import Iterable
from docling_core.types.doc import DocItemLabel, DoclingDocument, NodeItem, TextItem
from docling.datamodel.base_models import InputFormat, ItemAndImageEnrichmentElement
from docling.datamodel.pipeline_options import PdfPipelineOptions
from docling.document_converter import DocumentConverter, PdfFormatOption
from docling.models.base_model import BaseItemAndImageEnrichmentModel
from docling.pipeline.standard_pdf_pipeline import StandardPdfPipeline
class ExampleFormulaUnderstandingPipelineOptions(PdfPipelineOptions):
do_formula_understanding: bool = True
# A new enrichment model using both the document element and its image as input
class ExampleFormulaUnderstandingEnrichmentModel(BaseItemAndImageEnrichmentModel):
images_scale = 2.6
def __init__(self, enabled: bool):
self.enabled = enabled
def is_processable(self, doc: DoclingDocument, element: NodeItem) -> bool:
return (
self.enabled
and isinstance(element, TextItem)
and element.label == DocItemLabel.FORMULA
)
def __call__(
self,
doc: DoclingDocument,
element_batch: Iterable[ItemAndImageEnrichmentElement],
) -> Iterable[NodeItem]:
if not self.enabled:
return
for enrich_element in element_batch:
enrich_element.image.show()
yield enrich_element.item
# How the pipeline can be extended.
class ExampleFormulaUnderstandingPipeline(StandardPdfPipeline):
def __init__(self, pipeline_options: ExampleFormulaUnderstandingPipelineOptions):
super().__init__(pipeline_options)
self.pipeline_options: ExampleFormulaUnderstandingPipelineOptions
self.enrichment_pipe = [
ExampleFormulaUnderstandingEnrichmentModel(
enabled=self.pipeline_options.do_formula_understanding
)
]
if self.pipeline_options.do_formula_understanding:
self.keep_backend = True
@classmethod
def get_default_options(cls) -> ExampleFormulaUnderstandingPipelineOptions:
return ExampleFormulaUnderstandingPipelineOptions()
# Example main. In the final version, we simply have to set do_formula_understanding to true.
def main():
logging.basicConfig(level=logging.INFO)
input_doc_path = Path("./tests/data/2203.01017v2.pdf")
pipeline_options = ExampleFormulaUnderstandingPipelineOptions()
pipeline_options.do_formula_understanding = True
doc_converter = DocumentConverter(
format_options={
InputFormat.PDF: PdfFormatOption(
pipeline_cls=ExampleFormulaUnderstandingPipeline,
pipeline_options=pipeline_options,
)
}
)
result = doc_converter.convert(input_doc_path)
if __name__ == "__main__":
main()

View File

@ -22,7 +22,6 @@ class ExamplePictureClassifierPipelineOptions(PdfPipelineOptions):
class ExamplePictureClassifierEnrichmentModel(BaseEnrichmentModel):
def __init__(self, enabled: bool):
self.enabled = enabled
@ -54,7 +53,6 @@ class ExamplePictureClassifierEnrichmentModel(BaseEnrichmentModel):
class ExamplePictureClassifierPipeline(StandardPdfPipeline):
def __init__(self, pipeline_options: ExamplePictureClassifierPipelineOptions):
super().__init__(pipeline_options)
self.pipeline_options: ExamplePictureClassifierPipeline

View File

@ -0,0 +1,29 @@
from docling_core.types.doc import TextItem
from docling.datamodel.base_models import InputFormat
from docling.datamodel.pipeline_options import PdfPipelineOptions
from docling.document_converter import DocumentConverter, PdfFormatOption
source = "tests/data/amt_handbook_sample.pdf"
pipeline_options = PdfPipelineOptions()
pipeline_options.images_scale = 2
pipeline_options.generate_page_images = True
doc_converter = DocumentConverter(
format_options={InputFormat.PDF: PdfFormatOption(pipeline_options=pipeline_options)}
)
result = doc_converter.convert(source)
doc = result.document
for picture in doc.pictures:
# picture.get_image(doc).show() # display the picture
print(picture.caption_text(doc), " contains these elements:")
for item, level in doc.iterate_items(root=picture, traverse_pictures=True):
if isinstance(item, TextItem):
print(item.text)
print("\n")

View File

@ -0,0 +1,894 @@
{
"cells": [
{
"cell_type": "markdown",
"metadata": {
"id": "Ag9kcX2B_atc"
},
"source": [
"<a href=\"https://colab.research.google.com/github/DS4SD/docling/blob/main/docs/examples/rag_azuresearch.ipynb\" target=\"_parent\"><img src=\"https://colab.research.google.com/assets/colab-badge.svg\" alt=\"Open In Colab\"/></a>"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"# RAG with Azure AI Search"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"\n",
"| Step | Tech | Execution |\n",
"| ------------------ | ------------------ | --------- |\n",
"| Embedding | Azure OpenAI | 🌐 Remote |\n",
"| Vector Store | Azure AI Search | 🌐 Remote |\n",
"| Gen AI | Azure OpenAI | 🌐 Remote |"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"\n",
"## A recipe 🧑‍🍳 🐥 💚\n",
"\n",
"This notebook demonstrates how to build a Retrieval-Augmented Generation (RAG) system using:\n",
"- [Docling](https://ds4sd.github.io/docling/) for document parsing and chunking\n",
"- [Azure AI Search](https://azure.microsoft.com/products/ai-services/ai-search/?msockid=0109678bea39665431e37323ebff6723) for vector indexing and retrieval\n",
"- [Azure OpenAI](https://azure.microsoft.com/products/ai-services/openai-service?msockid=0109678bea39665431e37323ebff6723) for embeddings and chat completion\n",
"\n",
"This sample demonstrates how to:\n",
"1. Parse a PDF with Docling.\n",
"2. Chunk the parsed text.\n",
"3. Use Azure OpenAI for embeddings.\n",
"4. Index and search in Azure AI Search.\n",
"5. Run a retrieval-augmented generation (RAG) query with Azure OpenAI GPT-4o.\n"
]
},
{
"cell_type": "code",
"execution_count": null,
"metadata": {},
"outputs": [],
"source": [
"# If running in a fresh environment (like Google Colab), uncomment and run this single command:\n",
"%pip install \"docling~=2.12\" azure-search-documents==11.5.2 azure-identity openai rich torch python-dotenv"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"### Part 0: Prerequisites\n",
" - **Azure AI Search** resource\n",
" - **Azure OpenAI** resource with a deployed embedding and chat completion model (e.g. `text-embedding-3-small` and `gpt-4o`) \n",
" - **Docling 2.12+** (installs `docling_core` automatically) Docling installed (Python 3.8+ environment)\n",
"\n",
"- A **GPU-enabled environment** is preferred for faster parsing. Docling 2.12 automatically detects GPU if present.\n",
" - If you only have CPU, parsing large PDFs can be slower. "
]
},
{
"cell_type": "code",
"execution_count": 1,
"metadata": {},
"outputs": [],
"source": [
"import os\n",
"\n",
"from dotenv import load_dotenv\n",
"\n",
"load_dotenv()\n",
"\n",
"\n",
"def _get_env(key, default=None):\n",
" try:\n",
" from google.colab import userdata\n",
"\n",
" try:\n",
" return userdata.get(key)\n",
" except userdata.SecretNotFoundError:\n",
" pass\n",
" except ImportError:\n",
" pass\n",
" return os.getenv(key, default)\n",
"\n",
"\n",
"AZURE_SEARCH_ENDPOINT = _get_env(\"AZURE_SEARCH_ENDPOINT\")\n",
"AZURE_SEARCH_KEY = _get_env(\"AZURE_SEARCH_KEY\") # Ensure this is your Admin Key\n",
"AZURE_SEARCH_INDEX_NAME = _get_env(\"AZURE_SEARCH_INDEX_NAME\", \"docling-rag-sample\")\n",
"AZURE_OPENAI_ENDPOINT = _get_env(\"AZURE_OPENAI_ENDPOINT\")\n",
"AZURE_OPENAI_API_KEY = _get_env(\"AZURE_OPENAI_API_KEY\")\n",
"AZURE_OPENAI_API_VERSION = _get_env(\"AZURE_OPENAI_API_VERSION\", \"2024-10-21\")\n",
"AZURE_OPENAI_CHAT_MODEL = _get_env(\n",
" \"AZURE_OPENAI_CHAT_MODEL\"\n",
") # Using a deployed model named \"gpt-4o\"\n",
"AZURE_OPENAI_EMBEDDINGS = _get_env(\n",
" \"AZURE_OPENAI_EMBEDDINGS\", \"text-embedding-3-small\"\n",
") # Using a deployed model named \"text-embeddings-3-small\""
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"### Part 1: Parse the PDF with Docling\n",
"\n",
"Well parse the **Microsoft GraphRAG Research Paper** (~15 pages). Parsing should be relatively quick, even on CPU, but it will be faster on a GPU or MPS device if available.\n",
"\n",
"*(If you prefer a different document, simply provide a different URL or local file path.)*"
]
},
{
"cell_type": "code",
"execution_count": 11,
"metadata": {},
"outputs": [
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\"><span style=\"color: #808000; text-decoration-color: #808000; font-weight: bold\">Parsing a ~</span><span style=\"color: #808000; text-decoration-color: #808000; font-weight: bold\">15</span><span style=\"color: #808000; text-decoration-color: #808000; font-weight: bold\">-page PDF. The process should be relatively quick, even on CPU...</span>\n",
"</pre>\n"
],
"text/plain": [
"\u001b[1;33mParsing a ~\u001b[0m\u001b[1;33m15\u001b[0m\u001b[1;33m-page PDF. The process should be relatively quick, even on CPU\u001b[0m\u001b[1;33m...\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
},
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">╭─────────────────────────────────────────── Docling Markdown Preview ────────────────────────────────────────────╮\n",
"│ ## From Local to Global: A Graph RAG Approach to Query-Focused Summarization │\n",
"│ │\n",
"│ Darren Edge 1† │\n",
"│ │\n",
"│ Ha Trinh 1† │\n",
"│ │\n",
"│ Newman Cheng 2 │\n",
"│ │\n",
"│ Joshua Bradley 2 │\n",
"│ │\n",
"│ Alex Chao 3 │\n",
"│ │\n",
"│ Apurva Mody 3 │\n",
"│ │\n",
"│ Steven Truitt 2 │\n",
"│ │\n",
"│ ## Jonathan Larson 1 │\n",
"│ │\n",
"│ 1 Microsoft Research 2 Microsoft Strategic Missions and Technologies 3 Microsoft Office of the CTO │\n",
"│ │\n",
"│ { daedge,trinhha,newmancheng,joshbradley,achao,moapurva,steventruitt,jolarso } @microsoft.com │\n",
"│ │\n",
"│ † These authors contributed equally to this work │\n",
"│ │\n",
"│ ## Abstract │\n",
"│ │\n",
"│ The use of retrieval-augmented gen... │\n",
"╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯\n",
"</pre>\n"
],
"text/plain": [
"╭─────────────────────────────────────────── Docling Markdown Preview ────────────────────────────────────────────╮\n",
"│ ## From Local to Global: A Graph RAG Approach to Query-Focused Summarization │\n",
"│ │\n",
"│ Darren Edge 1† │\n",
"│ │\n",
"│ Ha Trinh 1† │\n",
"│ │\n",
"│ Newman Cheng 2 │\n",
"│ │\n",
"│ Joshua Bradley 2 │\n",
"│ │\n",
"│ Alex Chao 3 │\n",
"│ │\n",
"│ Apurva Mody 3 │\n",
"│ │\n",
"│ Steven Truitt 2 │\n",
"│ │\n",
"│ ## Jonathan Larson 1 │\n",
"│ │\n",
"│ 1 Microsoft Research 2 Microsoft Strategic Missions and Technologies 3 Microsoft Office of the CTO │\n",
"│ │\n",
"│ { daedge,trinhha,newmancheng,joshbradley,achao,moapurva,steventruitt,jolarso } @microsoft.com │\n",
"│ │\n",
"│ † These authors contributed equally to this work │\n",
"│ │\n",
"│ ## Abstract │\n",
"│ │\n",
"│ The use of retrieval-augmented gen... │\n",
"╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯\n"
]
},
"metadata": {},
"output_type": "display_data"
}
],
"source": [
"from rich.console import Console\n",
"from rich.panel import Panel\n",
"\n",
"from docling.document_converter import DocumentConverter\n",
"\n",
"console = Console()\n",
"\n",
"# This URL points to the Microsoft GraphRAG Research Paper (arXiv: 2404.16130), ~15 pages\n",
"source_url = \"https://arxiv.org/pdf/2404.16130\"\n",
"\n",
"console.print(\n",
" \"[bold yellow]Parsing a ~15-page PDF. The process should be relatively quick, even on CPU...[/bold yellow]\"\n",
")\n",
"converter = DocumentConverter()\n",
"result = converter.convert(source_url)\n",
"\n",
"# Optional: preview the parsed Markdown\n",
"md_preview = result.document.export_to_markdown()\n",
"console.print(Panel(md_preview[:500] + \"...\", title=\"Docling Markdown Preview\"))"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"### Part 2: Hierarchical Chunking\n",
"We convert the `Document` into smaller chunks for embedding and indexing. The built-in `HierarchicalChunker` preserves structure. "
]
},
{
"cell_type": "code",
"execution_count": 22,
"metadata": {},
"outputs": [
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">Total chunks from PDF: <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">106</span>\n",
"</pre>\n"
],
"text/plain": [
"Total chunks from PDF: \u001b[1;36m106\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
}
],
"source": [
"from docling.chunking import HierarchicalChunker\n",
"\n",
"chunker = HierarchicalChunker()\n",
"doc_chunks = list(chunker.chunk(result.document))\n",
"\n",
"all_chunks = []\n",
"for idx, c in enumerate(doc_chunks):\n",
" chunk_text = c.text\n",
" all_chunks.append((f\"chunk_{idx}\", chunk_text))\n",
"\n",
"console.print(f\"Total chunks from PDF: {len(all_chunks)}\")"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"### Part 3: Create Azure AI Search Index and Push Chunk Embeddings\n",
"Well define a vector index in Azure AI Search, then embed each chunk using Azure OpenAI and upload in batches."
]
},
{
"cell_type": "code",
"execution_count": 23,
"metadata": {},
"outputs": [
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">Index <span style=\"color: #008000; text-decoration-color: #008000\">'docling-rag-sample-2'</span> created.\n",
"</pre>\n"
],
"text/plain": [
"Index \u001b[32m'docling-rag-sample-2'\u001b[0m created.\n"
]
},
"metadata": {},
"output_type": "display_data"
}
],
"source": [
"from azure.core.credentials import AzureKeyCredential\n",
"from azure.search.documents.indexes import SearchIndexClient\n",
"from azure.search.documents.indexes.models import (\n",
" AzureOpenAIVectorizer,\n",
" AzureOpenAIVectorizerParameters,\n",
" HnswAlgorithmConfiguration,\n",
" SearchableField,\n",
" SearchField,\n",
" SearchFieldDataType,\n",
" SearchIndex,\n",
" SimpleField,\n",
" VectorSearch,\n",
" VectorSearchProfile,\n",
")\n",
"from rich.console import Console\n",
"\n",
"console = Console()\n",
"\n",
"VECTOR_DIM = 1536 # Adjust based on your chosen embeddings model\n",
"\n",
"index_client = SearchIndexClient(\n",
" AZURE_SEARCH_ENDPOINT, AzureKeyCredential(AZURE_SEARCH_KEY)\n",
")\n",
"\n",
"\n",
"def create_search_index(index_name: str):\n",
" # Define fields\n",
" fields = [\n",
" SimpleField(name=\"chunk_id\", type=SearchFieldDataType.String, key=True),\n",
" SearchableField(name=\"content\", type=SearchFieldDataType.String),\n",
" SearchField(\n",
" name=\"content_vector\",\n",
" type=SearchFieldDataType.Collection(SearchFieldDataType.Single),\n",
" searchable=True,\n",
" filterable=False,\n",
" sortable=False,\n",
" facetable=False,\n",
" vector_search_dimensions=VECTOR_DIM,\n",
" vector_search_profile_name=\"default\",\n",
" ),\n",
" ]\n",
" # Vector search config with an AzureOpenAIVectorizer\n",
" vector_search = VectorSearch(\n",
" algorithms=[HnswAlgorithmConfiguration(name=\"default\")],\n",
" profiles=[\n",
" VectorSearchProfile(\n",
" name=\"default\",\n",
" algorithm_configuration_name=\"default\",\n",
" vectorizer_name=\"default\",\n",
" )\n",
" ],\n",
" vectorizers=[\n",
" AzureOpenAIVectorizer(\n",
" vectorizer_name=\"default\",\n",
" parameters=AzureOpenAIVectorizerParameters(\n",
" resource_url=AZURE_OPENAI_ENDPOINT,\n",
" deployment_name=AZURE_OPENAI_EMBEDDINGS,\n",
" model_name=\"text-embedding-3-small\",\n",
" api_key=AZURE_OPENAI_API_KEY,\n",
" ),\n",
" )\n",
" ],\n",
" )\n",
"\n",
" # Create or update the index\n",
" new_index = SearchIndex(name=index_name, fields=fields, vector_search=vector_search)\n",
" try:\n",
" index_client.delete_index(index_name)\n",
" except:\n",
" pass\n",
"\n",
" index_client.create_or_update_index(new_index)\n",
" console.print(f\"Index '{index_name}' created.\")\n",
"\n",
"\n",
"create_search_index(AZURE_SEARCH_INDEX_NAME)"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"#### Generate Embeddings and Upload to Azure AI Search\n"
]
},
{
"cell_type": "code",
"execution_count": 28,
"metadata": {},
"outputs": [
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">Uploaded batch <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">0</span> -&gt; <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">50</span>; all_succeeded: <span style=\"color: #00ff00; text-decoration-color: #00ff00; font-style: italic\">True</span>, first_doc_status_code: <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">201</span>\n",
"</pre>\n"
],
"text/plain": [
"Uploaded batch \u001b[1;36m0\u001b[0m -> \u001b[1;36m50\u001b[0m; all_succeeded: \u001b[3;92mTrue\u001b[0m, first_doc_status_code: \u001b[1;36m201\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
},
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">Uploaded batch <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">50</span> -&gt; <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">100</span>; all_succeeded: <span style=\"color: #00ff00; text-decoration-color: #00ff00; font-style: italic\">True</span>, first_doc_status_code: <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">201</span>\n",
"</pre>\n"
],
"text/plain": [
"Uploaded batch \u001b[1;36m50\u001b[0m -> \u001b[1;36m100\u001b[0m; all_succeeded: \u001b[3;92mTrue\u001b[0m, first_doc_status_code: \u001b[1;36m201\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
},
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">Uploaded batch <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">100</span> -&gt; <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">106</span>; all_succeeded: <span style=\"color: #00ff00; text-decoration-color: #00ff00; font-style: italic\">True</span>, first_doc_status_code: <span style=\"color: #008080; text-decoration-color: #008080; font-weight: bold\">201</span>\n",
"</pre>\n"
],
"text/plain": [
"Uploaded batch \u001b[1;36m100\u001b[0m -> \u001b[1;36m106\u001b[0m; all_succeeded: \u001b[3;92mTrue\u001b[0m, first_doc_status_code: \u001b[1;36m201\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
},
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\">All chunks uploaded to Azure Search.\n",
"</pre>\n"
],
"text/plain": [
"All chunks uploaded to Azure Search.\n"
]
},
"metadata": {},
"output_type": "display_data"
}
],
"source": [
"from azure.search.documents import SearchClient\n",
"from openai import AzureOpenAI\n",
"\n",
"search_client = SearchClient(\n",
" AZURE_SEARCH_ENDPOINT, AZURE_SEARCH_INDEX_NAME, AzureKeyCredential(AZURE_SEARCH_KEY)\n",
")\n",
"openai_client = AzureOpenAI(\n",
" api_key=AZURE_OPENAI_API_KEY,\n",
" api_version=AZURE_OPENAI_API_VERSION,\n",
" azure_endpoint=AZURE_OPENAI_ENDPOINT,\n",
")\n",
"\n",
"\n",
"def embed_text(text: str):\n",
" \"\"\"\n",
" Helper to generate embeddings with Azure OpenAI.\n",
" \"\"\"\n",
" response = openai_client.embeddings.create(\n",
" input=text, model=AZURE_OPENAI_EMBEDDINGS\n",
" )\n",
" return response.data[0].embedding\n",
"\n",
"\n",
"upload_docs = []\n",
"for chunk_id, chunk_text in all_chunks:\n",
" embedding_vector = embed_text(chunk_text)\n",
" upload_docs.append(\n",
" {\n",
" \"chunk_id\": chunk_id,\n",
" \"content\": chunk_text,\n",
" \"content_vector\": embedding_vector,\n",
" }\n",
" )\n",
"\n",
"\n",
"BATCH_SIZE = 50\n",
"for i in range(0, len(upload_docs), BATCH_SIZE):\n",
" subset = upload_docs[i : i + BATCH_SIZE]\n",
" resp = search_client.upload_documents(documents=subset)\n",
"\n",
" all_succeeded = all(r.succeeded for r in resp)\n",
" console.print(\n",
" f\"Uploaded batch {i} -> {i+len(subset)}; all_succeeded: {all_succeeded}, \"\n",
" f\"first_doc_status_code: {resp[0].status_code}\"\n",
" )\n",
"\n",
"console.print(\"All chunks uploaded to Azure Search.\")"
]
},
{
"cell_type": "markdown",
"metadata": {},
"source": [
"### Part 4: Perform RAG over PDF\n",
"Combine retrieval from Azure AI Search with Azure OpenAI Chat Completions (aka. grounding your LLM)"
]
},
{
"cell_type": "code",
"execution_count": 29,
"metadata": {},
"outputs": [
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\"><span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">╭──────────────────────────────────────────────────</span> RAG Prompt <span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">───────────────────────────────────────────────────╮</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ You are an AI assistant helping answering questions about Microsoft GraphRAG. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Use ONLY the text below to answer the user's question. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ If the answer isn't in the text, say you don't know. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Context: │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Community summaries vs. source texts. When comparing community summaries to source texts using Graph RAG, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ community summaries generally provided a small but consistent improvement in answer comprehensiveness and │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ diversity, except for root-level summaries. Intermediate-level summaries in the Podcast dataset and low-level │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ community summaries in the News dataset achieved comprehensiveness win rates of 57% and 64%, respectively. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Diversity win rates were 57% for Podcast intermediate-level summaries and 60% for News low-level community │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ summaries. Table 3 also illustrates the scalability advantages of Graph RAG compared to source text │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ summarization: for low-level community summaries ( C3 ), Graph RAG required 26-33% fewer context tokens, while │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ for root-level community summaries ( C0 ), it required over 97% fewer tokens. For a modest drop in performance │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ compared with other global methods, root-level Graph RAG offers a highly efficient method for the iterative │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ question answering that characterizes sensemaking activity, while retaining advantages in comprehensiveness │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ (72% win rate) and diversity (62% win rate) over na¨ıve RAG. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ We have presented a global approach to Graph RAG, combining knowledge graph generation, retrieval-augmented │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ generation (RAG), and query-focused summarization (QFS) to support human sensemaking over entire text corpora. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Initial evaluations show substantial improvements over a na¨ıve RAG baseline for both the comprehensiveness and │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ diversity of answers, as well as favorable comparisons to a global but graph-free approach using map-reduce │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ source text summarization. For situations requiring many global queries over the same dataset, summaries of │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ root-level communities in the entity-based graph index provide a data index that is both superior to na¨ıve RAG │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ and achieves competitive performance to other global methods at a fraction of the token cost. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Trade-offs of building a graph index . We consistently observed Graph RAG achieve the best headto-head results │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ against other methods, but in many cases the graph-free approach to global summarization of source texts │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ performed competitively. The real-world decision about whether to invest in building a graph index depends on │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ multiple factors, including the compute budget, expected number of lifetime queries per dataset, and value │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ obtained from other aspects of the graph index (including the generic community summaries and the use of other │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ graph-related RAG approaches). │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Future work . The graph index, rich text annotations, and hierarchical community structure supporting the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ current Graph RAG approach offer many possibilities for refinement and adaptation. This includes RAG approaches │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ that operate in a more local manner, via embedding-based matching of user queries and graph annotations, as │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ well as the possibility of hybrid RAG schemes that combine embedding-based matching against community reports │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ before employing our map-reduce summarization mechanisms. This 'roll-up' operation could also be extended │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ across more levels of the community hierarchy, as well as implemented as a more exploratory 'drill down' │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ mechanism that follows the information scent contained in higher-level community summaries. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Advanced RAG systems include pre-retrieval, retrieval, post-retrieval strategies designed to overcome the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ drawbacks of Na¨ıve RAG, while Modular RAG systems include patterns for iterative and dynamic cycles of │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ interleaved retrieval and generation (Gao et al., 2023). Our implementation of Graph RAG incorporates multiple │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ concepts related to other systems. For example, our community summaries are a kind of self-memory (Selfmem, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Cheng et al., 2024) for generation-augmented retrieval (GAR, Mao et al., 2020) that facilitates future │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ generation cycles, while our parallel generation of community answers from these summaries is a kind of │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ iterative (Iter-RetGen, Shao et al., 2023) or federated (FeB4RAG, Wang et al., 2024) retrieval-generation │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ strategy. Other systems have also combined these concepts for multi-document summarization (CAiRE-COVID, Su et │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ al., 2020) and multi-hop question answering (ITRG, Feng et al., 2023; IR-CoT, Trivedi et al., 2022; DSP, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Khattab et al., 2022). Our use of a hierarchical index and summarization also bears resemblance to further │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ approaches, such as generating a hierarchical index of text chunks by clustering the vectors of text embeddings │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ (RAPTOR, Sarthi et al., 2024) or generating a 'tree of clarifications' to answer multiple interpretations of │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ ambiguous questions (Kim et al., 2023). However, none of these iterative or hierarchical approaches use the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ kind of self-generated graph index that enables Graph RAG. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ The use of retrieval-augmented generation (RAG) to retrieve relevant information from an external knowledge │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ source enables large language models (LLMs) to answer questions over private and/or previously unseen document │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ collections. However, RAG fails on global questions directed at an entire text corpus, such as 'What are the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ main themes in the dataset?', since this is inherently a queryfocused summarization (QFS) task, rather than an │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ explicit retrieval task. Prior QFS methods, meanwhile, fail to scale to the quantities of text indexed by │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ typical RAGsystems. To combine the strengths of these contrasting methods, we propose a Graph RAG approach to │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ question answering over private text corpora that scales with both the generality of user questions and the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ quantity of source text to be indexed. Our approach uses an LLM to build a graph-based text index in two │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ stages: first to derive an entity knowledge graph from the source documents, then to pregenerate community │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ summaries for all groups of closely-related entities. Given a question, each community summary is used to │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ generate a partial response, before all partial responses are again summarized in a final response to the user. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ For a class of global sensemaking questions over datasets in the 1 million token range, we show that Graph RAG │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ leads to substantial improvements over a na¨ıve RAG baseline for both the comprehensiveness and diversity of │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ generated answers. An open-source, Python-based implementation of both global and local Graph RAG approaches is │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ forthcoming at https://aka . ms/graphrag . │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Given the multi-stage nature of our Graph RAG mechanism, the multiple conditions we wanted to compare, and the │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ lack of gold standard answers to our activity-based sensemaking questions, we decided to adopt a head-to-head │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ comparison approach using an LLM evaluator. We selected three target metrics capturing qualities that are │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ desirable for sensemaking activities, as well as a control metric (directness) used as a indicator of validity. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Since directness is effectively in opposition to comprehensiveness and diversity, we would not expect any │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ method to win across all four metrics. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Figure 1: Graph RAG pipeline using an LLM-derived graph index of source document text. This index spans nodes │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ (e.g., entities), edges (e.g., relationships), and covariates (e.g., claims) that have been detected, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ extracted, and summarized by LLM prompts tailored to the domain of the dataset. Community detection (e.g., │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Leiden, Traag et al., 2019) is used to partition the graph index into groups of elements (nodes, edges, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ covariates) that the LLM can summarize in parallel at both indexing time and query time. The 'global answer' to │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ a given query is produced using a final round of query-focused summarization over all community summaries │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ reporting relevance to that query. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Retrieval-augmented generation (RAG, Lewis et al., 2020) is an established approach to answering user questions │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ over entire datasets, but it is designed for situations where these answers are contained locally within │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ regions of text whose retrieval provides sufficient grounding for the generation task. Instead, a more │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ appropriate task framing is query-focused summarization (QFS, Dang, 2006), and in particular, query-focused │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ abstractive summarization that generates natural language summaries and not just concatenated excerpts (Baumel │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ et al., 2018; Laskar et al., 2020; Yao et al., 2017) . In recent years, however, such distinctions between │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ summarization tasks that are abstractive versus extractive, generic versus query-focused, and single-document │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ versus multi-document, have become less relevant. While early applications of the transformer architecture │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ showed substantial improvements on the state-of-the-art for all such summarization tasks (Goodwin et al., 2020; │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Laskar et al., 2022; Liu and Lapata, 2019), these tasks are now trivialized by modern LLMs, including the GPT │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ (Achiam et al., 2023; Brown et al., 2020), Llama (Touvron et al., 2023), and Gemini (Anil et al., 2023) series, │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ all of which can use in-context learning to summarize any content provided in their context window. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ --- │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ community descriptions provide complete coverage of the underlying graph index and the input documents it │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ represents. Query-focused summarization of an entire corpus is then made possible using a map-reduce approach: │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ first using each community summary to answer the query independently and in parallel, then summarizing all │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ relevant partial answers into a final global answer. │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Question: What are the main advantages of using the Graph RAG approach for query-focused summarization compared │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ to traditional RAG methods? │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ Answer: │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #800000; text-decoration-color: #800000; font-weight: bold\">╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯</span>\n",
"</pre>\n"
],
"text/plain": [
"\u001b[1;31m╭─\u001b[0m\u001b[1;31m─────────────────────────────────────────────────\u001b[0m RAG Prompt \u001b[1;31m──────────────────────────────────────────────────\u001b[0m\u001b[1;31m─╮\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mYou are an AI assistant helping answering questions about Microsoft GraphRAG.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mUse ONLY the text below to answer the user's question.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mIf the answer isn't in the text, say you don't know.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mContext:\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mCommunity summaries vs. source texts. When comparing community summaries to source texts using Graph RAG, \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcommunity summaries generally provided a small but consistent improvement in answer comprehensiveness and \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mdiversity, except for root-level summaries. Intermediate-level summaries in the Podcast dataset and low-level \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcommunity summaries in the News dataset achieved comprehensiveness win rates of 57% and 64%, respectively. \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mDiversity win rates were 57% for Podcast intermediate-level summaries and 60% for News low-level community \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msummaries. Table 3 also illustrates the scalability advantages of Graph RAG compared to source text \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msummarization: for low-level community summaries ( C3 ), Graph RAG required 26-33% fewer context tokens, while \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mfor root-level community summaries ( C0 ), it required over 97% fewer tokens. For a modest drop in performance \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcompared with other global methods, root-level Graph RAG offers a highly efficient method for the iterative \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mquestion answering that characterizes sensemaking activity, while retaining advantages in comprehensiveness \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m(72% win rate) and diversity (62% win rate) over na¨ıve RAG.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mWe have presented a global approach to Graph RAG, combining knowledge graph generation, retrieval-augmented \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mgeneration (RAG), and query-focused summarization (QFS) to support human sensemaking over entire text corpora. \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mInitial evaluations show substantial improvements over a na¨ıve RAG baseline for both the comprehensiveness and\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mdiversity of answers, as well as favorable comparisons to a global but graph-free approach using map-reduce \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msource text summarization. For situations requiring many global queries over the same dataset, summaries of \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mroot-level communities in the entity-based graph index provide a data index that is both superior to na¨ıve RAG\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mand achieves competitive performance to other global methods at a fraction of the token cost.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mTrade-offs of building a graph index . We consistently observed Graph RAG achieve the best headto-head results \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31magainst other methods, but in many cases the graph-free approach to global summarization of source texts \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mperformed competitively. The real-world decision about whether to invest in building a graph index depends on \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mmultiple factors, including the compute budget, expected number of lifetime queries per dataset, and value \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mobtained from other aspects of the graph index (including the generic community summaries and the use of other \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mgraph-related RAG approaches).\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mFuture work . The graph index, rich text annotations, and hierarchical community structure supporting the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcurrent Graph RAG approach offer many possibilities for refinement and adaptation. This includes RAG approaches\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mthat operate in a more local manner, via embedding-based matching of user queries and graph annotations, as \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mwell as the possibility of hybrid RAG schemes that combine embedding-based matching against community reports \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mbefore employing our map-reduce summarization mechanisms. This 'roll-up' operation could also be extended \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31macross more levels of the community hierarchy, as well as implemented as a more exploratory 'drill down' \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mmechanism that follows the information scent contained in higher-level community summaries.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mAdvanced RAG systems include pre-retrieval, retrieval, post-retrieval strategies designed to overcome the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mdrawbacks of Na¨ıve RAG, while Modular RAG systems include patterns for iterative and dynamic cycles of \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31minterleaved retrieval and generation (Gao et al., 2023). Our implementation of Graph RAG incorporates multiple \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mconcepts related to other systems. For example, our community summaries are a kind of self-memory (Selfmem, \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mCheng et al., 2024) for generation-augmented retrieval (GAR, Mao et al., 2020) that facilitates future \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mgeneration cycles, while our parallel generation of community answers from these summaries is a kind of \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31miterative (Iter-RetGen, Shao et al., 2023) or federated (FeB4RAG, Wang et al., 2024) retrieval-generation \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mstrategy. Other systems have also combined these concepts for multi-document summarization (CAiRE-COVID, Su et \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mal., 2020) and multi-hop question answering (ITRG, Feng et al., 2023; IR-CoT, Trivedi et al., 2022; DSP, \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mKhattab et al., 2022). Our use of a hierarchical index and summarization also bears resemblance to further \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mapproaches, such as generating a hierarchical index of text chunks by clustering the vectors of text embeddings\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m(RAPTOR, Sarthi et al., 2024) or generating a 'tree of clarifications' to answer multiple interpretations of \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mambiguous questions (Kim et al., 2023). However, none of these iterative or hierarchical approaches use the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mkind of self-generated graph index that enables Graph RAG.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mThe use of retrieval-augmented generation (RAG) to retrieve relevant information from an external knowledge \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msource enables large language models (LLMs) to answer questions over private and/or previously unseen document \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcollections. However, RAG fails on global questions directed at an entire text corpus, such as 'What are the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mmain themes in the dataset?', since this is inherently a queryfocused summarization (QFS) task, rather than an \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mexplicit retrieval task. Prior QFS methods, meanwhile, fail to scale to the quantities of text indexed by \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mtypical RAGsystems. To combine the strengths of these contrasting methods, we propose a Graph RAG approach to \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mquestion answering over private text corpora that scales with both the generality of user questions and the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mquantity of source text to be indexed. Our approach uses an LLM to build a graph-based text index in two \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mstages: first to derive an entity knowledge graph from the source documents, then to pregenerate community \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msummaries for all groups of closely-related entities. Given a question, each community summary is used to \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mgenerate a partial response, before all partial responses are again summarized in a final response to the user.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mFor a class of global sensemaking questions over datasets in the 1 million token range, we show that Graph RAG \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mleads to substantial improvements over a na¨ıve RAG baseline for both the comprehensiveness and diversity of \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mgenerated answers. An open-source, Python-based implementation of both global and local Graph RAG approaches is\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mforthcoming at https://aka . ms/graphrag .\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mGiven the multi-stage nature of our Graph RAG mechanism, the multiple conditions we wanted to compare, and the \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mlack of gold standard answers to our activity-based sensemaking questions, we decided to adopt a head-to-head \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcomparison approach using an LLM evaluator. We selected three target metrics capturing qualities that are \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mdesirable for sensemaking activities, as well as a control metric (directness) used as a indicator of validity.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mSince directness is effectively in opposition to comprehensiveness and diversity, we would not expect any \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mmethod to win across all four metrics.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mFigure 1: Graph RAG pipeline using an LLM-derived graph index of source document text. This index spans nodes \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m(e.g., entities), edges (e.g., relationships), and covariates (e.g., claims) that have been detected, \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mextracted, and summarized by LLM prompts tailored to the domain of the dataset. Community detection (e.g., \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mLeiden, Traag et al., 2019) is used to partition the graph index into groups of elements (nodes, edges, \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcovariates) that the LLM can summarize in parallel at both indexing time and query time. The 'global answer' to\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31ma given query is produced using a final round of query-focused summarization over all community summaries \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mreporting relevance to that query.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mRetrieval-augmented generation (RAG, Lewis et al., 2020) is an established approach to answering user questions\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mover entire datasets, but it is designed for situations where these answers are contained locally within \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mregions of text whose retrieval provides sufficient grounding for the generation task. Instead, a more \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mappropriate task framing is query-focused summarization (QFS, Dang, 2006), and in particular, query-focused \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mabstractive summarization that generates natural language summaries and not just concatenated excerpts (Baumel \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31met al., 2018; Laskar et al., 2020; Yao et al., 2017) . In recent years, however, such distinctions between \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31msummarization tasks that are abstractive versus extractive, generic versus query-focused, and single-document \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mversus multi-document, have become less relevant. While early applications of the transformer architecture \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mshowed substantial improvements on the state-of-the-art for all such summarization tasks (Goodwin et al., 2020;\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mLaskar et al., 2022; Liu and Lapata, 2019), these tasks are now trivialized by modern LLMs, including the GPT \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m(Achiam et al., 2023; Brown et al., 2020), Llama (Touvron et al., 2023), and Gemini (Anil et al., 2023) series,\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mall of which can use in-context learning to summarize any content provided in their context window.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m---\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mcommunity descriptions provide complete coverage of the underlying graph index and the input documents it \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mrepresents. Query-focused summarization of an entire corpus is then made possible using a map-reduce approach: \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mfirst using each community summary to answer the query independently and in parallel, then summarizing all \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mrelevant partial answers into a final global answer.\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mQuestion: What are the main advantages of using the Graph RAG approach for query-focused summarization compared\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mto traditional RAG methods?\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31mAnswer:\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m│\u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m \u001b[0m\u001b[1;31m│\u001b[0m\n",
"\u001b[1;31m╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
},
{
"data": {
"text/html": [
"<pre style=\"white-space:pre;overflow-x:auto;line-height:normal;font-family:Menlo,'DejaVu Sans Mono',consolas,'Courier New',monospace\"><span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">╭─────────────────────────────────────────────────</span> RAG Response <span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">──────────────────────────────────────────────────╮</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ The main advantages of using the Graph RAG approach for query-focused summarization compared to traditional RAG │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ methods include: │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 1. **Improved Comprehensiveness and Diversity**: Graph RAG shows substantial improvements over a naïve RAG │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ baseline in terms of the comprehensiveness and diversity of answers. This is particularly beneficial for global │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ sensemaking questions over large datasets. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 2. **Scalability**: Graph RAG provides scalability advantages, achieving efficient summarization with │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ significantly fewer context tokens required. For instance, it requires 26-33% fewer tokens for low-level │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ community summaries and over 97% fewer tokens for root-level summaries compared to source text summarization. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 3. **Efficiency in Iterative Question Answering**: Root-level Graph RAG offers a highly efficient method for │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ iterative question answering, which is crucial for sensemaking activities, with only a modest drop in │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ performance compared to other global methods. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 4. **Global Query Handling**: It supports handling global queries effectively, as it combines knowledge graph │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ generation, retrieval-augmented generation, and query-focused summarization, making it suitable for sensemaking │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ over entire text corpora. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 5. **Hierarchical Indexing and Summarization**: The use of a hierarchical index and summarization allows for │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ efficient processing and summarizing of community summaries into a final global answer, facilitating a │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ comprehensive coverage of the underlying graph index and input documents. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ 6. **Reduced Token Cost**: For situations requiring many global queries over the same dataset, Graph RAG │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">│ achieves competitive performance to other global methods at a fraction of the token cost. │</span>\n",
"<span style=\"color: #008000; text-decoration-color: #008000; font-weight: bold\">╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯</span>\n",
"</pre>\n"
],
"text/plain": [
"\u001b[1;32m╭─\u001b[0m\u001b[1;32m────────────────────────────────────────────────\u001b[0m RAG Response \u001b[1;32m─────────────────────────────────────────────────\u001b[0m\u001b[1;32m─╮\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mThe main advantages of using the Graph RAG approach for query-focused summarization compared to traditional RAG\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mmethods include:\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m1. **Improved Comprehensiveness and Diversity**: Graph RAG shows substantial improvements over a naïve RAG \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mbaseline in terms of the comprehensiveness and diversity of answers. This is particularly beneficial for global\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32msensemaking questions over large datasets.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m2. **Scalability**: Graph RAG provides scalability advantages, achieving efficient summarization with \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32msignificantly fewer context tokens required. For instance, it requires 26-33% fewer tokens for low-level \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mcommunity summaries and over 97% fewer tokens for root-level summaries compared to source text summarization.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m3. **Efficiency in Iterative Question Answering**: Root-level Graph RAG offers a highly efficient method for \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32miterative question answering, which is crucial for sensemaking activities, with only a modest drop in \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mperformance compared to other global methods.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m4. **Global Query Handling**: It supports handling global queries effectively, as it combines knowledge graph \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mgeneration, retrieval-augmented generation, and query-focused summarization, making it suitable for sensemaking\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mover entire text corpora.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m5. **Hierarchical Indexing and Summarization**: The use of a hierarchical index and summarization allows for \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mefficient processing and summarizing of community summaries into a final global answer, facilitating a \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32mcomprehensive coverage of the underlying graph index and input documents.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m6. **Reduced Token Cost**: For situations requiring many global queries over the same dataset, Graph RAG \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m│\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32machieves competitive performance to other global methods at a fraction of the token cost.\u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m \u001b[0m\u001b[1;32m│\u001b[0m\n",
"\u001b[1;32m╰─────────────────────────────────────────────────────────────────────────────────────────────────────────────────╯\u001b[0m\n"
]
},
"metadata": {},
"output_type": "display_data"
}
],
"source": [
"from azure.search.documents.models import VectorizableTextQuery\n",
"\n",
"\n",
"def generate_chat_response(prompt: str, system_message: str = None):\n",
" \"\"\"\n",
" Generates a single-turn chat response using Azure OpenAI Chat.\n",
" If you need multi-turn conversation or follow-up queries, you'll have to\n",
" maintain the messages list externally.\n",
" \"\"\"\n",
" messages = []\n",
" if system_message:\n",
" messages.append({\"role\": \"system\", \"content\": system_message})\n",
" messages.append({\"role\": \"user\", \"content\": prompt})\n",
"\n",
" completion = openai_client.chat.completions.create(\n",
" model=AZURE_OPENAI_CHAT_MODEL, messages=messages, temperature=0.7\n",
" )\n",
" return completion.choices[0].message.content\n",
"\n",
"\n",
"user_query = \"What are the main advantages of using the Graph RAG approach for query-focused summarization compared to traditional RAG methods?\"\n",
"user_embed = embed_text(user_query)\n",
"\n",
"vector_query = VectorizableTextQuery(\n",
" text=user_query, # passing in text for a hybrid search\n",
" k_nearest_neighbors=5,\n",
" fields=\"content_vector\",\n",
")\n",
"\n",
"search_results = search_client.search(\n",
" search_text=user_query, vector_queries=[vector_query], select=[\"content\"], top=10\n",
")\n",
"\n",
"retrieved_chunks = []\n",
"for result in search_results:\n",
" snippet = result[\"content\"]\n",
" retrieved_chunks.append(snippet)\n",
"\n",
"context_str = \"\\n---\\n\".join(retrieved_chunks)\n",
"rag_prompt = f\"\"\"\n",
"You are an AI assistant helping answering questions about Microsoft GraphRAG.\n",
"Use ONLY the text below to answer the user's question.\n",
"If the answer isn't in the text, say you don't know.\n",
"\n",
"Context:\n",
"{context_str}\n",
"\n",
"Question: {user_query}\n",
"Answer:\n",
"\"\"\"\n",
"\n",
"final_answer = generate_chat_response(rag_prompt)\n",
"\n",
"console.print(Panel(rag_prompt, title=\"RAG Prompt\", style=\"bold red\"))\n",
"console.print(Panel(final_answer, title=\"RAG Response\", style=\"bold green\"))"
]
}
],
"metadata": {
"accelerator": "GPU",
"colab": {
"gpuType": "T4",
"provenance": []
},
"kernelspec": {
"display_name": ".venv",
"language": "python",
"name": "python3"
},
"language_info": {
"codemirror_mode": {
"name": "ipython",
"version": 3
},
"file_extension": ".py",
"mimetype": "text/x-python",
"name": "python",
"nbconvert_exporter": "python",
"pygments_lexer": "ipython3",
"version": "3.12.8"
}
},
"nbformat": 4,
"nbformat_minor": 0
}

View File

@ -0,0 +1,37 @@
from pathlib import Path
from docling.datamodel.base_models import InputFormat
from docling.datamodel.pipeline_options import (
PdfPipelineOptions,
TesseractCliOcrOptions,
TesseractOcrOptions,
)
from docling.document_converter import DocumentConverter, PdfFormatOption
def main():
input_doc = Path("./tests/data/2206.01062.pdf")
# Set lang=["auto"] with a tesseract OCR engine: TesseractOcrOptions, TesseractCliOcrOptions
# ocr_options = TesseractOcrOptions(lang=["auto"])
ocr_options = TesseractCliOcrOptions(lang=["auto"])
pipeline_options = PdfPipelineOptions(
do_ocr=True, force_full_page_ocr=True, ocr_options=ocr_options
)
converter = DocumentConverter(
format_options={
InputFormat.PDF: PdfFormatOption(
pipeline_options=pipeline_options,
)
}
)
doc = converter.convert(input_doc).document
md = doc.export_to_markdown()
print(md)
if __name__ == "__main__":
main()

View File

@ -0,0 +1,75 @@
import logging
import time
from pathlib import Path
from docling_core.types.doc import ImageRefMode, PictureItem, TableItem, TextItem
from docling.datamodel.base_models import FigureElement, InputFormat, Table
from docling.datamodel.pipeline_options import PdfPipelineOptions
from docling.document_converter import DocumentConverter, PdfFormatOption
_log = logging.getLogger(__name__)
IMAGE_RESOLUTION_SCALE = 2.0
# FIXME: put in your favorite translation code ....
def translate(text: str, src: str = "en", dest: str = "de"):
_log.warning("!!! IMPLEMENT HERE YOUR FAVORITE TRANSLATION CODE!!!")
# from googletrans import Translator
# Initialize the translator
# translator = Translator()
# Translate text from English to German
# text = "Hello, how are you?"
# translated = translator.translate(text, src="en", dest="de")
return text
def main():
logging.basicConfig(level=logging.INFO)
input_doc_path = Path("./tests/data/2206.01062.pdf")
output_dir = Path("scratch")
# Important: For operating with page images, we must keep them, otherwise the DocumentConverter
# will destroy them for cleaning up memory.
# This is done by setting PdfPipelineOptions.images_scale, which also defines the scale of images.
# scale=1 correspond of a standard 72 DPI image
# The PdfPipelineOptions.generate_* are the selectors for the document elements which will be enriched
# with the image field
pipeline_options = PdfPipelineOptions()
pipeline_options.images_scale = IMAGE_RESOLUTION_SCALE
pipeline_options.generate_page_images = True
pipeline_options.generate_picture_images = True
doc_converter = DocumentConverter(
format_options={
InputFormat.PDF: PdfFormatOption(pipeline_options=pipeline_options)
}
)
start_time = time.time()
conv_res = doc_converter.convert(input_doc_path)
conv_doc = conv_res.document
# Save markdown with embedded pictures in original text
md_filename = output_dir / f"{doc_filename}-with-images-orig.md"
conv_doc.save_as_markdown(md_filename, image_mode=ImageRefMode.EMBEDDED)
for element, _level in conv_res.document.iterate_items():
if isinstance(element, TextItem):
element.orig = element.text
element.text = translate(text=element.text)
elif isinstance(element, TableItem):
for cell in element.data.table_cells:
cell.text = translate(text=element.text)
# Save markdown with embedded pictures in translated text
md_filename = output_dir / f"{doc_filename}-with-images-translated.md"
conv_doc.save_as_markdown(md_filename, image_mode=ImageRefMode.EMBEDDED)

View File

@ -7,28 +7,7 @@ This is a collection of FAQ collected from the user questions on <https://github
### Is Python 3.13 supported?
Full support for Python 3.13 is currently waiting for [pytorch](https://github.com/pytorch/pytorch).
At the moment, no release has full support, but nightly builds are available. Docling was tested on Python 3.13 with the following steps:
```sh
# Create a python 3.13 virtualenv
python3.13 -m venv venv
source ./venv/bin/activate
# Install torch nightly builds, see https://pytorch.org/
pip3 install --pre torch torchvision --index-url https://download.pytorch.org/whl/nightly/cpu
# Install docling
pip3 install docling
# Run docling
docling --no-ocr https://arxiv.org/pdf/2408.09869
```
_Note: we are disabling OCR since easyocr and the nightly torch builds have some conflicts._
Source: Issue [#136](https://github.com/DS4SD/docling/issues/136)
Python 3.13 is supported from Docling 2.18.0.
??? question "Install conflicts with numpy (python 3.13)"
@ -123,6 +102,12 @@ This is a collection of FAQ collected from the user questions on <https://github
- Update to the latest version of [certifi](https://pypi.org/project/certifi/), i.e. `pip install --upgrade certifi`
- Use [pip-system-certs](https://pypi.org/project/pip-system-certs/) to use the latest trusted certificates on your system.
- Set environment variables `SSL_CERT_FILE` and `REQUESTS_CA_BUNDLE` to the value of `python -m certifi`:
```
CERT_PATH=$(python -m certifi)
export SSL_CERT_FILE=${CERT_PATH}
export REQUESTS_CA_BUNDLE=${CERT_PATH}
```
??? question "Which OCR languages are supported?"
@ -145,3 +130,11 @@ This is a collection of FAQ collected from the user questions on <https://github
pipeline_options = PdfPipelineOptions()
pipeline_options.ocr_options.lang = ["fr", "de", "es", "en"] # example of languages for EasyOCR
```
??? Some images are missing from MS Word and Powerpoint"
### Some images are missing from MS Word and Powerpoint
The image processing library used by Docling is able to handle embedded WMF images only on Windows platform.
If you are on other operaring systems, these images will be ignored.

View File

@ -14,21 +14,25 @@
[![License MIT](https://img.shields.io/github/license/DS4SD/docling)](https://opensource.org/licenses/MIT)
[![PyPI Downloads](https://static.pepy.tech/badge/docling/month)](https://pepy.tech/projects/docling)
Docling parses documents and exports them to the desired format with ease and speed.
Docling simplifies document processing, parsing diverse formats — including advanced PDF understanding — and providing seamless integrations with the gen AI ecosystem.
## Features
* 🗂️ Reads popular document formats (PDF, DOCX, PPTX, XLSX, Images, HTML, AsciiDoc & Markdown) and exports to HTML, Markdown and JSON (with embedded and referenced images)
* 📑 Advanced PDF document understanding incl. page layout, reading order & table structures
* 🧩 Unified, expressive [DoclingDocument](./concepts/docling_document.md) representation format
* 🤖 Plug-and-play [integrations](https://ds4sd.github.io/docling/integrations/) incl. LangChain, LlamaIndex, Crew AI & Haystack for agentic AI
* 🔍 OCR support for scanned PDFs
* 🗂️ Parsing of [multiple document formats][supported_formats] incl. PDF, DOCX, XLSX, HTML, images, and more
* 📑 Advanced PDF understanding incl. page layout, reading order, table structure, code, formulas, image classification, and more
* 🧬 Unified, expressive [DoclingDocument][docling_document] representation format
* ↪️ Various [export formats][supported_formats] and options, including Markdown, HTML, and lossless JSON
* 🔒 Local execution capabilities for sensitive data and air-gapped environments
* 🤖 Plug-and-play [integrations][integrations] incl. LangChain, LlamaIndex, Crew AI & Haystack for agentic AI
* 🔍 Extensive OCR support for scanned PDFs and images
* 💻 Simple and convenient CLI
### Coming soon
* ♾️ Equation & code extraction
* 📝 Metadata extraction, including title, authors, references & language
* 📝 Inclusion of Visual Language Models ([SmolDocling](https://huggingface.co/blog/smolervlm#smoldocling))
* 📝 Chart understanding (Barchart, Piechart, LinePlot, etc)
* 📝 Complex chemistry understanding (Molecular structures)
## Get started
@ -42,3 +46,7 @@ Docling parses documents and exports them to the desired format with ease and sp
## IBM ❤️ Open Source AI
Docling has been brought to you by IBM.
[supported_formats]: ./supported_formats.md
[docling_document]: ./concepts/docling_document.md
[integrations]: ./integrations/index.md

34
docs/supported_formats.md Normal file
View File

@ -0,0 +1,34 @@
Docling can parse various documents formats into a unified representation (Docling
Document), which it can export to different formats too — check out
[Architecture](./concepts/architecture.md) for more details.
Below you can find a listing of all supported input and output formats.
## Supported input formats
| Format | Description |
|--------|-------------|
| PDF | |
| DOCX, XLSX, PPTX | Default formats in MS Office 2007+, based on Office Open XML |
| Markdown | |
| AsciiDoc | |
| HTML, XHTML | |
| PNG, JPEG, TIFF, BMP | Image formats |
Schema-specific support:
| Format | Description |
|--------|-------------|
| USPTO XML | XML format followed by [USPTO](https://www.uspto.gov/patents) patents |
| PMC XML | XML format followed by [PubMed Central®](https://pmc.ncbi.nlm.nih.gov/) articles |
| Docling JSON | JSON-serialized [Docling Document](./concepts/docling_document.md) |
## Supported output formats
| Format | Description |
|--------|-------------|
| HTML | Both image embedding and referencing are supported |
| Markdown | |
| JSON | Lossless serialization of Docling Document |
| Text | Plain text, i.e. without Markdown markers |
| Doctags | |

View File

@ -126,6 +126,39 @@ result = converter.convert(source)
You can limit the CPU threads used by Docling by setting the environment variable `OMP_NUM_THREADS` accordingly. The default setting is using 4 CPU threads.
#### Use specific backend converters
!!! note
This section discusses directly invoking a [backend](./concepts/architecture.md),
i.e. using a low-level API. This should only be done when necessary. For most cases,
using a `DocumentConverter` (high-level API) as discussed in the sections above
should suffice  and is the recommended way.
By default, Docling will try to identify the document format to apply the appropriate conversion backend (see the list of [supported formats](./supported_formats.md)).
You can restrict the `DocumentConverter` to a set of allowed document formats, as shown in the [Multi-format conversion](./examples/run_with_formats.py) example.
Alternatively, you can also use the specific backend that matches your document content. For instance, you can use `HTMLDocumentBackend` for HTML pages:
```python
import urllib.request
from io import BytesIO
from docling.backend.html_backend import HTMLDocumentBackend
from docling.datamodel.base_models import InputFormat
from docling.datamodel.document import InputDocument
url = "https://en.wikipedia.org/wiki/Duck"
text = urllib.request.urlopen(url).read()
in_doc = InputDocument(
path_or_stream=BytesIO(text),
format=InputFormat.HTML,
backend=HTMLDocumentBackend,
filename="duck.html",
)
backend = HTMLDocumentBackend(in_doc=in_doc, path_or_stream=BytesIO(text))
dl_doc = backend.convert()
print(dl_doc.export_to_markdown())
```
## Chunking
You can chunk a Docling document using a [chunker](concepts/chunking.md), such as a

View File

@ -95,8 +95,8 @@ doc_converter = (
More options are shown in the following example units:
- [run_with_formats.py](../examples/run_with_formats/)
- [custom_convert.py](../examples/custom_convert/)
- [run_with_formats.py](examples/run_with_formats.py)
- [custom_convert.py](examples/custom_convert.py)
### Converting documents
@ -226,4 +226,4 @@ leverages the new `DoclingDocument` and provides a new, richer chunk output form
- any applicable headings for context
- any applicable captions for context
For an example, check out [Chunking usage](../usage/#chunking).
For an example, check out [Chunking usage](usage.md#chunking).

View File

@ -56,6 +56,7 @@ nav:
- "Docling": index.md
- Installation: installation.md
- Usage: usage.md
- Supported formats: supported_formats.md
- FAQ: faq.md
- Docling v2: v2.md
- Concepts:
@ -75,15 +76,20 @@ nav:
- "Table export": examples/export_tables.py
- "Multimodal export": examples/export_multimodal.py
- "Force full page OCR": examples/full_page_ocr.py
- "Automatic OCR language detection with tesseract": examples/tesseract_lang_detection.py
- "Accelerator options": examples/run_with_accelerator.py
- "Simple translation": examples/translate.py
- examples/backend_xml_rag.ipynb
- ✂️ Chunking:
- "Hybrid chunking": examples/hybrid_chunking.ipynb
- 💬 RAG / QA:
- examples/hybrid_chunking.ipynb
- 🤖 RAG with AI dev frameworks:
- examples/rag_haystack.ipynb
- examples/rag_llamaindex.ipynb
- examples/rag_langchain.ipynb
- examples/rag_llamaindex.ipynb
- 🗂️ More examples:
- examples/rag_weaviate.ipynb
- RAG with Granite [↗]: https://github.com/ibm-granite-community/granite-snack-cookbook/blob/main/recipes/RAG/Granite_Docling_RAG.ipynb
- examples/rag_azuresearch.ipynb
- examples/retrieval_qdrant.ipynb
- Integrations:
- Integrations: integrations/index.md

1844
poetry.lock generated

File diff suppressed because it is too large Load Diff

View File

@ -1,6 +1,6 @@
[tool.poetry]
name = "docling"
version = "2.15.1" # DO NOT EDIT, updated automatically
version = "2.17.0" # DO NOT EDIT, updated automatically
description = "SDK and CLI for parsing PDF, DOCX, HTML, and more, to a unified document representation for powering downstream workflows such as gen AI applications."
authors = ["Christoph Auer <cau@zurich.ibm.com>", "Michele Dolfi <dol@zurich.ibm.com>", "Maxim Lysak <mly@zurich.ibm.com>", "Nikos Livathinos <nli@zurich.ibm.com>", "Ahmed Nassar <ahn@zurich.ibm.com>", "Panos Vagenas <pva@zurich.ibm.com>", "Peter Staar <taa@zurich.ibm.com>"]
license = "MIT"
@ -25,11 +25,11 @@ packages = [{include = "docling"}]
# actual dependencies:
######################
python = "^3.9"
docling-core = { version = "^2.13.1", extras = ["chunking"] }
pydantic = "^2.0.0"
docling-ibm-models = "^3.1.0"
docling-core = {git = "ssh://git@github.com/DS4SD/docling-core.git", rev = "cau/add-content-layer"}
docling-ibm-models = "^3.3.0"
deepsearch-glm = "^1.0.0"
docling-parse = "^3.0.0"
docling-parse = "^3.1.0"
filetype = "^1.2.0"
pypdfium2 = "^4.30.0"
pydantic-settings = "^2.3.0"
@ -39,7 +39,10 @@ easyocr = "^1.7"
tesserocr = { version = "^2.7.1", optional = true }
certifi = ">=2024.7.4"
rtree = "^1.3.0"
scipy = "^1.6.0"
scipy = [
{ version = "^1.6.0", markers = "python_version >= '3.10'" },
{ version = ">=1.6.0,<1.14.0", markers = "python_version < '3.10'" }
]
typer = "^0.12.5"
python-docx = "^1.1.2"
python-pptx = "^1.0.2"
@ -56,6 +59,7 @@ onnxruntime = [
{ version = ">=1.7.0,<1.20.0", optional = true, markers = "python_version < '3.10'" },
{ version = "^1.7.0", optional = true, markers = "python_version >= '3.10'" }
]
pillow = "^10.0.0"
[tool.poetry.group.dev.dependencies]
black = {extras = ["jupyter"], version = "^24.4.2"}

Binary file not shown.

Binary file not shown.

Binary file not shown.

Binary file not shown.

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,25 @@
<document>
<paragraph><location><page_1><loc_12><loc_88><loc_53><loc_94></location>pulleys, provided the inner race of the bearing is clamped to the supporting structure by the nut and bolt. Plates must be attached to the structure in a positive manner to eliminate rotation or misalignment when tightening the bolts or screws.</paragraph>
<paragraph><location><page_1><loc_12><loc_77><loc_53><loc_86></location>The two general types of self-locking nuts currently in use are the all-metal type and the fiber lock type. For the sake of simplicity, only three typical kinds of self-locking nuts are considered in this handbook: the Boots self-locking and the stainless steel self-locking nuts, representing the all-metal types; and the elastic stop nut, representing the fiber insert type.</paragraph>
<subtitle-level-1><location><page_1><loc_12><loc_73><loc_28><loc_75></location>Boots Self-Locking Nut</subtitle-level-1>
<paragraph><location><page_1><loc_12><loc_64><loc_54><loc_73></location>The Boots self-locking nut is of one piece, all-metal construction designed to hold tight despite severe vibration. Note in Figure 7-26 that it has two sections and is essentially two nuts in one: a locking nut and a load-carrying nut. The two sections are connected with a spring, which is an integral part of the nut.</paragraph>
<paragraph><location><page_1><loc_12><loc_52><loc_53><loc_62></location>The spring keeps the locking and load-carrying sections such a distance apart that the two sets of threads are out of phase or spaced so that a bolt, which has been screwed through the load-carrying section, must push the locking section outward against the force of the spring to engage the threads of the locking section properly.</paragraph>
<paragraph><location><page_1><loc_12><loc_38><loc_54><loc_50></location>The spring, through the medium of the locking section, exerts a constant locking force on the bolt in the same direction as a force that would tighten the nut. In this nut, the load-carrying section has the thread strength of a standard nut of comparable size, while the locking section presses against the threads of the bolt and locks the nut firmly in position. Only a wrench applied to the nut loosens it. The nut can be removed and reused without impairing its efficiency.</paragraph>
<paragraph><location><page_1><loc_12><loc_33><loc_53><loc_36></location>Boots self-locking nuts are made with three different spring styles and in various shapes and sizes. The wing type that is</paragraph>
<caption><location><page_1><loc_12><loc_8><loc_31><loc_9></location>Figure 7-26. Self-locking nuts.</caption>
<figure>
<location><page_1><loc_12><loc_10><loc_52><loc_31></location>
<caption>Figure 7-26. Self-locking nuts.</caption>
</figure>
<paragraph><location><page_1><loc_54><loc_85><loc_95><loc_94></location>the most common ranges in size for No. 6 up to 1 / 4 inch, the Rol-top ranges from 1 / 4 inch to 1 / 6 inch, and the bellows type ranges in size from No. 8 up to 3 / 8 inch. Wing-type nuts are made of anodized aluminum alloy, cadmium-plated carbon steel, or stainless steel. The Rol-top nut is cadmium-plated steel, and the bellows type is made of aluminum alloy only.</paragraph>
<paragraph><location><page_1><loc_54><loc_83><loc_55><loc_85></location>.</paragraph>
<subtitle-level-1><location><page_1><loc_54><loc_82><loc_76><loc_83></location>Stainless Steel Self-Locking Nut</subtitle-level-1>
<paragraph><location><page_1><loc_54><loc_54><loc_96><loc_81></location>The stainless steel self-locking nut may be spun on and off by hand as its locking action takes places only when the nut is seated against a solid surface and tightened. The nut consists of two parts: a case with a beveled locking shoulder and key and a thread insert with a locking shoulder and slotted keyway. Until the nut is tightened, it spins on the bolt easily, because the threaded insert is the proper size for the bolt. However, when the nut is seated against a solid surface and tightened, the locking shoulder of the insert is pulled downward and wedged against the locking shoulder of the case. This action compresses the threaded insert and causes it to clench the bolt tightly. The cross-sectional view in Figure 7-27 shows how the key of the case fits into the slotted keyway of the insert so that when the case is turned, the threaded insert is turned with it. Note that the slot is wider than the key. This permits the slot to be narrowed and the insert to be compressed when the nut is tightened.</paragraph>
<subtitle-level-1><location><page_1><loc_54><loc_51><loc_65><loc_52></location>Elastic Stop Nut</subtitle-level-1>
<paragraph><location><page_1><loc_54><loc_47><loc_93><loc_50></location>The elastic stop nut is a standard nut with the height increased to accommodate a fiber locking collar. This</paragraph>
<caption><location><page_1><loc_54><loc_8><loc_81><loc_10></location>Figure 7-27. Stainless steel self-locking nut.</caption>
<figure>
<location><page_1><loc_54><loc_11><loc_94><loc_46></location>
<caption>Figure 7-27. Stainless steel self-locking nut.</caption>
</figure>
</document>

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,31 @@
pulleys, provided the inner race of the bearing is clamped to the supporting structure by the nut and bolt. Plates must be attached to the structure in a positive manner to eliminate rotation or misalignment when tightening the bolts or screws.
The two general types of self-locking nuts currently in use are the all-metal type and the fiber lock type. For the sake of simplicity, only three typical kinds of self-locking nuts are considered in this handbook: the Boots self-locking and the stainless steel self-locking nuts, representing the all-metal types; and the elastic stop nut, representing the fiber insert type.
## Boots Self-Locking Nut
The Boots self-locking nut is of one piece, all-metal construction designed to hold tight despite severe vibration. Note in Figure 7-26 that it has two sections and is essentially two nuts in one: a locking nut and a load-carrying nut. The two sections are connected with a spring, which is an integral part of the nut.
The spring keeps the locking and load-carrying sections such a distance apart that the two sets of threads are out of phase or spaced so that a bolt, which has been screwed through the load-carrying section, must push the locking section outward against the force of the spring to engage the threads of the locking section properly.
The spring, through the medium of the locking section, exerts a constant locking force on the bolt in the same direction as a force that would tighten the nut. In this nut, the load-carrying section has the thread strength of a standard nut of comparable size, while the locking section presses against the threads of the bolt and locks the nut firmly in position. Only a wrench applied to the nut loosens it. The nut can be removed and reused without impairing its efficiency.
Boots self-locking nuts are made with three different spring styles and in various shapes and sizes. The wing type that is
Figure 7-26. Self-locking nuts.
<!-- image -->
the most common ranges in size for No. 6 up to 1 / 4 inch, the Rol-top ranges from 1 / 4 inch to 1 / 6 inch, and the bellows type ranges in size from No. 8 up to 3 / 8 inch. Wing-type nuts are made of anodized aluminum alloy, cadmium-plated carbon steel, or stainless steel. The Rol-top nut is cadmium-plated steel, and the bellows type is made of aluminum alloy only.
.
## Stainless Steel Self-Locking Nut
The stainless steel self-locking nut may be spun on and off by hand as its locking action takes places only when the nut is seated against a solid surface and tightened. The nut consists of two parts: a case with a beveled locking shoulder and key and a thread insert with a locking shoulder and slotted keyway. Until the nut is tightened, it spins on the bolt easily, because the threaded insert is the proper size for the bolt. However, when the nut is seated against a solid surface and tightened, the locking shoulder of the insert is pulled downward and wedged against the locking shoulder of the case. This action compresses the threaded insert and causes it to clench the bolt tightly. The cross-sectional view in Figure 7-27 shows how the key of the case fits into the slotted keyway of the insert so that when the case is turned, the threaded insert is turned with it. Note that the slot is wider than the key. This permits the slot to be narrowed and the insert to be compressed when the nut is tightened.
## Elastic Stop Nut
The elastic stop nut is a standard nut with the height increased to accommodate a fiber locking collar. This
Figure 7-27. Stainless steel self-locking nut.
<!-- image -->

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,13 @@
<document>
<subtitle-level-1><location><page_1><loc_22><loc_83><loc_45><loc_84></location>Java Code Example</subtitle-level-1>
<paragraph><location><page_1><loc_22><loc_63><loc_78><loc_81></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<paragraph><location><page_1><loc_39><loc_61><loc_61><loc_62></location>Listing 1: Simple Java Program</paragraph>
<paragraph><location><page_1><loc_22><loc_56><loc_55><loc_60></location>public static void print() { System.out.println( "Java Code" ); }</paragraph>
<paragraph><location><page_1><loc_22><loc_37><loc_78><loc_55></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<subtitle-level-1><location><page_2><loc_22><loc_84><loc_32><loc_85></location>Formula</subtitle-level-1>
<paragraph><location><page_2><loc_22><loc_65><loc_80><loc_82></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<paragraph><location><page_2><loc_22><loc_58><loc_80><loc_65></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt.</paragraph>
<paragraph><location><page_2><loc_22><loc_38><loc_80><loc_55></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<paragraph><location><page_2><loc_22><loc_29><loc_80><loc_38></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt ut laoreet dolore magna aliquam erat volutpat.</paragraph>
<paragraph><location><page_2><loc_22><loc_21><loc_80><loc_29></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt ut laoreet dolore magna aliquam erat volutpat.</paragraph>
</document>

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,19 @@
## Java Code Example
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
Listing 1: Simple Java Program
public static void print() { System.out.println( "Java Code" ); }
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
## Formula
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt.
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt ut laoreet dolore magna aliquam erat volutpat.

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,17 @@
<document>
<subtitle-level-1><location><page_1><loc_22><loc_83><loc_41><loc_84></location>Figures Example</subtitle-level-1>
<paragraph><location><page_1><loc_22><loc_63><loc_78><loc_81></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<caption><location><page_1><loc_37><loc_32><loc_63><loc_33></location>Figure 1: This is an example image.</caption>
<figure>
<location><page_1><loc_22><loc_36><loc_78><loc_62></location>
<caption>Figure 1: This is an example image.</caption>
</figure>
<paragraph><location><page_1><loc_22><loc_15><loc_78><loc_30></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua.</paragraph>
<paragraph><location><page_2><loc_22><loc_66><loc_78><loc_84></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</paragraph>
<caption><location><page_2><loc_37><loc_33><loc_63><loc_34></location>Figure 2: This is an example image.</caption>
<figure>
<location><page_2><loc_36><loc_36><loc_64><loc_65></location>
<caption>Figure 2: This is an example image.</caption>
</figure>
<paragraph><location><page_2><loc_22><loc_15><loc_78><loc_31></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum.</paragraph>
</document>

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,15 @@
## Figures Example
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
Figure 1: This is an example image.
<!-- image -->
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua.
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.
Figure 2: This is an example image.
<!-- image -->
Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum.

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

View File

@ -106,12 +106,12 @@
<text><location><page_6><loc_8><loc_70><loc_47><loc_80></location>The output features for each table cell are then fed into the feed-forward network (FFN). The FFN consists of a Multi-Layer Perceptron (3 layers with ReLU activation function) that predicts the normalized coordinates for the bounding box of each table cell. Finally, the predicted bounding boxes are classified based on whether they are empty or not using a linear layer.</text>
<text><location><page_6><loc_8><loc_44><loc_47><loc_69></location>Loss Functions. We formulate a multi-task loss Eq. 2 to train our network. The Cross-Entropy loss (denoted as l$_{s}$ ) is used to train the Structure Decoder which predicts the structure tokens. As for the Cell BBox Decoder it is trained with a combination of losses denoted as l$_{box}$ . l$_{box}$ consists of the generally used l$_{1}$ loss for object detection and the IoU loss ( l$_{iou}$ ) to be scale invariant as explained in [25]. In comparison to DETR, we do not use the Hungarian algorithm [15] to match the predicted bounding boxes with the ground-truth boxes, as we have already achieved a one-toone match through two steps: 1) Our token input sequence is naturally ordered, therefore the hidden states of the table data cells are also in order when they are provided as input to the Cell BBox Decoder , and 2) Our bounding boxes generation mechanism (see Sec. 3) ensures a one-to-one mapping between the cell content and its bounding box for all post-processed datasets.</text>
<text><location><page_6><loc_8><loc_41><loc_47><loc_43></location>The loss used to train the TableFormer can be defined as following:</text>
<formula><location><page_6><loc_20><loc_35><loc_47><loc_38></location>l$_{box}$ = λ$_{iou}$l$_{iou}$ + λ$_{l}$$_{1}$ l = λl$_{s}$ + (1 - λ ) l$_{box}$ (1)</formula>
<formula><location><page_6><loc_20><loc_35><loc_47><loc_38></location></formula>
<text><location><page_6><loc_8><loc_32><loc_46><loc_33></location>where λ ∈ [0, 1], and λ$_{iou}$, λ$_{l}$$_{1}$ ∈$_{R}$ are hyper-parameters.</text>
<section_header_level_1><location><page_6><loc_8><loc_28><loc_28><loc_30></location>5. Experimental Results</section_header_level_1>
<section_header_level_1><location><page_6><loc_8><loc_26><loc_29><loc_27></location>5.1. Implementation Details</section_header_level_1>
<text><location><page_6><loc_8><loc_19><loc_47><loc_25></location>TableFormer uses ResNet-18 as the CNN Backbone Network . The input images are resized to 448*448 pixels and the feature map has a dimension of 28*28. Additionally, we enforce the following input constraints:</text>
<formula><location><page_6><loc_15><loc_14><loc_47><loc_17></location>Image width and height ≤ 1024 pixels Structural tags length ≤ 512 tokens. (2)</formula>
<formula><location><page_6><loc_15><loc_14><loc_47><loc_17></location></formula>
<text><location><page_6><loc_8><loc_10><loc_47><loc_13></location>Although input constraints are used also by other methods, such as EDD, ours are less restrictive due to the improved</text>
<text><location><page_6><loc_50><loc_86><loc_89><loc_91></location>runtime performance and lower memory footprint of TableFormer. This allows to utilize input samples with longer sequences and images with larger dimensions.</text>
<text><location><page_6><loc_50><loc_59><loc_89><loc_85></location>The Transformer Encoder consists of two "Transformer Encoder Layers", with an input feature size of 512, feed forward network of 1024, and 4 attention heads. As for the Transformer Decoder it is composed of four "Transformer Decoder Layers" with similar input and output dimensions as the "Transformer Encoder Layers". Even though our model uses fewer layers and heads than the default implementation parameters, our extensive experimentation has proved this setup to be more suitable for table images. We attribute this finding to the inherent design of table images, which contain mostly lines and text, unlike the more elaborate content present in other scopes (e.g. the COCO dataset). Moreover, we have added ResNet blocks to the inputs of the Structure Decoder and Cell BBox Decoder. This prevents a decoder having a stronger influence over the learned weights which would damage the other prediction task (structure vs bounding boxes), but learn task specific weights instead. Lastly our dropout layers are set to 0.5.</text>
@ -122,7 +122,7 @@
<text><location><page_6><loc_50><loc_10><loc_89><loc_14></location>We also share our baseline results on the challenging SynthTabNet dataset. Throughout our experiments, the same parameters stated in Sec. 5.1 are utilized.</text>
<section_header_level_1><location><page_7><loc_8><loc_89><loc_27><loc_91></location>5.3. Datasets and Metrics</section_header_level_1>
<text><location><page_7><loc_8><loc_83><loc_47><loc_88></location>The Tree-Edit-Distance-Based Similarity (TEDS) metric was introduced in [37]. It represents the prediction, and ground-truth as a tree structure of HTML tags. This similarity is calculated as:</text>
<formula><location><page_7><loc_14><loc_78><loc_47><loc_81></location>TEDS ( T$_{a}$, T$_{b}$ ) = 1 - EditDist ( T$_{a}$, T$_{b}$ ) max ( | T$_{a}$ | , | T$_{b}$ | ) (3)</formula>
<formula><location><page_7><loc_14><loc_78><loc_47><loc_81></location></formula>
<text><location><page_7><loc_8><loc_73><loc_47><loc_77></location>where T$_{a}$ and T$_{b}$ represent tables in tree structure HTML format. EditDist denotes the tree-edit distance, and | T | represents the number of nodes in T .</text>
<section_header_level_1><location><page_7><loc_8><loc_70><loc_28><loc_72></location>5.4. Quantitative Analysis</section_header_level_1>
<text><location><page_7><loc_8><loc_50><loc_47><loc_69></location>Structure. As shown in Tab. 2, TableFormer outperforms all SOTA methods across different datasets by a large margin for predicting the table structure from an image. All the more, our model outperforms pre-trained methods. During the evaluation we do not apply any table filtering. We also provide our baseline results on the SynthTabNet dataset. It has been observed that large tables (e.g. tables that occupy half of the page or more) yield poor predictions. We attribute this issue to the image resizing during the preprocessing step, that produces downsampled images with indistinguishable features. This problem can be addressed by treating such big tables with a separate model which accepts a large input image size.</text>
@ -304,7 +304,7 @@
<list_item><location><page_12><loc_8><loc_29><loc_47><loc_33></location>3.a. If all IOU scores in a column are below the threshold, discard all predictions (structure and bounding boxes) for that column.</list_item>
<list_item><location><page_12><loc_8><loc_24><loc_47><loc_28></location>4. Find the best-fitting content alignment for the predicted cells with good IOU per each column. The alignment of the column can be identified by the following formula:</list_item>
</unordered_list>
<formula><location><page_12><loc_18><loc_17><loc_47><loc_21></location>alignment = arg min c { D$_{c}$ } D$_{c}$ = max { x$_{c}$ } - min { x$_{c}$ } (4)</formula>
<formula><location><page_12><loc_18><loc_17><loc_47><loc_21></location></formula>
<text><location><page_12><loc_8><loc_13><loc_47><loc_16></location>where c is one of { left, centroid, right } and x$_{c}$ is the xcoordinate for the corresponding point.</text>
<unordered_list>
<list_item><location><page_12><loc_8><loc_10><loc_47><loc_13></location>5. Use the alignment computed in step 4, to compute the median x -coordinate for all table columns and the me-</list_item>

File diff suppressed because one or more lines are too long

View File

@ -52,11 +52,11 @@ To meet the design criteria listed above, we developed a new model called TableF
The paper is structured as follows. In Sec. 2, we give a brief overview of the current state-of-the-art. In Sec. 3, we describe the datasets on which we train. In Sec. 4, we introduce the TableFormer model-architecture and describe
its results & performance in Sec. 5. As a conclusion, we describe how this new model-architecture can be re-purposed for other tasks in the computer-vision community.
its results &amp; performance in Sec. 5. As a conclusion, we describe how this new model-architecture can be re-purposed for other tasks in the computer-vision community.
## 2. Previous work and State of the Art
Identifying the structure of a table has been an outstanding problem in the document-parsing community, that motivates many organised public challenges [6, 4, 14]. The difficulty of the problem can be attributed to a number of factors. First, there is a large variety in the shapes and sizes of tables. Such large variety requires a flexible method. This is especially true for complex column- and row headers, which can be extremely intricate and demanding. A second factor of complexity is the lack of data with regard to table-structure. Until the publication of PubTabNet [37], there were no large datasets (i.e. > 100 K tables) that provided structure information. This happens primarily due to the fact that tables are notoriously time-consuming to annotate by hand. However, this has definitely changed in recent years with the deliverance of PubTabNet [37], FinTabNet [36], TableBank [17] etc.
Identifying the structure of a table has been an outstanding problem in the document-parsing community, that motivates many organised public challenges [6, 4, 14]. The difficulty of the problem can be attributed to a number of factors. First, there is a large variety in the shapes and sizes of tables. Such large variety requires a flexible method. This is especially true for complex column- and row headers, which can be extremely intricate and demanding. A second factor of complexity is the lack of data with regard to table-structure. Until the publication of PubTabNet [37], there were no large datasets (i.e. &gt; 100 K tables) that provided structure information. This happens primarily due to the fact that tables are notoriously time-consuming to annotate by hand. However, this has definitely changed in recent years with the deliverance of PubTabNet [37], FinTabNet [36], TableBank [17] etc.
Before the rising popularity of deep neural networks, the community relied heavily on heuristic and/or statistical methods to do table structure identification [3, 7, 11, 5, 13, 28]. Although such methods work well on constrained tables [12], a more data-driven approach can be applied due to the advent of convolutional neural networks (CNNs) and the availability of large datasets. To the best-of-our knowledge, there are currently two different types of network architecture that are being pursued for state-of-the-art tablestructure identification.
@ -115,7 +115,7 @@ Given the image of a table, TableFormer is able to predict: 1) a sequence of tok
## 4.1. Model architecture.
We now describe in detail the proposed method, which is composed of three main components, see Fig. 4. Our CNN Backbone Network encodes the input as a feature vector of predefined length. The input feature vector of the encoded image is passed to the Structure Decoder to produce a sequence of HTML tags that represent the structure of the table. With each prediction of an HTML standard data cell (' < td > ') the hidden state of that cell is passed to the Cell BBox Decoder. As for spanning cells, such as row or column span, the tag is broken down to ' < ', 'rowspan=' or 'colspan=', with the number of spanning cells (attribute), and ' > '. The hidden state attached to ' < ' is passed to the Cell BBox Decoder. A shared feed forward network (FFN) receives the hidden states from the Structure Decoder, to provide the final detection predictions of the bounding box coordinates and their classification.
We now describe in detail the proposed method, which is composed of three main components, see Fig. 4. Our CNN Backbone Network encodes the input as a feature vector of predefined length. The input feature vector of the encoded image is passed to the Structure Decoder to produce a sequence of HTML tags that represent the structure of the table. With each prediction of an HTML standard data cell (' &lt; td &gt; ') the hidden state of that cell is passed to the Cell BBox Decoder. As for spanning cells, such as row or column span, the tag is broken down to ' &lt; ', 'rowspan=' or 'colspan=', with the number of spanning cells (attribute), and ' &gt; '. The hidden state attached to ' &lt; ' is passed to the Cell BBox Decoder. A shared feed forward network (FFN) receives the hidden states from the Structure Decoder, to provide the final detection predictions of the bounding box coordinates and their classification.
CNN Backbone Network. A ResNet-18 CNN is the backbone that receives the table image and encodes it as a vector of predefined length. The network has been modified by removing the linear and pooling layer, as we are not per-
@ -123,7 +123,7 @@ Figure 3: TableFormer takes in an image of the PDF and creates bounding box and
<!-- image -->
Figure 4: Given an input image of a table, the Encoder produces fixed-length features that represent the input image. The features are then passed to both the Structure Decoder and Cell BBox Decoder . During training, the Structure Decoder receives 'tokenized tags' of the HTML code that represent the table structure. Afterwards, a transformer encoder and decoder architecture is employed to produce features that are received by a linear layer, and the Cell BBox Decoder. The linear layer is applied to the features to predict the tags. Simultaneously, the Cell BBox Decoder selects features referring to the data cells (' < td > ', ' < ') and passes them through an attention network, an MLP, and a linear layer to predict the bounding boxes.
Figure 4: Given an input image of a table, the Encoder produces fixed-length features that represent the input image. The features are then passed to both the Structure Decoder and Cell BBox Decoder . During training, the Structure Decoder receives 'tokenized tags' of the HTML code that represent the table structure. Afterwards, a transformer encoder and decoder architecture is employed to produce features that are received by a linear layer, and the Cell BBox Decoder. The linear layer is applied to the features to predict the tags. Simultaneously, the Cell BBox Decoder selects features referring to the data cells (' &lt; td &gt; ', ' &lt; ') and passes them through an attention network, an MLP, and a linear layer to predict the bounding boxes.
<!-- image -->
@ -133,7 +133,7 @@ Structure Decoder. The transformer architecture of this component is based on th
The transformer encoder receives an encoded image from the CNN Backbone Network and refines it through a multi-head dot-product attention layer, followed by a Feed Forward Network. During training, the transformer decoder receives as input the output feature produced by the transformer encoder, and the tokenized input of the HTML ground-truth tags. Using a stack of multi-head attention layers, different aspects of the tag sequence could be inferred. This is achieved by each attention head on a layer operating in a different subspace, and then combining altogether their attention score.
Cell BBox Decoder. Our architecture allows to simultaneously predict HTML tags and bounding boxes for each table cell without the need of a separate object detector end to end. This approach is inspired by DETR [1] which employs a Transformer Encoder, and Decoder that looks for a specific number of object queries (potential object detections). As our model utilizes a transformer architecture, the hidden state of the < td > ' and ' < ' HTML structure tags become the object query.
Cell BBox Decoder. Our architecture allows to simultaneously predict HTML tags and bounding boxes for each table cell without the need of a separate object detector end to end. This approach is inspired by DETR [1] which employs a Transformer Encoder, and Decoder that looks for a specific number of object queries (potential object detections). As our model utilizes a transformer architecture, the hidden state of the &lt; td &gt; ' and ' &lt; ' HTML structure tags become the object query.
The encoding generated by the CNN Backbone Network along with the features acquired for every data cell from the Transformer Decoder are then passed to the attention network. The attention network takes both inputs and learns to provide an attention weighted encoding. This weighted at-
@ -141,13 +141,13 @@ tention encoding is then multiplied to the encoded image to produce a feature fo
The output features for each table cell are then fed into the feed-forward network (FFN). The FFN consists of a Multi-Layer Perceptron (3 layers with ReLU activation function) that predicts the normalized coordinates for the bounding box of each table cell. Finally, the predicted bounding boxes are classified based on whether they are empty or not using a linear layer.
Loss Functions. We formulate a multi-task loss Eq. 2 to train our network. The Cross-Entropy loss (denoted as l$\_{s}$ ) is used to train the Structure Decoder which predicts the structure tokens. As for the Cell BBox Decoder it is trained with a combination of losses denoted as l$\_{box}$ . l$\_{box}$ consists of the generally used l$\_{1}$ loss for object detection and the IoU loss ( l$\_{iou}$ ) to be scale invariant as explained in [25]. In comparison to DETR, we do not use the Hungarian algorithm [15] to match the predicted bounding boxes with the ground-truth boxes, as we have already achieved a one-toone match through two steps: 1) Our token input sequence is naturally ordered, therefore the hidden states of the table data cells are also in order when they are provided as input to the Cell BBox Decoder , and 2) Our bounding boxes generation mechanism (see Sec. 3) ensures a one-to-one mapping between the cell content and its bounding box for all post-processed datasets.
Loss Functions. We formulate a multi-task loss Eq. 2 to train our network. The Cross-Entropy loss (denoted as l$_{s}$ ) is used to train the Structure Decoder which predicts the structure tokens. As for the Cell BBox Decoder it is trained with a combination of losses denoted as l$_{box}$ . l$_{box}$ consists of the generally used l$_{1}$ loss for object detection and the IoU loss ( l$_{iou}$ ) to be scale invariant as explained in [25]. In comparison to DETR, we do not use the Hungarian algorithm [15] to match the predicted bounding boxes with the ground-truth boxes, as we have already achieved a one-toone match through two steps: 1) Our token input sequence is naturally ordered, therefore the hidden states of the table data cells are also in order when they are provided as input to the Cell BBox Decoder , and 2) Our bounding boxes generation mechanism (see Sec. 3) ensures a one-to-one mapping between the cell content and its bounding box for all post-processed datasets.
The loss used to train the TableFormer can be defined as following:
l$\_{box}$ = λ$\_{iou}$l$\_{iou}$ + λ$\_{l}$$\_{1}$ l = λl$\_{s}$ + (1 - λ ) l$\_{box}$ (1)
<!-- formula-not-decoded -->
where λ ∈ [0, 1], and λ$\_{iou}$, λ$\_{l}$$\_{1}$ ∈$\_{R}$ are hyper-parameters.
where λ ∈ [0, 1], and λ$_{iou}$, λ$_{l}$$\_{1}$ ∈$\_{R}$ are hyper-parameters.
## 5. Experimental Results
@ -155,7 +155,7 @@ where λ ∈ [0, 1], and λ$\_{iou}$, λ$\_{l}$$\_{1}$ ∈$\_{R}$ are hyper-para
TableFormer uses ResNet-18 as the CNN Backbone Network . The input images are resized to 448*448 pixels and the feature map has a dimension of 28*28. Additionally, we enforce the following input constraints:
Image width and height ≤ 1024 pixels Structural tags length ≤ 512 tokens. (2)
<!-- formula-not-decoded -->
Although input constraints are used also by other methods, such as EDD, ours are less restrictive due to the improved
@ -177,9 +177,9 @@ We also share our baseline results on the challenging SynthTabNet dataset. Throu
The Tree-Edit-Distance-Based Similarity (TEDS) metric was introduced in [37]. It represents the prediction, and ground-truth as a tree structure of HTML tags. This similarity is calculated as:
TEDS ( T$\_{a}$, T$\_{b}$ ) = 1 - EditDist ( T$\_{a}$, T$\_{b}$ ) max ( | T$\_{a}$ | , | T$\_{b}$ | ) (3)
<!-- formula-not-decoded -->
where T$\_{a}$ and T$\_{b}$ represent tables in tree structure HTML format. EditDist denotes the tree-edit distance, and | T | represents the number of nodes in T .
where T$_{a}$ and T$_{b}$ represent tables in tree structure HTML format. EditDist denotes the tree-edit distance, and | T | represents the number of nodes in T .
## 5.4. Quantitative Analysis
@ -277,7 +277,7 @@ Figure 6: An example of TableFormer predictions (bounding boxes and structure) f
We showcase several visualizations for the different components of our network on various "complex" tables within datasets presented in this work in Fig. 5 and Fig. 6 As it is shown, our model is able to predict bounding boxes for all table cells, even for the empty ones. Additionally, our post-processing techniques can extract the cell content by matching the predicted bounding boxes to the PDF cells based on their overlap and spatial proximity. The left part of Fig. 5 demonstrates also the adaptability of our method to any language, as it can successfully extract Japanese text, although the training set contains only English content. We provide more visualizations including the intermediate steps in the supplementary material. Overall these illustrations justify the versatility of our method across a diverse range of table appearances and content type.
## 6. Future Work & Conclusion
## 6. Future Work &amp; Conclusion
In this paper, we presented TableFormer an end-to-end transformer based approach to predict table structures and bounding boxes of cells from an image. This approach enables us to recreate the table structure, and extract the cell content from PDF or OCR by using bounding boxes. Additionally, it provides the versatility required in real-world scenarios when dealing with various types of PDF documents, and languages. Furthermore, our method outperforms all state-of-the-arts with a wide margin. Finally, we introduce "SynthTabNet" a challenging synthetically generated dataset that reinforces missing characteristics from other datasets.
@ -377,9 +377,9 @@ Here is a step-by-step description of the prediction postprocessing:
- 3.a. If all IOU scores in a column are below the threshold, discard all predictions (structure and bounding boxes) for that column.
- 4. Find the best-fitting content alignment for the predicted cells with good IOU per each column. The alignment of the column can be identified by the following formula:
alignment = arg min c { D$\_{c}$ } D$\_{c}$ = max { x$\_{c}$ } - min { x$\_{c}$ } (4)
<!-- formula-not-decoded -->
where c is one of { left, centroid, right } and x$\_{c}$ is the xcoordinate for the corresponding point.
where c is one of { left, centroid, right } and x$_{c}$ is the xcoordinate for the corresponding point.
- 5. Use the alignment computed in step 4, to compute the median x -coordinate for all table columns and the me-

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

View File

@ -55,7 +55,7 @@ In this paper, we present the DocLayNet dataset. It provides pageby-page layout
This enables experimentation with annotation uncertainty and quality control analysis.
- (5) Pre-defined Train-, Test- & Validation-set : Like DocBank, we provide fixed train-, test- & validation-sets to ensure proportional representation of the class-labels. Further, we prevent leakage of unique layouts across sets, which has a large effect on model accuracy scores.
- (5) Pre-defined Train-, Test- &amp; Validation-set : Like DocBank, we provide fixed train-, test- &amp; validation-sets to ensure proportional representation of the class-labels. Further, we prevent leakage of unique layouts across sets, which has a large effect on model accuracy scores.
All aspects outlined above are detailed in Section 3. In Section 4, we will elaborate on how we designed and executed this large-scale human annotation campaign. We will also share key insights and lessons learned that might prove helpful for other parties planning to set up annotation campaigns.
@ -77,9 +77,9 @@ Figure 2: Distribution of DocLayNet pages across document categories.
<!-- image -->
to a minimum, since they introduce difficulties in annotation (see Section 4). As a second condition, we focussed on medium to large documents ( > 10 pages) with technical content, dense in complex tables, figures, plots and captions. Such documents carry a lot of information value, but are often hard to analyse with high accuracy due to their challenging layouts. Counterexamples of documents not included in the dataset are receipts, invoices, hand-written documents or photographs showing "text in the wild".
to a minimum, since they introduce difficulties in annotation (see Section 4). As a second condition, we focussed on medium to large documents ( &gt; 10 pages) with technical content, dense in complex tables, figures, plots and captions. Such documents carry a lot of information value, but are often hard to analyse with high accuracy due to their challenging layouts. Counterexamples of documents not included in the dataset are receipts, invoices, hand-written documents or photographs showing "text in the wild".
The pages in DocLayNet can be grouped into six distinct categories, namely Financial Reports , Manuals , Scientific Articles , Laws & Regulations , Patents and Government Tenders . Each document category was sourced from various repositories. For example, Financial Reports contain both free-style format annual reports 2 which expose company-specific, artistic layouts as well as the more formal SEC filings. The two largest categories ( Financial Reports and Manuals ) contain a large amount of free-style layouts in order to obtain maximum variability. In the other four categories, we boosted the variability by mixing documents from independent providers, such as different government websites or publishers. In Figure 2, we show the document categories contained in DocLayNet with their respective sizes.
The pages in DocLayNet can be grouped into six distinct categories, namely Financial Reports , Manuals , Scientific Articles , Laws &amp; Regulations , Patents and Government Tenders . Each document category was sourced from various repositories. For example, Financial Reports contain both free-style format annual reports 2 which expose company-specific, artistic layouts as well as the more formal SEC filings. The two largest categories ( Financial Reports and Manuals ) contain a large amount of free-style layouts in order to obtain maximum variability. In the other four categories, we boosted the variability by mixing documents from independent providers, such as different government websites or publishers. In Figure 2, we show the document categories contained in DocLayNet with their respective sizes.
We did not control the document selection with regard to language. The vast majority of documents contained in DocLayNet (close to 95%) are published in English language. However, DocLayNet also contains a number of documents in other languages such as German (2.5%), French (1.0%) and Japanese (1.0%). While the document language has negligible impact on the performance of computer vision methods such as object detection and segmentation models, it might prove challenging for layout analysis methods which exploit textual features.
@ -192,7 +192,7 @@ In Table 2, we present baseline experiments (given in mAP) on Mask R-CNN [12], F
Table 3: Performance of a Mask R-CNN R50 network in mAP@0.5-0.95 scores trained on DocLayNet with different class label sets. The reduced label sets were obtained by either down-mapping or dropping labels.
Table 4: Performance of a Mask R-CNN R50 network with document-wise and page-wise split for different label sets. Naive page-wise split will result in GLYPH<tildelow> 10% point improvement.
Table 4: Performance of a Mask R-CNN R50 network with document-wise and page-wise split for different label sets. Naive page-wise split will result in GLYPH&lt;tildelow&gt; 10% point improvement.
| Class-count | 11 | 6 | 5 | 4 |
|----------------|------|---------|---------|---------|
@ -243,7 +243,7 @@ Many documents in DocLayNet have a unique styling. In order to avoid overfitting
Throughout this paper, we claim that DocLayNet's wider variety of document layouts leads to more robust layout detection models. In Table 5, we provide evidence for that. We trained models on each of the available datasets (PubLayNet, DocBank and DocLayNet) and evaluated them on the test sets of the other datasets. Due to the different label sets and annotation styles, a direct comparison is not possible. Hence, we focussed on the common labels among the datasets. Between PubLayNet and DocLayNet, these are Picture ,
Table 5: Prediction Performance (mAP@0.5-0.95) of a Mask R-CNN R50 network across the PubLayNet, DocBank & DocLayNet data-sets. By evaluating on common label classes of each dataset, we observe that the DocLayNet-trained model has much less pronounced variations in performance across all datasets.
Table 5: Prediction Performance (mAP@0.5-0.95) of a Mask R-CNN R50 network across the PubLayNet, DocBank &amp; DocLayNet data-sets. By evaluating on common label classes of each dataset, we observe that the DocLayNet-trained model has much less pronounced variations in performance across all datasets.
| | | Testing on | Testing on | Testing on |
|-----------------|------------|--------------|--------------|--------------|

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

File diff suppressed because one or more lines are too long

View File

@ -38,7 +38,7 @@ Approaches to formalize the logical structure and layout of tables in electronic
Other work [20] aims at predicting a grid for each table and deciding which cells must be merged using an attention network. Im2Seq methods cast the problem as a sequence generation task [4,5,9,22], and therefore need an internal tablestructure representation language, which is often implemented with standard markup languages (e.g. HTML, LaTeX, Markdown). In theory, Im2Seq methods have a natural advantage over the OD and GNN methods by virtue of directly predicting the table-structure. As such, no post-processing or rules are needed in order to obtain the table-structure, which is necessary with OD and GNN approaches. In practice, this is not entirely true, because a predicted sequence of table-structure markup does not necessarily have to be syntactically correct. Hence, depending on the quality of the predicted sequence, some post-processing needs to be performed to ensure a syntactically valid (let alone correct) sequence.
Within the Im2Seq method, we find several popular models, namely the encoder-dual-decoder model (EDD) [22], TableFormer [9], Tabsplitter[2] and Ye et. al. [19]. EDD uses two consecutive long short-term memory (LSTM) decoders to predict a table in HTML representation. The tag decoder predicts a sequence of HTML tags. For each decoded table cell ( <td> ), the attention is passed to the cell decoder to predict the content with an embedded OCR approach. The latter makes it susceptible to transcription errors in the cell content of the table. TableFormer address this reliance on OCR and uses two transformer decoders for HTML structure and cell bounding box prediction in an end-to-end architecture. The predicted cell bounding box is then used to extract text tokens from an originating (digital) PDF page, circumventing any need for OCR. TabSplitter [2] proposes a compact double-matrix representation of table rows and columns to do error detection and error correction of HTML structure sequences based on predictions from [19]. This compact double-matrix representation can not be used directly by the Img2seq model training, so the model uses HTML as an intermediate form. Chi et. al. [4] introduce a data set and a baseline method using bidirectional LSTMs to predict LaTeX code. Kayal [5] introduces Gated ResNet transformers to predict LaTeX code, and a separate OCR module to extract content.
Within the Im2Seq method, we find several popular models, namely the encoder-dual-decoder model (EDD) [22], TableFormer [9], Tabsplitter[2] and Ye et. al. [19]. EDD uses two consecutive long short-term memory (LSTM) decoders to predict a table in HTML representation. The tag decoder predicts a sequence of HTML tags. For each decoded table cell ( &lt;td&gt; ), the attention is passed to the cell decoder to predict the content with an embedded OCR approach. The latter makes it susceptible to transcription errors in the cell content of the table. TableFormer address this reliance on OCR and uses two transformer decoders for HTML structure and cell bounding box prediction in an end-to-end architecture. The predicted cell bounding box is then used to extract text tokens from an originating (digital) PDF page, circumventing any need for OCR. TabSplitter [2] proposes a compact double-matrix representation of table rows and columns to do error detection and error correction of HTML structure sequences based on predictions from [19]. This compact double-matrix representation can not be used directly by the Img2seq model training, so the model uses HTML as an intermediate form. Chi et. al. [4] introduce a data set and a baseline method using bidirectional LSTMs to predict LaTeX code. Kayal [5] introduces Gated ResNet transformers to predict LaTeX code, and a separate OCR module to extract content.
Im2Seq approaches have shown to be well-suited for the TSR task and allow a full end-to-end network design that can output the final table structure without pre- or post-processing logic. Furthermore, Im2Seq models have demonstrated to deliver state-of-the-art prediction accuracy [9]. This motivated the authors to investigate if the performance (both in accuracy and inference time) can be further improved by optimising the table structure representation language. We believe this is a necessary step before further improving neural network architectures for this task.
@ -46,13 +46,13 @@ Im2Seq approaches have shown to be well-suited for the TSR task and allow a full
All known Im2Seq based models for TSR fundamentally work in similar ways. Given an image of a table, the Im2Seq model predicts the structure of the table by generating a sequence of tokens. These tokens originate from a finite vocab-
ulary and can be interpreted as a table structure. For example, with the HTML tokens <table> , </table> , <tr> , </tr> , <td> and </td> , one can construct simple table structures without any spanning cells. In reality though, one needs at least 28 HTML tokens to describe the most common complex tables observed in real-world documents [21,22], due to a variety of spanning cells definitions in the HTML token vocabulary.
ulary and can be interpreted as a table structure. For example, with the HTML tokens &lt;table&gt; , &lt;/table&gt; , &lt;tr&gt; , &lt;/tr&gt; , &lt;td&gt; and &lt;/td&gt; , one can construct simple table structures without any spanning cells. In reality though, one needs at least 28 HTML tokens to describe the most common complex tables observed in real-world documents [21,22], due to a variety of spanning cells definitions in the HTML token vocabulary.
Fig. 2. Frequency of tokens in HTML and OTSL as they appear in PubTabNet.
<!-- image -->
Obviously, HTML and other general-purpose markup languages were not designed for Im2Seq models. As such, they have some serious drawbacks. First, the token vocabulary needs to be artificially large in order to describe all plausible tabular structures. Since most Im2Seq models use an autoregressive approach, they generate the sequence token by token. Therefore, to reduce inference time, a shorter sequence length is critical. Every table-cell is represented by at least two tokens ( <td> and </td> ). Furthermore, when tokenizing the HTML structure, one needs to explicitly enumerate possible column-spans and row-spans as words. In practice, this ends up requiring 28 different HTML tokens (when including column- and row-spans up to 10 cells) just to describe every table in the PubTabNet dataset. Clearly, not every token is equally represented, as is depicted in Figure 2. This skewed distribution of tokens in combination with variable token row-length makes it challenging for models to learn the HTML structure.
Obviously, HTML and other general-purpose markup languages were not designed for Im2Seq models. As such, they have some serious drawbacks. First, the token vocabulary needs to be artificially large in order to describe all plausible tabular structures. Since most Im2Seq models use an autoregressive approach, they generate the sequence token by token. Therefore, to reduce inference time, a shorter sequence length is critical. Every table-cell is represented by at least two tokens ( &lt;td&gt; and &lt;/td&gt; ). Furthermore, when tokenizing the HTML structure, one needs to explicitly enumerate possible column-spans and row-spans as words. In practice, this ends up requiring 28 different HTML tokens (when including column- and row-spans up to 10 cells) just to describe every table in the PubTabNet dataset. Clearly, not every token is equally represented, as is depicted in Figure 2. This skewed distribution of tokens in combination with variable token row-length makes it challenging for models to learn the HTML structure.
Additionally, it would be desirable if the representation would easily allow an early detection of invalid sequences on-the-go, before the prediction of the entire table structure is completed. HTML is not well-suited for this purpose as the verification of incomplete sequences is non-trivial or even impossible.
@ -194,7 +194,7 @@ Secondly, OTSL has more inherent structure and a significantly restricted vocabu
- 12. Schreiber, S., Agne, S., Wolf, I., Dengel, A., Ahmed, S.: Deepdesrt: Deep learning for detection and structure recognition of tables in document images. In: 2017 14th IAPR international conference on document analysis and recognition (ICDAR). vol. 1, pp. 1162-1167. IEEE (2017)
- 13. Siddiqui, S.A., Fateh, I.A., Rizvi, S.T.R., Dengel, A., Ahmed, S.: Deeptabstr: Deep learning based table structure recognition. In: 2019 International Conference on Document Analysis and Recognition (ICDAR). pp. 1403-1409 (2019). https:// doi.org/10.1109/ICDAR.2019.00226
- 14. Smock, B., Pesala, R., Abraham, R.: PubTables-1M: Towards comprehensive table extraction from unstructured documents. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR). pp. 4634-4642 (June 2022)
- 15. Staar, P.W.J., Dolfi, M., Auer, C., Bekas, C.: Corpus conversion service: A machine learning platform to ingest documents at scale. In: Proceedings of the 24th ACM SIGKDD International Conference on Knowledge Discovery & Data Mining. pp. 774-782. KDD '18, Association for Computing Machinery, New York, NY, USA (2018). https://doi.org/10.1145/3219819.3219834 , https://doi.org/10. 1145/3219819.3219834
- 15. Staar, P.W.J., Dolfi, M., Auer, C., Bekas, C.: Corpus conversion service: A machine learning platform to ingest documents at scale. In: Proceedings of the 24th ACM SIGKDD International Conference on Knowledge Discovery &amp; Data Mining. pp. 774-782. KDD '18, Association for Computing Machinery, New York, NY, USA (2018). https://doi.org/10.1145/3219819.3219834 , https://doi.org/10. 1145/3219819.3219834
- 16. Wang, X.: Tabular Abstraction, Editing, and Formatting. Ph.D. thesis, CAN (1996), aAINN09397
- 17. Xue, W., Li, Q., Tao, D.: Res2tim: Reconstruct syntactic structures from table images. In: 2019 International Conference on Document Analysis and Recognition (ICDAR). pp. 749-755. IEEE (2019)

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,23 @@
<document>
<text><location><page_1><loc_12><loc_88><loc_53><loc_94></location>pulleys, provided the inner race of the bearing is clamped to the supporting structure by the nut and bolt. Plates must be attached to the structure in a positive manner to eliminate rotation or misalignment when tightening the bolts or screws.</text>
<text><location><page_1><loc_12><loc_77><loc_53><loc_86></location>The two general types of self-locking nuts currently in use are the all-metal type and the fiber lock type. For the sake of simplicity, only three typical kinds of self-locking nuts are considered in this handbook: the Boots self-locking and the stainless steel self-locking nuts, representing the all-metal types; and the elastic stop nut, representing the fiber insert type.</text>
<section_header_level_1><location><page_1><loc_12><loc_73><loc_28><loc_75></location>Boots Self-Locking Nut</section_header_level_1>
<text><location><page_1><loc_12><loc_64><loc_54><loc_73></location>The Boots self-locking nut is of one piece, all-metal construction designed to hold tight despite severe vibration. Note in Figure 7-26 that it has two sections and is essentially two nuts in one: a locking nut and a load-carrying nut. The two sections are connected with a spring, which is an integral part of the nut.</text>
<text><location><page_1><loc_12><loc_52><loc_53><loc_62></location>The spring keeps the locking and load-carrying sections such a distance apart that the two sets of threads are out of phase or spaced so that a bolt, which has been screwed through the load-carrying section, must push the locking section outward against the force of the spring to engage the threads of the locking section properly.</text>
<text><location><page_1><loc_12><loc_38><loc_54><loc_50></location>The spring, through the medium of the locking section, exerts a constant locking force on the bolt in the same direction as a force that would tighten the nut. In this nut, the load-carrying section has the thread strength of a standard nut of comparable size, while the locking section presses against the threads of the bolt and locks the nut firmly in position. Only a wrench applied to the nut loosens it. The nut can be removed and reused without impairing its efficiency.</text>
<text><location><page_1><loc_12><loc_33><loc_53><loc_36></location>Boots self-locking nuts are made with three different spring styles and in various shapes and sizes. The wing type that is</text>
<figure>
<location><page_1><loc_12><loc_10><loc_52><loc_31></location>
<caption>Figure 7-26. Self-locking nuts.</caption>
</figure>
<text><location><page_1><loc_54><loc_85><loc_95><loc_94></location>the most common ranges in size for No. 6 up to 1 / 4 inch, the Rol-top ranges from 1 / 4 inch to 1 / 6 inch, and the bellows type ranges in size from No. 8 up to 3 / 8 inch. Wing-type nuts are made of anodized aluminum alloy, cadmium-plated carbon steel, or stainless steel. The Rol-top nut is cadmium-plated steel, and the bellows type is made of aluminum alloy only.</text>
<text><location><page_1><loc_54><loc_83><loc_55><loc_85></location>.</text>
<section_header_level_1><location><page_1><loc_54><loc_82><loc_76><loc_83></location>Stainless Steel Self-Locking Nut</section_header_level_1>
<text><location><page_1><loc_54><loc_54><loc_96><loc_81></location>The stainless steel self-locking nut may be spun on and off by hand as its locking action takes places only when the nut is seated against a solid surface and tightened. The nut consists of two parts: a case with a beveled locking shoulder and key and a thread insert with a locking shoulder and slotted keyway. Until the nut is tightened, it spins on the bolt easily, because the threaded insert is the proper size for the bolt. However, when the nut is seated against a solid surface and tightened, the locking shoulder of the insert is pulled downward and wedged against the locking shoulder of the case. This action compresses the threaded insert and causes it to clench the bolt tightly. The cross-sectional view in Figure 7-27 shows how the key of the case fits into the slotted keyway of the insert so that when the case is turned, the threaded insert is turned with it. Note that the slot is wider than the key. This permits the slot to be narrowed and the insert to be compressed when the nut is tightened.</text>
<section_header_level_1><location><page_1><loc_54><loc_51><loc_65><loc_52></location>Elastic Stop Nut</section_header_level_1>
<text><location><page_1><loc_54><loc_47><loc_93><loc_50></location>The elastic stop nut is a standard nut with the height increased to accommodate a fiber locking collar. This</text>
<figure>
<location><page_1><loc_54><loc_11><loc_94><loc_46></location>
<caption>Figure 7-27. Stainless steel self-locking nut.</caption>
</figure>
</document>

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,33 @@
pulleys, provided the inner race of the bearing is clamped to the supporting structure by the nut and bolt. Plates must be attached to the structure in a positive manner to eliminate rotation or misalignment when tightening the bolts or screws.
The two general types of self-locking nuts currently in use are the all-metal type and the fiber lock type. For the sake of simplicity, only three typical kinds of self-locking nuts are considered in this handbook: the Boots self-locking and the stainless steel self-locking nuts, representing the all-metal types; and the elastic stop nut, representing the fiber insert type.
## Boots Self-Locking Nut
The Boots self-locking nut is of one piece, all-metal construction designed to hold tight despite severe vibration. Note in Figure 7-26 that it has two sections and is essentially two nuts in one: a locking nut and a load-carrying nut. The two sections are connected with a spring, which is an integral part of the nut.
The spring keeps the locking and load-carrying sections such a distance apart that the two sets of threads are out of phase or spaced so that a bolt, which has been screwed through the load-carrying section, must push the locking section outward against the force of the spring to engage the threads of the locking section properly.
The spring, through the medium of the locking section, exerts a constant locking force on the bolt in the same direction as a force that would tighten the nut. In this nut, the load-carrying section has the thread strength of a standard nut of comparable size, while the locking section presses against the threads of the bolt and locks the nut firmly in position. Only a wrench applied to the nut loosens it. The nut can be removed and reused without impairing its efficiency.
Boots self-locking nuts are made with three different spring styles and in various shapes and sizes. The wing type that is
Figure 7-26. Self-locking nuts.
<!-- image -->
the most common ranges in size for No. 6 up to 1 / 4 inch, the Rol-top ranges from 1 / 4 inch to 1 / 6 inch, and the bellows type ranges in size from No. 8 up to 3 / 8 inch. Wing-type nuts are made of anodized aluminum alloy, cadmium-plated carbon steel, or stainless steel. The Rol-top nut is cadmium-plated steel, and the bellows type is made of aluminum alloy only.
.
## Stainless Steel Self-Locking Nut
The stainless steel self-locking nut may be spun on and off by hand as its locking action takes places only when the nut is seated against a solid surface and tightened. The nut consists of two parts: a case with a beveled locking shoulder and key and a thread insert with a locking shoulder and slotted keyway. Until the nut is tightened, it spins on the bolt easily, because the threaded insert is the proper size for the bolt. However, when the nut is seated against a solid surface and tightened, the locking shoulder of the insert is pulled downward and wedged against the locking shoulder of the case. This action compresses the threaded insert and causes it to clench the bolt tightly. The cross-sectional view in Figure 7-27 shows how the key of the case fits into the slotted keyway of the insert so that when the case is turned, the threaded insert is turned with it. Note that the slot is wider than the key. This permits the slot to be narrowed and the insert to be compressed when the nut is tightened.
## Elastic Stop Nut
The elastic stop nut is a standard nut with the height increased to accommodate a fiber locking collar. This
Figure 7-27. Stainless steel self-locking nut.
<!-- image -->

File diff suppressed because one or more lines are too long

View File

@ -0,0 +1,33 @@
Unordered list:
- foo
Empty unordered list:
Ordered list:
- bar
Empty ordered list:
Heading:
# my heading
Empty heading:
Indented code block:
```
print("Hi!")
```
Empty indented code block:
Fenced code block:
```
print("Hello world!")
```
Empty fenced code block:

View File

@ -0,0 +1,14 @@
<document>
<section_header_level_1><location><page_1><loc_22><loc_83><loc_45><loc_84></location>Java Code Example</section_header_level_1>
<text><location><page_1><loc_22><loc_63><loc_78><loc_81></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</text>
<paragraph><location><page_1><loc_39><loc_61><loc_61><loc_62></location>Listing 1: Simple Java Program</paragraph>
<code><location><page_1><loc_22><loc_56><loc_55><loc_60></location>public static void print() { System.out.println( "Java Code" ); }</code>
<text><location><page_1><loc_22><loc_37><loc_78><loc_55></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</text>
<section_header_level_1><location><page_2><loc_22><loc_84><loc_32><loc_85></location>Formula</section_header_level_1>
<text><location><page_2><loc_22><loc_65><loc_80><loc_82></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</text>
<text><location><page_2><loc_22><loc_58><loc_80><loc_65></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt.</text>
<formula><location><page_2><loc_47><loc_56><loc_56><loc_57></location></formula>
<text><location><page_2><loc_22><loc_38><loc_80><loc_55></location>Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.</text>
<text><location><page_2><loc_22><loc_29><loc_80><loc_38></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt ut laoreet dolore magna aliquam erat volutpat.</text>
<text><location><page_2><loc_22><loc_21><loc_80><loc_29></location>Duis autem vel eum iriure dolor in hendrerit in vulputate velit esse molestie consequat, vel illum dolore eu feugiat nulla facilisis at vero eros et accumsan et iusto odio dignissim qui blandit praesent luptatum zzril delenit augue duis dolore te feugait nulla facilisi. Lorem ipsum dolor sit amet, consectetuer adipiscing elit, sed diam nonummy nibh euismod tincidunt ut laoreet dolore magna aliquam erat volutpat.</text>
</document>

Some files were not shown because too many files have changed in this diff Show More